From owner-sci-resources@net.bio.net Mon Feb 01 22:00:00 1993
Path: biosci!NET.BIO.NET!kristoff
From: kristoff@NET.BIO.NET (Dave Kristofferson)
Newsgroups: bionet.sci-resources
Subject: NSF - Summary of new documents on STIS - 31 January 1993
Message-ID: <CMM.0.90.2.728635268.kristoff@net.bio.net>
Date: 2 Feb 93 06:41:08 GMT
Sender: kristoff@net.bio.net
Distribution: bionet
Lines: 66


                     ** NEW DOCUMENTS ON STIS **

Document Type: Program Guideline

   Title: NSF 92-139 Academic Research Infrastructure Program
               File size (bytes):       35714
               STIS Filename:           nsf92139

   Title: NSF 93-6 - EHR Activities for Women and Girls in Science,
          Engineering, and Mathematics
               File size (bytes):       66413
               STIS Filename:           nsf936

Document Type: Recruit

   Title: Director, Division of Research, Evaluation and
          Dissemination
               File size (bytes):       6908
               STIS Filename:           vep933

   Title: Head, Office of Systemic Reform (OSR)
               File size (bytes):       6865
               STIS Filename:           vep934

------------------------------------------------------------------------
                       ** FOR YOUR REFERENCE **
------------------------------------------------------------------------
HOW TO OBTAIN DOCUMENTS

The above files can be retrieved in electronic form using the STIS
system.  If you don't know how to use STIS, send an E-mail message to
stisinfo@nsf.gov (Internet) or stisinfo@NSF (BITNET).  You will receive
a copy of the STIS flyer via E-mail.

If you are already using STIS, you can use the information above to
retrieve these files:

Documents via E-mail:

     Send a message to stisserv@nsf.gov (Internet) or stisserv@NSF
     (BITNET).  Use the "STIS Filename" shown above in the "get" command.
     For example, to retrieve vep934, the text of your message should be 
     as follows:
                       get vep934

Anonymous FTP:

     FTP to stis.nsf.gov.  Use the "STIS Filename" shown above to
     retrieve a file.  For example, to retrieve vep934, you would
     enter:
                       ftp> get vep934

WAIS or Gopher:

     Do a word search on the filename as shown in the summary.

If you want a *printed* copy of a document:

     Send your name and postal mailing address, and the document title
     and number to "firstop@nsf.gov" (Internet) or "firstop@nsf" (BITNET).

If you have problems with the above procedures:

     Send a message to "stis@nsf.gov" (Internet) or "stis@NSF"
     (BITNET).  

From owner-sci-resources@net.bio.net Wed Feb 03 22:00:00 1993
Path: biosci!NSF.GOV!parzberg
From: parzberg@NSF.GOV (Peter Arzberger)
Newsgroups: bionet.sci-resources
Subject: nsf9310 - NSF 93-10 GRAND CHALLENGE APPLICATIONS GROUPS (fwd)
Message-ID: <CMM.0.90.2.728859503.kristoff@net.bio.net>
Date: 4 Feb 93 02:58:16 GMT
Sender: kristoff@net.bio.net
Reply-To: Peter Arzberger <parzberg@nsf.gov>
Distribution: bionet
Lines: 351



Title  : NSF 93-10 GRAND CHALLENGE APPLICATIONS GROUPS
Type   : Program Guideline
NSF Org: CISE / ASC
Date   : February 3, 1993
File   : nsf9310


GRAND CHALLENGE APPLICATIONS GROUPS                                 

Fiscal Year 1993

Program Announcement

a component of the U.S. High Performance Computing and Communications
Program

NATIONAL SCIENCE FOUNDATION


The National Science Foundation (NSF) announces opportunities for
group oriented research for Fiscal Year 1993 in connection with the U.S.
High Performance Computing and Communications (HPCC) Program.  Six to eight
proposals are expected to receive funding as Grand Challenge Application
Groups as a result of the opportunities described in this announcement. 
Seven awards were made under this activity in Fiscal Year 1992.

Activities supported under this announcement are expected to achieve
significant progress on (1) fundamental problems in science and engineering
whose solution could be advanced by applying high performance computing
techniques and resources, and (2) enabling technologies which facilitate
those advances.  In addition, it is anticipated that these activities will
generate significant new research in mathematics, computer science,
engineering and other scientific disciplines.  This HPCC activity will
provide funding for multidisciplinary groups of scientists, engineers,
mathematicians and computer scientists to apply emerging high performance
computing and communications systems to advance the solution of diverse
science and engineering problems.  The emphasis will be on support for
groups requiring HPCC capabilities, where such focused, cross disciplinary
support is generally unavailable or difficult to obtain.  Any area of
science and engineering supported by NSF is eligible for funding under this
solicitation.

Grand Challenge Applications Groups are expected to employ testbed systems
exploiting new and emerging computer and communications architectures to
prepare the groundwork for the HPCC goal of sustained teraflop computing on
important application problems by the mid 1990's.  Projects funded through
this effort will focus on the fusion of disciplinary research with emerging
high performance computing environments and architectures, within the
framework of the HPCC program goals.  It is anticipated that projects will
include aspects of design of models, algorithms and software, as well as
problem solving environments, to fully realize the potential of parallel,
distributed and heterogeneous computing systems on Grand Challenge
Application problems and enabling technologies.

These opportunities for support have been created through the cooperation
of disciplinary sub-activities within NSF and other federal agencies
participating in the HPCC program.  This Federal interagency HPCC program
seeks to expand U.S. technological leadership, speed the pace of
innovation, and spur gains in U.S. productivity and competitiveness through
advances in high performance computing and communications.  The program
responds to the opportunities for advances inherent in the use of advanced
computer models incorporating the basic science of parallel processing and
the improved productivity derived by the interaction of people who are
spatially separated sharing networked access to information processing and
computing resources. 

Additional information on NSF HPCC activities in conjunction with the
interagency HPCC effort can be obtained from the NSF HPCC Coordinators
listed as contacts in this document.

Supported Activities

Proposers are encouraged to provide innovative, collaborative approaches to
formulating solutions to Grand Challenge problems.  Among the activities
that are appropriate for support include: research time for individual
investigators, postdoctoral researchers, graduate students, HPCC equipment,
testbed development, access to high performance computing systems,
networking and communications, supplemental HPCC educational activities,
and salary for technical support personnel.

