IUBio

The Harvards, the Have-Nots, and Open Access

Stevan Harnad harnad at ecs.soton.ac.uk
Sat Mar 20 10:10:43 EST 2004


>sh> [A]lthough the Harvards are somewhat better off than the Have-Nots
>sh> in their institutional access, *no* institution (or institutional
>sh> consortium) has remotely enough money to afford toll access to all
>sh> or even most of the planet's 24,000 serials: only to a small and
>sh> shrinking minority of them.
>sh>
>sh> Nor is open access merely a matter of making tolls more affordable:
>sh> Even if all 24,000 journals were sold at-cost (zero profit) it would
>sh> still remain true of every article published that most of its would-be
>sh> users could not access it, because most institutions worldwide still
>sh> could not afford most journals, even at-cost...

Anonymous comment:

> I expect that at least one library, namely Harvard's, could afford all these 
> journals, even with the publisher profits.  But your statement would surely 
> be correct if you changed "no institution" to "almost no institution."  

I am happy to amend the statement to "almost no institution," But let
me also add these data:

According to the Ulrich/Bowkers Serials listing at
http://www.ulrichsweb.com/ulrichsweb/analysis/

    "The 'Ulrich's Universe' consists of the approximately 175,000 active
    status titles that are included in the Ulrich's database. The Ulrich's
    Universe does not include ceased or suspended titles, or titles that
    are "forthcoming" titles (such as those announced for publication
    or announced but never published)."

Of those 175,000 serials, Ulrichs says it has about 24,000 "refereed serials":

    "As used by Bowker in the Ulrich's database, the term refereed is
    applied to a journal that has been peer-reviewed. Refereed serials
    include articles that have been reviewed by experts and respected
    researchers in specific fields of study including the sciences,
    technology, the social sciences, arts and humanities."

According to the excellent ARL statistics at
http://fisher.lib.virginia.edu/cgi-local/arlbin/arl.cgi
the *total* (refereed and unrefereed) serials holdings of
the top and bottom 15 of their 115 US/Canada research universities are:

Mean	31983.4652  
Median	28454.50
Std Deviation	17103.5302 
Std Error Mean	1594.91242
100% Max	106869.0
99%	90707.0
95%	69218.0
90%	53934.0
75% Q3	38121.0
50% Median	28454.5

Rank  	Institution  	Total Current Serials
1 	HARVARD 	106869.0000
2 	ILLINOIS, URBANA 	90707.0000
3 	CALIFORNIA, BERKELEY 	83089.0000
4 	CALIFORNIA, LOS ANGELES 	79552.0000
5 	YALE 	69664.0000
6 	MICHIGAN 	69218.0000
7 	CORNELL 	62077.0000
8 	INDIANA 	60019.0000
9 	PENNSYLVANIA STATE 	56270.0000
10 	VIRGINIA 	55843.0000
11 	COLUMBIA 	54958.0000
12 	TORONTO 	53934.0000
13 	NORTH CAROLINA STATE 	52769.0000
14 	STANFORD 	50056.0000
15 	TEXAS 	50014.0000
...
100  	CASE WESTERN RESERVE  	 17506.0000
101 	SOUTHERN ILLINOIS 	17467.0000
102 	VIRGINIA TECH 	16679.0000
103 	GEORGE WASHINGTON 	16638.0000
104 	QUEEN'S 	16109.0000
105 	MISSOURI 	16073.0000
106 	LOUISVILLE 	16028.0000
107 	MASSACHUSETTS 	15260.0000
108 	WATERLOO 	15251.0000
109 	TULANE 	14998.0000
110 	KENT STATE 	14605.0000
111 	DELAWARE 	13541.0000
112 	HOWARD 	13102.0000
113 	GUELPH 	12637.0000
114 	SASKATCHEWAN 	11261.0000
115 	MANITOBA 	9865.0000

So Harvard, which is one standard deviation above the next richest
university (and over 4 standard deviations above the mean) still
purchases only 60% of the Ulrich's total. Now this could have various
explanations. (Maybe 40% are junk, with no academic interest.) And
the 24,000 refereed journals are only 13% of the Ulrichs total and 23%
of the Harvard total. And one has no idea what the priorities are.

But the stats do suggest that even Harvard's budget is not omnipotent --
and that it is a statistical order of magnitude higher than the next
richest (and 4 SDs above the mean).

I often speak about the "Harvards" vs. the "Have-Nots" in discussing
access and impact effects, pointing out that even if the Harvards are
somewhat better off in terms of access to the research output of the
Have-Nots, the impact of their own research output is still diminished
by the fact that the Have-Nots (which are in the vast majority) cannot
access it!

http://www.eprints.org/self-faq/#29.Sitting

But I'm happy to add the qualifier "almost" if it is still warranted in
the light of these stats. (The zero-profit conditional is, after all,
counterfactual!)

What is important, I think, is to dissociate the access/impact problem
from the affordability problem, rather than to focus on how many
universities might be able to afford how much.

    "The Affordable-Access (AA) Problem and
     The Open-Access (OA) Problem Are Not the Same"
     http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/3483.html

Stevan Harnad

NOTE: A complete archive of the ongoing discussion of providing open
access to the peer-reviewed research literature online (1998-2004)
is available at the American Scientist Open Access Forum:
        To join the Forum: 
http://amsci-forum.amsci.org/archives/American-Scientist-Open-Access-Forum.html
        Post discussion to: 
    american-scientist-open-access-forum at amsci.org
        Hypermail Archive: 
    http://www.cogsci.soton.ac.uk/~harnad/Hypermail/Amsci/index.html

Unified Dual Open-Access-Provision Policy:
    BOAI-2 ("gold"): Publish your article in a suitable open-access
            journal whenever one exists.
            http://www.earlham.edu/~peters/fos/boaifaq.htm#journals
    BOAI-1 ("green"): Otherwise, publish your article in a suitable
            toll-access journal and also self-archive it.
            http://www.eprints.org/self-faq/
    http://www.soros.org/openaccess/read.shtml
    http://www.eprints.org/signup/




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