Criteria for Review

All proposals to NSF are subject to the review criteria described in the
NSF brochure, Grants for Research and Education in Science and Engineering 
(GRESE), NSF 92-89.  Single copies of this brochure are available at no
cost from the NSF Forms and Publications Unit, (202) 357-7861, or via
e-mail (Bitnet: pubs@nsf or Internet: pubs@note.nsf.gov).  The review
criteria in GRESE deal with: quality of scientific effort proposed;
competence of investigators; relevance of research; and impact on
infrastructure.  

Proposals for Grand Challenge Applications Groups will also be subject to
specific criteria that reflect the objectives of the interagency HPCC
program:

 	potential for impact in a critical area of science and engineering;

 	creating significant interaction between focused scientific and
	engineering applications and computational activities that has
	broad implications in high performance computational activities
	beyond the specific scientific or engineering problem area or
	discipline being studied; 

 	development of new computational techniques for high performance systems
	with potential benefit for the broader scientific community;

 	record of accomplishment and potential for advancing frontiers of high
	performance parallel, distributed or heterogeneous computing 
	environments;

 	extent to which the research proposed provides a testbed for the
	deployment of new high performance computing and communications
	systems; 

 	educational activities to increase the research participation and
	training of students and researchers.

Reviewers will also consider the extent of involvement of women and
minorities at all levels of the groups; innovative partnerships with
national laboratories and private industry; and  institutional
participation and budgetary levels.

Proposal Submission, Review and Award Processes

Review of proposals will be coordinated across the Foundation, across all
programs related to the proposed project.  Proposals reviewed under this
solicitation that overlap other inter-agency or NSF initiatives such as
Global Change or Advanced Materials and Processing, will be referred to
these activities for joint consideration.  

A combination of mail, panel, and site visit review may be used as needed. 
Awards are planned to be jointly funded between the programs involved, and
coordinated among Federal inter-agency HPCC programs.

Awards are planned to be in the range of $300,000 to $800,000 per year for
a period of three to five years, but there are no firm restrictions on size
or duration.  The number and size of awards will be based on the quality
and potential impact of the proposals reviewed, and the availability of
funds.

Preproposals

Preproposals will be used  to facilitate planning by NSF and to minimize
work on potential proposals that are inappropriate or less likely to be
competitive.  Proposers interested in submitting a formal proposal must
submit 12 copies of a preproposal by March 15, 1993 to:

HPCC/GCAG Coordinator 
NSF, Room 417
1800 G Street, N.W. 
Washington D.C.  20550

The preproposal must contain the following information in the order
indicated:  

	1 Page 	Title of group activity
		List of PI and Co-PI's with departmental and institutional 
			affiliations
		Mailing and e-mail addresses, phone and FAX numbers, of PI only
		Abstract

	3-4 Pages	Outline of project plan
			Evidence of multidisciplinary interactions

	1 Page 	Estimated first year budget (not binding on final proposal)

	1 Page 	List of individuals with whom the PI or Co-PI's have had a close
		working relationship in the last 48 months

	Following	Biographical sketch as per GRESE with a limitation 
	 Pages		of 2 pages per PI and Co-PI's

Since preproposals are not formal proposals, participant or institutional
agreements are not necessary at this stage.

Preproposals will be reviewed by a panel.  The outcome of this review
process will determine which groups will be encouraged to submit formal
proposals.  Groups not receiving encouragement are not prohibited from
formally applying.

It is anticipated that the results from the preproposal review will be
announced during the first week of May.

Final Proposal Deadline

The deadline for receipt of proposals is June 16, 1993.  Fifteen copies of
final proposals, including one copy bearing original signatures and
institutional approval, must be mailed to:

HPCC/GCAG Coordinator 
NSF, Room 417
1800 G Street, N.W. 
Washington D.C.  20550

Only one copy of NSF Form 1225, Information about Principal
Investigator/Project Director should be sent attached to the original
signed copy.

Proposals must be:

i)	received by NSF no later than June 16, 1993;
ii)	postmarked no later than five (5) days prior to the deadline date; or
iii)	sent via commercial overnight mail no later than two (2) days prior to
the 	deadline date to be considered for an award.

Proposals submitted in response to this announcement must be prepared and
submitted in accordance with the guidelines provided in the NSF brochure,
GRESE (92-89).  However, the following are exceptions to the guidelines and
specific to this activity only:

 	the project description is limited to 15 pages (single spaced);

 	each PI and Co-PI may use up to an additional 2 pages each to describe
	 results under prior NSF support, focusing on those results
	 relevant to the proposed project. 

Except for the above, proposals not conforming to these guidelines will be
returned to the proposer.

The review process will be concluded by mid-summer 1993, with announcement
planned for September 1993.

Inquiries

For details on the U.S. High Performance Computing and Communications
Program see the OSTP FCCSET report by the Committee on Physical,
Mathematical, and Engineering Sciences entitled "Grand Challenges 1993: 
High Performance Computing and Communications."   Copies can be obtained
from the Directorate for Computer and Information Science and Engineering,
NSF, 1800 G Street, NW, Room 306, Washington DC 20550.

Inquiries relative to this announcement should be addressed via electronic
mail to:     hpccgrps@nsf.gov (Internet) or hpccgrps@nsf (Bitnet).

Written inquiries may be made to 

HPCC/GCAG Coordinator 
NSF, Room 417
1800 G Street, N.W. 
Washington D.C.  20550

Related Computational Science and Engineering Activities

The HPCC program at NSF is coordinated across all disciplinary research
directorates to encourage joint review and support of proposals with
ongoing computational science and engineering programs.  All NSF
disciplines continue to support base activities in computational science
and engineering research within their disciplinary research programs in
addition to their involvement with this Grand Challenge Applications Group
activity.  The Grand Challenge Applications Groups represent one, but not
the only approach to support HPCC activities.

CONTACT PERSONS AND RELATED ACTIVITIES

General information on the HPCC program may be obtained from the NSF
coordinator; particulars on a specific directorate's involvement from the
relevant directorate level coordinator; and advice on specific projects
from the appropriate disciplinary program manager.  The NSF directorates
are: BIO (Biological Sciences), CISE (Computer & Information Science &
Engineering), EHR (Education and Human Resources), ENG (Engineering), GEO
(Geosciences), MPS (Mathematical and Physical Sciences), and SBE (Social,
Behavioral and Economic Sciences)

NSF HPCC Coordinator: Merrell Patrick, (202) 357-7936, mpatrick@nsf
BIO HPCC Coordinator: Peter Arzberger, (202) 357-7652, parzberg@nsf
CISE HPCC Coordinator: Susan Gerhart, (202) 357-9747,sgerhart@nsf
EHR HPCC Coordinator: Nora Sabelli, (202) 357-7751,nsabelli@nsf
ENG HPCC Coordinator: Lawrence Goldberg, (202) 357-9618,lgoldber@nsf
GEO HPCC Coordinator: Clifford Jacobs, (202) 357-9889, cjacobs@nsf
MPS HPCC Coordinator: Robert Eisenstein, (202) 357-7985, reisenst@nsf
SBE HPCC Coordinator: Paul Chapin, (202) 357-7696, pchapin@nsf

Selected Computational Science and Engineering Activities

Computational Biology, BIO: Peter Arzberger, (202) 357-7652, parzberg@nsf
Computational Chemistry, MPS: Richard Hilderbrandt, (202) 357-7951,
rhilderb@nsf
Computational Engineering, ENG: George Lea, (202) 357-9618, glea@nsf
Computational Materials, MPS: G. Bruce Taggart, (202) 357-9789,
gtaggart@nsf
Computational Mathematics, MPS: Alvin Thaler, (202) 357-3691, thaler@nsf
					       Michael Steuerwalt, (202) 357-3691, msteuerw@nsf
Computational Physics, MPS: Richard Isaacson, (202) 357-3464, isaacson@nsf
Information, Robotics & Intelligent Systems, CISE: 
		Y.T. Chien, (202) 357-9572, ytchien@nsf
New Technologies, CISE: Robert Voigt, (202) 357-7727, rvoigt@nsf
Numeric, Symbolic and Geometric Computation, CISE: 
		Kamal Abdali, (202)357-7345, kabdali@nsf
Theory of Computing, CISE: Dana Richards, (202) 357-7345, richards@nsf
Computational Neuroscience, BIO: Donald Edwards, (202) 357-7040,
dedwards@nsf

The National Science Foundation (NSF) provides awards for research in the
sciences and engineering.  The awardee is wholly responsible for the
conduct of such research and preparation of the results for publication. 
The Foundation, therefore, does not assume responsibility for such findings
and their interpretation.  

The Foundation welcomes proposals on behalf of all qualified scientists and
engineers, and strongly encourages women, minorities and persons with
disabilities to compete fully in any of the the research and
research-related programs described in this document.

In accordance with Federal statutes and regulations and NSF policies, no
person on grounds of race, color, age, sex, national origin, or disability
shall be excluded  from participation in, denied the benefits of, or be
subject to discrimination under, any program or activity receiving
financial assistance from the National Science Foundation.

Facilitation Awards for Handicapped Scientists and Engineers provide
funding for special assistance or equipment to enable persons with
disabilities (investigators and other staff, including student research
assistants) to work on an NSF project.  See program announcement NSF 91-54,
or contact the Facilitation Awards Coordinator, Directorate for Education
and Human Resources, Washington, DC 20550, (202) 357-7461.

The Foundation has TDD (Telephonic Device for the Deaf) capability, which
enables individuals with hearing impairment to communicate with the
Division of Personnel and Management about NSF programs, employment, or
general information.  The telephone number is (202) 357-7492.   (202)
357-7492

This program is described in the Catalog of Federal Domestic Assistance
category 47.070, Computer and Information Science and Engineering.

Electronic Dissemination

You can get information fast through STIS (Science and Technology
Information System), NSF's online publishing system, described in NSF 91-10
(Revised 10/4/91) the "STIS flyer" (elsewhere in this publication).  To get
more copies of the flyer, call the  NSF Publications Section at (202)
357-7861.  For an electronic copy, send an e-mail message to
stisfly@nsf.gov (Internet) or stisfly@nsf (Bitnet).

Ordering by Electronic Mail

If you are a user of electronic mail and have access to either Bitnet or
Internet, you may order publications electronically.  Bitnet users should
address requests to pubs@nsf.  Internet users should send requests to
pubs@nsf.gov.  In your request, include the NSF publication number and
title, number of copies, your name, and a complete mailing address. 
Publications will be mailed with 2 days of receipt of request.


NSF 93-10

OMB 3145-0058
P.T. 34
K.W. 1004000

From owner-sci-resources@net.bio.net Fri Feb 05 22:00:00 1993
Path: biosci!NET.BIO.NET!kristoff
From: kristoff@NET.BIO.NET (Dave Kristofferson)
Newsgroups: bionet.sci-resources
Subject: NIH Guide, vol. 22, no. 5, pt. 3, 5 February 1993
Message-ID: <CMM.0.90.2.728960291.kristoff@net.bio.net>
Date: 6 Feb 93 00:58:11 GMT
Sender: kristoff@net.bio.net
Distribution: bionet
Lines: 1240


$$XID NIHGUIDE 19930205 V22N05 P3O3 ************************************
On page 1 of form PHS 398, check "yes" in Item 2a, enter the number
of this Program Announcement in the space provided, and provide the
name of this Program Announcement (Surgical Management of the
Epilepsy) in the blank space labeled "Title."

Use the mailing label provided in the application package to mail the
signed original and five exact copies of it to the Division of
Research Grants.  If the application is for a program project or
center grant, please send the original and three copies to the
Division of Research Grants.  An additional two copies of the program
project or center grant application sent to the address below would
be useful for expediting the processing of these applications for
multidisciplinary efforts.

REVIEW CONSIDERATIONS

Research project grant (R01) applications and FIRST award (R29)
applications will be reviewed for scientific and technical merit by
an appropriate study section in the Division of Research Grants.
Program project grant (P01) and center grant (P50) applications will
be reviewed according to the practice of the Institute to which the
application is assigned.  The second level of review will be by the
appropriate national advisory council.

AWARD CRITERIA

The standard review criteria will be used to assess the scientific
merit of applications.  Applications will compete for available funds
with all other applications.  The following will be considered when
making funding decisions:

o  quality of the proposed projects as determined by peer review,
o  availability of funds, and
o  program balance among research areas.

INQUIRIES

Questions concerning scientific aspects may be addressed to:

Charlotte B. McCutchen,  M.D.
Division of Convulsive, Developmental, and Neuromuscular Disorders
National Institute of Neurological Disorders and Stroke
Federal Building, Room 114
Bethesda, MD  20892
Telephone:  (301) 496-1917
FAX:  (301) 496-9916

Questions concerning fiscal aspects may be addressed to:

Patricia Driscoll
Grants Management Branch
National Institute of Neurological Disorders and Stroke
Federal Building, Room 1004
Bethesda, MD  20892
Telephone:  (301) 496-9231

AUTHORITY AND REGULATIONS

This program is described in the Catalogue of Federal Domestic
Assistance, Number 93.853, Clinical Research Related to Neurological
Disorders, and 93.854, Biological Basis Research in the
Neurosciences.  Grants will be awarded under the authority of the
Public Health Service Act, Title IV, Section 301 (Public Law 78-410,
as amended: 42 USC 241) and administered under PHS grants policies
and Federal Regulations 42 CFR Part 52 and 45 CFR 74.  This program
is not subject to Health Services Agency Review of the
intergovernmental review requirements of Executive Order 12372.

$$P5 END ************************************************************

$$P6 BEGIN PA-93-51 *************************************************

RESEARCH GRANTS RELATED TO NARCOLEPSY

NIH GUIDE, Volume 22, Number 5, February 5, 1993

PA NUMBER:  PA-93-51

P.T. 34; K.W. 0715187, 0755030

National Institute of Neurological Disorders and Stroke
National Institute of Mental Health

PURPOSE

The Division of Convulsive, Developmental, and Neuromuscular
Disorders; National Institute of Neurological Disorders and Stroke
(NINDS) and the National Institute of Mental Health (NIMH) are
revising and reissuing a NINDS program announcement on narcolepsy
published in the NIH Guide to Grants and Contracts, Vol. 19, No. 15,
April 13, 1990, to notify the scientific community of continuing
NINDS/NIMH interest in the submission of research project grant
applications related to narcolepsy.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priorities.  This program
announcement is related to the priority area of narcolepsy.
Potential applicants may obtain a copy of "Healthy People 2000" (Full
Report:  No. 017-001-00474-0, or Summary Report:  Stock No.
017-001-00473-0) through the Superintendent of Documents, Government
Printing Office, Washington, DC 20402-9325 (telephone 202-783-3238).

ELIGIBILITY REQUIREMENTS

Applications may be submitted by foreign and domestic institutions,
for-profit and non-profit organizations, public and private, such as
universities, colleges, hospitals, laboratories, units of state and
local governments, and eligible agencies of the Federal government.
Foreign institutions are eligible for research project grants (R01)
only.  Applications from minority institutions, minority individuals,
and women are encouraged.

MECHANISM OF SUPPORT

The support mechanisms for grants in this area will be the
investigator-initiated research project grant (R01), the First
Independent Research Support and Transition (FIRST) award (R29), the
program project grant (P01), and the center grant (P50).  As
consistent with the aforementioned mechanisms, the Principal
Investigator or program director, as well as any participating
investigators, will plan, direct, and perform the research.
Applicants for program project grants should contact the NINDS
representative listed below as early as possible in the planning
stages.

RESEARCH OBJECTIVES

Background

Narcolepsy is a neurological condition characterized by irresistible
episodes of sleep.  The classic symptoms of narcolepsy are:  (1)
sleep attacks - sudden urges to sleep; (2) cataplexy - sudden
generalized or partial flaccid paralysis; (3) hypnagogic
hallucinations - sleep onset hallucinations; and (4) sleep paralysis
- generalized paralysis before or at the time of falling asleep or on
awakening.

Narcolepsy has its typical onset in adolescence and young adulthood.
There is an average 15-year delay between onset and correct
diagnosis, that may contribute substantially to the disabling
features of the disorder.  Cognitive, educational, occupational, and
psychosocial problems associated with the excessive daytime
sleepiness of narcolepsy have been documented.  For these to occur in
the crucial teen years when education, development of self-image, and
development of occupational choice are taking place is especially
damaging.  While cognitive impairment does occur, it may only be a
reflection of the excessive daytime somnolence.  The prevalence of
narcolepsy in the United States has been estimated to be as high as
one per 1,000.  It is a major reason for patient visits to sleep
disorder centers, and with its onset in adolescence, it is also a
major cause of learning difficulty and absenteeism from school.
Normal teenagers often already experience excessive daytime
sleepiness because of a maturational increase in physiological sleep
tendency accentuated by multiple educational and social pressures;
this may be disabling with the addition of narcolepsy symptoms in
susceptible teenagers.  In clinical practice, the differentiation
between narcolepsy and other conditions characterized by excessive
somnolence may be difficult.  Treatment options are currently
limited.  There is a paucity in the literature of controlled
double-blind studies of possible effective drugs or other forms of
therapy.  Mechanisms of action of some of the few available
therapeutic agents have been explored but detailed studies of
mechanisms of action are needed before new classes of therapeutic
agents can be developed.

The neural control of normal sleep states and the relationship to
narcolepsy are only partially understood. In humans, narcoleptic
sleep is characterized by a tendency to go abruptly from a waking
state to rapid eye movement (REM) sleep with little or no intervening
non-REM sleep.  The changes in the motor and proprioceptive systems
during REM sleep have been studied in both human and animal models.
During normal REM sleep, spinal and brainstem alpha motor neuron
hypopolarization produces almost complete atonia of skeletal muscles
via an inhibitory descending reticulospinal pathway.  Acetylcholine
may be one of the neurotransmitters involved in this pathway.  In
narcolepsy, the reflex inhibition of the motor system seen in
cataplexy is believed identical to that seen in normal REM sleep.

Despite the experimental evidence in human narcolepsy that there may
be an inherited basis for at least some forms of narcolepsy, the mode
of inheritance remains unknown.

Research Goals and Scope

The goal of this announcement is to stimulate research in both basic
and clinical aspects of narcolepsy.  The scope of this program
encompasses both animal and human studies, that would utilize a
variety of experimental approaches and methods.  If experimental
studies on human subjects are proposed, the protocols should contain
recruitment procedures to encourage the participation of women and
minorities.

Examples of areas of potential research include studies on the
pathophysiology of narcolepsy; abnormalities of circadian rhythms,
particularly anatomical and biochemical substrates; the molecular
genetics of narcolepsy; and the development of new therapies.  New,
more sensitive, and specific objective diagnostic procedures need to
be developed and validated.

While studies in the naturally occurring narcoleptic dog model
suggest an autosomal recessive mode of transmission in that model,
genetic analysis of cohorts of narcoleptic patients and
identification of informative families are needed to define the mode
of inheritance and to facilitate the search for gene markers.

STUDY POPULATIONS

POLICIES CONCERNING INCLUSION OF WOMEN AND MINORITIES IN CLINICAL
RESEARCH STUDY POPULATIONS

NIH policy is that applicants for NIH clinical research grants and
cooperative agreements will be required to include minorities and
women in study populations so that research findings can be of
benefit to all persons at risk of the disease, disorder, or condition
under study; special emphasis should be placed on the need for
inclusion of minorities and women in studies of diseases, disorders,
and conditions that disproportionately affect them.  This policy is
intended to apply to males and females of all ages.  If women or
minorities are excluded or inadequately represented in clinical
research, particularly in proposed population-based studies, a clear
compelling rationale should be provided.

The composition of the proposed study population must be described in
terms of gender and racial or ethnic group.  In addition, gender and
racial or ethnic issues should be addressed in developing a research
design and sample size appropriate for the scientific objectives of
the study.  This information should be included in the form PHS 398
in Sections 1-4 of the Research Plan AND summarized in Section 5,
Human Subjects.  Applicants are urged to assess carefully the
feasibility of including the broadest possible representation of
minority groups; however, the NIH recognizes that it may not be
feasible or appropriate in all research projects to include
representation of the full array of Unites States racial or ethnic
minority populations:  Native Americans (including American Indians
or Alaska Natives), Asian or Pacific Islanders, Blacks, and
Hispanics).  The rationale for studies on single minority population
groups should be provided.

For the purpose of this policy, clinical research includes human
biomedical and behavioral studies of etiology, epidemiology,
prevention (and prevention strategies), diagnosis, or treatment of
diseases, disorders, or conditions, including, but not limited to,
clinical trials.

The usual NIH policies concerning research on human subjects also
apply.  Basic research or clinical studies in which human tissues
cannot be identified or linked to individuals are excluded; however,
every effort should be made to include human tissues from women and
racial or ethnic minorities when it is important to apply the results
of the study broadly.  This directive should be addressed by
applicants.

For foreign awards, the policy on inclusion of women applies fully.
Since the definition of minority differs in other countries, the
applicant must discuss the relevance of research involving foreign
population groups to the United States' population, including
minorities.

Peer reviewers will address specifically whether the research plan in
the application conforms to these policies.  If the representation of
women or minorities in a study design is inadequate to answer the
scientific question(s) addressed AND the justification for the
selected study population is inadequate, it will be considered a
scientific weakness or deficiency in the study design and will be
reflected in assigning the priority score to the application.

All applications for clinical research submitted to the NIH are
required to address these policies.  If the required information is
not contained within the application, the review will be deferred
until the information is provided. NIH funding components will not
award grants or cooperative agreements that do not comply with these
policies.

APPLICATION PROCEDURES

Applications are to be submitted on the grant application form PHS
398 (rev. 9/91) according to the instructions included in the
application package.  These application packages are available at the
institutional office of sponsored research and from the Office of
Grants Inquiries, Division of Research Grants, National Institutes of
Health, Westwood Building, Room 449, Bethesda, MD 20892, telephone
301/496-7441.

Applicants for program project grants (P01) should request, from the
address below, a copy of the NINDS Guidelines:  Program Project and
Research Center Grants (rev. 6/92).  Receipt dates for new research
project grant (R01) applications and FIRST (R29) awards and for
program project (P01) and center grant (P50) applications are
February 1, June 1, and October 1.

FIRST award applications must include at least three sealed letters
of reference attached to the face page of the original application.
FIRST award applications submitted without the required number of
reference letters will be considered incomplete and will be returned
without review.

On page 1 of form PHS 398, check "yes" in Item 2a, enter the number
of this Program Announcement in the space provided, and the name of
this Program Announcement (Narcolepsy) in the blank space labeled
"Title."

Use the mailing label provided in the application package to mail the
signed original and five exact copies of it to the Division of
Research Grants.

REVIEW CONSIDERATIONS

Research project grant (R01) applications and FIRST award (R29)
applications will be reviewed for scientific and technical merit by
an appropriate study section in the Division of Research Grants.
Program project grant (P01) and center grant (P50) applications will
be reviewed according to the practice of the Institute to which the
application is assigned.  The second level of review will be by the
appropriate national advisory council.

AWARD CRITERIA

The standard review criteria will be used to assess the scientific
merit of applications.  Applications will compete for available funds
with all other applications. The following will be considered when
making funding decisions quality of the proposed projects as
determined by peer review, availability of funds, and program balance
among research areas.

INQUIRIES

Questions concerning neurological/neuroscientific aspects of this
Program Announcement may be addressed to:

Charlotte B. McCutchen, M.D.
Division of Convulsive, Developmental, and Neuromuscular Disorders
National Institute of Neurological Disorders and Stroke
Federal Building, Room 114
Bethesda, MD  20892
Telephone:  (301) 496-6701
FAX:  (301) 402-0302

Questions concerning psychiatric aspects of the Program Announcement
may be addressed to:

Susan Blumenthal, M.D.
Basic Prevention and Behavioral Medical Research Branch
National Institute of Mental Health
Parklawn Building, Room 11C06
Rockville, MD  20857
Telephone:  (301) 443-4337
FAX:  (301) 443-4822

Questions concerning fiscal aspects of this Program Announcement may
be addressed to:

Patricia Driscoll
Grants Management Branch
National Institute of Neurological Disorders and Stroke
Federal Building, Room 1004
Bethesda, MD  20892
Telephone:  (301) 496-9231

AUTHORITY AND REGULATIONS

This program is described in the Catalogue of Federal Domestic
Assistance, Number 93.853, Clinical Research Related to Neurological
Disorders, and 93.854, Biological Basis Research in the
Neurosciences.  Grants will be awarded under the authority of the
Public Health Service Act, Title IV, Section 301 (Public Law 78-410,
as amended: 42 USC 241) and administered under PHS grants policies
and Federal Regulations 42 CFR Part 52 and 45 CFR 74.  This program
is not subject to Health Services Agency Review of the
intergovernmental review requirements of Executive Order 12372.

$$P6 END ************************************************************


$$XID RFA PA9347 PA-93-47 P1O1 *****************************************

PREVENTING ALCOHOL-RELATED PROBLEMS AMONG ETHNIC MINORITIES

NIH GUIDE, Volume 22, Number 5, February 5, 1993

PA NUMBER:  PA-93-47

P.T. 34, FF; K.W. 0404003, 0414014, 0411005

National Institute on Alcohol Abuse and Alcoholism

PURPOSE

The National Institute on Alcohol Abuse and Alcoholism (NIAAA)
invites researchers to submit research grant applications related to
the prevention of alcohol-related problems among ethnic minority
groups of African Americans, Americans, Asian Americans, and Pacific
Islanders.  Most of these groups are at elevated risk for specific
alcohol problems or may have changing patterns of increased alcohol
consumption.  All of these minority groups require the development
and evaluation of culturally relevant programs of alcohol abuse
prevention.  NIAAA promotes innovative prevention research within a
broad range of populations and is particularly interested in
receiving  methodologically sound and conceptually grounded
outcome-oriented research applications.

The primary objective of this program announcement is to expand the
limited information available about the prevention of alcohol-related
problems among ethnic minorities .  While differential rates of
alcohol problems have been well documented within minority
communities, the link between ethnic identity and successful alcohol
abuse prevention interventions has not.  Research proposed within the
domain of this program announcement should address factors that
facilitate or impede the development, implementation, and evaluation
of prevention strategies among diverse sociocultural populations.
Attention should be focused on (1) the culturally-appropriate
development or adaptation of interventions within these minority
settings and (2) how ethnic minority identity relates to prevention
research outcomes.  In general, the impact of ethnicity on alcohol
use and prevention of its abuse should be studied within a particular
context, such as, alcohol availability control, server training,
price increases, media messages, or psychosocial antecedents of
high-risk behavior.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Program
Announcement, Preventing Alcohol-Related Problems Among Ethnic
Minorities, is related to the priority area of alcohol abuse
reduction.  Potential applicants may obtain a copy of "Healthy People
2000" (Full Report:  Stock No. 017-001-00474-0) or "Healthy People
2000" (Summary Report:  Stock No. 017-001-00473-1) through the
Superintendent of Documents, Government Printing Office, Washington,
DC 20402-9325 (telephone 202-783-3238).

ELIGIBILITY

Applications may be submitted by domestic and foreign public and
private non-profit and for-profit organizations, such as,
universities, colleges, hospitals, research institutes and
organizations, units of State and local governments, and eligible
agencies of the Federal government.  Women and minority investigators
are encouraged to apply.  Foreign applicants are not eligible for
First Independent Research Support and Transition (FIRST) awards
(R29).

MECHANISMS OF SUPPORT

Research support may be obtained through applications for a regular
research grant (R01), small grant (R03), or FIRST award (R29).
Applicants for R01s may request support for up to five years.  The
average direct cost per year for R01s is approximately $220,000.
Small Grants are limited to two years for up to $50,000 per year for
direct costs.  FIRST award applications must be for five years.
Total direct costs for the five-year period may not exceed $350,000
or $100,000 in any one budget period.  FIRST awards and small grants
cannot be renewed, but grantees may apply for R01 support to continue
research on the same topics.

Annual continuation awards will be made subject to continued
availability of funds and progress achieved.

RESEARCH OBJECTIVES

Background Information on Alcohol-Related Problems and Use Among
Ethnic Minorities

In the United States, alcohol use is involved in nearly 100,000
deaths annually, including approximately one-half of the nearly
45,000 fatalities in traffic crashes; 27,000 deaths due to cirrhosis
of the liver; and a high proportion of the deaths due to homicide,
suicide, drowning, falls, burns, and other accidents.  Alcohol abuse
results in alcohol-related injuries and violence, marital discord,
job loss, and serious medical consequences including birth defects.
Alcohol-related problems and costs are unevenly distributed across
racial and ethnic groups this uneven distribution may be related to
cultural differences in drinking patterns.  Surveys have found
disproportionately high levels of alcohol consumption and
alcohol-related problems among African Americans, Hispanic Americans,
and Native Americans.  In contrast, Asian Americans and Pacific
Islanders have been found to have lower levels of alcohol use.
However, recent evidence indicates that consumption may be increasing
among these two groups.

African Americans

Alcohol-related Problems: African Americans comprise the largest
ethnic minority in the United States, accounting for 12 percent of
the total population.  Results of a 1983 national study of drinking
problems and patterns found that African Americans, especially males,
are at high risk for acute and chronic alcohol-related diseases; such
as, cirrhosis, alcoholic fatty liver, hepatitis, heart disease, and
cancers of the mouth, larynx, tongue, esophagus, and lung.  High
rates of problem drinking and alcoholism in high-density, urban
African American communities have been associated with assaults,
homicides, accidents, trouble with the law, and family problems.
Several studies have concluded that African Americans are at greater
risk of accidents due to drinking than Caucasians.

Patterns of Consumption:  While overall rates of alcohol consumption
are similar for African American males and Caucasian males, the two
groups differ with respect to the age distribution of drinking and
related problems.  Among Caucasian males, frequent heavy drinking is
most prevalent between 18 and 29 years of age; among African American
males in that age group, heavy drinking is less frequent.  Between 30
and 39, the rates of heavy consumption continue to be high for
Caucasian males; however those of African American males rise
sharply, surpassing those of Caucasians.  Rates of heavy consumption
gradually decrease for men of both races after 40.  Racial
differences in consumption patterns are even more pronounced among
women, but in the opposite direction:  i.e., African American women
tend to drink less.  Nearly half of African American women were found
to be abstainers, compared with one-third of Caucasian women.  A
smaller proportion of African American women than Caucasian women are
heavy drinkers.  African American women in the 18-29 age group are
significantly less likely to drink at all or to drink heavily than
are Caucasian women.

Prevention Research:  An intensive search of the prevention research
literature identified a number of primary and secondary prevention
efforts focused on alcohol-related problems in the African American
population of the United States, but none reported a systematic
evaluation of program effects.  Among the 130 demonstration projects
initiated by the Office for Substance Abuse Prevention (OSAP) in
1987, 24 focus on African American high-risk youth and their
families. Comparisons between the different minority-based
demonstration projects have not been extensively reported.

Studies of African Americans might focus fruitfully on men who are
moderate drinkers, since African Americans are experiencing higher
rates of alcohol-related problems than Caucasians with similar levels
of consumption, for reasons that are not clearly understood.  The
increase in heavy drinking and alcohol-related problems among African
Americans and Hispanics during their 30s suggests the need for
interventions with this age group.

Hispanic Americans

Alcohol-related Problems:  The growing Hispanic population consists
of several distinct groups (Mexican Americans, Puerto Ricans, Cuban
Americans, and persons from other countries of Central America, South
America, and the Caribbean).  These groups now comprise nine percent
of the U.S. population.  Hispanic males suffer disproportionately
from alcohol dependence and problems related to alcohol abuse
compared with African American and Caucasian males in the United
States.  Several studies suggest that Mexican American men drink more
and are more likely to have alcohol-related problems than men in
other major Hispanic subgroups.  In contrast, Hispanic women are at
lower risk for alcohol dependency and alcohol-related problems than
are Caucasian women in the U.S. population.  Nevertheless, the
proportion who drink and have alcohol problems has been rising among
second and third generation Hispanic women, as has the proportion
experiencing related family problems.

Patterns of Consumption:  Several epidemiological studies have found
that alcohol-use patterns among Hispanics differ somewhat from
Caucasians.  Specifically, Hispanic males drink less frequently but
consume larger amounts, have more instances of very heavy or binge
drinking, and have more instances of alcohol-related problems that
continue throughout adulthood than Caucasian males.  Hispanic females
abstain or drink infrequently, usually in a family context.
Consumption rates among Mexican American females are somewhat higher
than those of females in other Hispanic groups.

Hispanic drinking patterns are related to degree of acculturation,
although the relationship differs by gender and nationality group.
Male immigrants appear to quickly adopt a drinking pattern that
blends the high frequency characteristic of U.S. male drinking with
the Hispanic high quantity-per-occasion practice.  Among Hispanic
females, acculturation is associated with increases in both the
proportion of women who drink and the amount they consume.  In
contrast to the men, however, this change in drinking patterns
usually occurs in the first generation born in the United States
rather than in the immigrant generation.

Prevention Research:  A comprehensive review of alcohol prevention
programs targeted at Hispanic populations found that only one of
these (the Ganadores "Winners" project) was systematically evaluated.
The interventions implemented in that program included mass media
messages and community-based activities designed to increase
awareness of the dangers of alcohol and to change attitudes toward
alcohol use and drinking behavior.  The community activities included
dissemination of educational materials and oral presentations by
community leaders designed to make people think more about their own
drinking.  The program resulted in an increase in reported awareness
and knowledge of the dangers of alcohol, but it did not change
drinking behavior.  Nine other current projects aimed at alcohol
prevention among Mexican Americans have been recently described but
have not been evaluated.

Several aspects of the Mexican American culture may have implications
for alcohol abuse prevention strategies and research.  For example,
cultural values may affect the identification of heavy drinking and
the recognition of alcohol abuse as a health problem.  There is a
need to address the role of cultural values as contributors to (and
potential moderators of) problematic drinking practices.  In
addition, interventions designed to increase awareness of the
seriousness of alcohol problems should be tested.  Where appropriate,
research on alcohol use and abuse by Hispanics should also examine
changes in immigrants' attitudes toward drinking.

Native Americans

Alcohol-related Problems:  The Native American population consists of
approximately two millon people and over 300 distinct tribal and
ethnic groupings within the continental United States and Alaska.  It
is a young, diverse, rapidly growing population living in urban,
rural, and reservation settings.  Data for 1978-1980 and 1983-1985,
indicate that alcohol abuse is a contributing factor in 4 of the 10
leading causes of death for Native Americans:  accidents, chronic
liver disease and cirrhosis, homicide, and suicide. Accidents are
still among the leading causes of death for Native Americans.  An
estimated seventy five percent of all traumatic deaths and suicides
among Native Americans are alcohol-related.  Deaths from
alcohol-related causes are particularly prevalent in the 25 to 44 age
group.  Many tribes, particularly in the West, have dramatically
higher accident mortality rates than the national average.  Fatal
accidents among Native Americans are 2.2 to 2.3 times the national
average.

Patterns of Consumption:  Alcohol use varies tremendously from tribe
to tribe.  Some tribes have a smaller proportion of drinking adults
than the U.S. population, while others have more drinkers.
Differences in drinking patterns may also relate to reservation and
urban settings.  The majority of Native American youth report
experimentation with alcohol.  Drinking among Native American youth
is especially serious since mortality from alcohol-related causes is
most common in younger years.  Heavy recreational and binge drinking
may account for unusually high rates of alcohol-related arrests and
accidental deaths among young Native American males.  In general,
Native American women drink considerably less than men, but the
prevalence of drinking among women is growing rapidly in some tribes,
which may help account for the increase in the reported incidence of
Fetal Alcohol Syndrome (FAS).

Prevention Research:  Most primary prevention programs aimed at
Native Americans in recent years have been school-based,
youth-oriented programs emphasizing information about the effects and
consequences of alcohol and other substance abuse.  Their specific
effectiveness is largely unknown, as is the effectiveness of
school-based programs in general.  Several programs designed to
provide youth with coping skills, however, have reliably documented
systematic research efforts.  For example, a modest success was
reported for a bicultural skills-enhancement program delivered in
reservation and non-reservation settings in the Pacific Northwest.
At a six-month follow-up, the test group had better knowledge of drug
effects, better interpersonal skills for managing pressures to use
alcohol and other drugs, and lower rates of alcohol, marijuana, and
inhalant use than the control group.

Native American communities also have instituted community-wide
prevention programs using local resources and Federal Government
funds.  A 1986-1987 survey of community programs funded by the Indian
Health Service (IHS) identified a total of 312 communities involved
in community-based alcohol/substance abuse prevention and
intervention programs.  These programs provided a variety of
services, including alcohol and drug education activities designed to
build self-esteem and coping skills, improve decision-making skills,
and promote family bonding and enrichment.  However, no systematic
evaluation of the effects of these programs was reported in the
presentation of survey results.

In 1983, the IHS introduced a program to prevent FAS by providing
Native American communities throughout the country with the
knowledge, skills, and strategies to initiate prevention measures on
their own.  The chief element of the program was the training of
cadres of trainers/advocates in all local communities served by the
IHS to impart FAS information to a variety of audiences.  Evaluation
results showed a significant gain in knowledge and retention over an
extended period of time by the target populations.

Asian Americans and Pacific Islanders

Alcohol-related Problems:  The 7.3 million Asian Americans and
Pacific Islanders now comprise 2.9 percent of the U.S. population.
In the past decade, the size of the Asian/Pacific population has more
than doubled, and its diversity has greatly expanded.  Currently
available data describe low rates of alcohol-related problems among
Asian/Pacific Americans, even among those identified as heavy
drinkers.  This finding has been attributed to ethnic differences in
physiological reactions (i.e., the "flushing response") as well as
sociocultural and environmental factors.  Among the cultural factors
contributing to low rates of alcoholism are norms that permit
drinking, particularly at social functions, but that discourage
drinking to excess, and tight family and community regulation of
alcohol use.  These factors have been combined into a "reciprocity
model" explaining the alcohol consumption of Asians.  It has been
suggested that the growing numbers and heterogeneity of Asian
immigrants, as well as the progressive assimilation of Asian
Americans into American value systems, will lead to increases in
drinking problems among recent Asian immigrants.

Patterns of Consumption:  Studies consistently suggest that Asian
Americans use and abuse alcohol less frequently than non-Asian
individuals.  In one study examining differences in alcohol
consumption among residents of Hawaii, researchers found that Native
Hawaiians and Caucasians reported higher levels of alcohol use than
Chinese Americans, Japanese Americans, and Filipino Americans.  In
several studies focusing on drinking patterns among Asians in the
United States, however, the view of Asian/Pacific Americans as
non-drinkers was questioned.  In an examination of Chinese, Japanese,
Korean, and Filipinos in Los Angeles, variations in drinking patterns
by ethnicity as well as by age and sex were found.  These data
suggest that Asian Americans display diverse drinking styles,
including a relatively high proportion of heavy drinkers among
Japanese and Filipino men.  The same study found that those
Asian/Pacific Americans most likely to drink are men under the age of
45 who have higher social status.  Their attitudes toward alcohol use
were permissive and their friends tolerant of drinking.

Prevention Research:  Low rates of alcohol-related problems have
contributed to the paucity of prevention research targeted at the
various Asian/Pacific subpopulations.  Six of the ongoing Center for
Substance Abuse Prevention demonstration projects, however, are
targeted at Asian/Pacific youth and community groups.

Areas of research interest

Despite the relatively large number of findings describing broad
ethnic differences in drinking behaviors and alcohol-related
problems, the nature of the linkage between ethnic identity and
alcohol use or abuse has not been established.  There are few
theoretical paradigms to guide research into these variations.
However, there is a need to understand the relationships in order to
increase the potential effectiveness of prevention strategies within
communities.  The paucity of rigorous research on the prevention of
alcohol-related problems indicates a need for a variety of prevention
and pre-prevention studies directed specifically to these
populations.

Environmental Prevention Strategies

A systematic program of research that investigates the effectiveness
of environmental prevention strategies in minority settings is needed
to explore interventions that are designed to change the incentives,
opportunities, risks, and expectations that surround drinking.  This
includes examinations of the impact on African American, Hispanic,
Native American, Pacific Islanders, and Asian communities (or
high-risk groups within them) of national, State, or community-wide
policies designed to control alcohol availability and reduce demand
for such products.  Policy changes might be expected to have diverse
effects on minority ethnic populations because of differences in
sociocultural patterns of drinking, as well as differences in the
manner in which such policies are viewed in different communities and
the ways they are enforced.

Availability Control:  Strategies that might be tested in ethnic
minority contexts that attempt to control the physical, social, and
economic availability of alcoholic beverages include: (1)
strengthening and/or enforcing alcohol beverage control (ABC) laws
regulating the hours of operation and the location and number of
outlets for sales of alcoholic beverages; (2) enhancing enforcement
of minimum drinking age laws; (3) implementing server training
programs; and (4) raising taxes on alcoholic beverages.

Examination of Media Messages:  It is widely believed that the mass
media have an important impact on perceptions, attitudes, and beliefs
regarding alcohol although research evidence is equivocal.  There has
been increasing concern in the past decade about whether the alcohol
industry has tailored advertising to specific ethnic communities.
This suggests the need to explore the effects of focused advertising
on the definitions of appropriate drinking behaviors specific to
minority subcultures and to age, sex, and socioeconomic
subpopulations within ethnic groups.  Research is needed on reactions
of ethnic groups to public service messages and fictional television
and radio programming related to alcohol.  Who are the most credible
communicators within various ethnic groups--and which media channels
(print, television, radio) have the most impact?

Institutions:  Within ethnic communities, institutions such as
churches, business groups, schools, and local political bodies may
play important roles in addressing alcohol problems.  Little is known
about whether and in what ways such influence is exerted in ethnic
communities to address alcohol problems.  To what extent have
institutions such as the beverage and hospitality industries
contributed to or deterred prevention efforts through; for example,
server training programs or the sponsorship of cultural and athletic
events?  To what extent have organizations such as Mothers Against
Drunk Driving (MADD) gained support in implementing prevention
programs in minority communities?

Server Training:  Those who are responsible for serving alcohol have
the opportunity to influence individuals' drinking.  Recently, server
training programs have been implemented to teach those who serve
alcohol in bars and restaurants how to moderate patrons' drinking.
The few studies to date suggest that such programs have been
effective in reducing the rate and amount of consumption by patrons
and the probability of patron intoxication.  There is a need to test
these findings among minority populations.

Price Increases:  Econometric studies have suggested that an increase
in the prices of alcoholic beverages would result in decreases in
consumption, alcohol-involved automobile crashes, and rates of
cirrhosis mortality.  Projections based on these studies have
indicated that a tax on beer amounting to 35 percent of the retail
price would halve the number of alcohol-related fatalities among
16-to 20-year-old drivers. Research is needed to determine whether
these relationships and projections also apply to various ethnic
minority groups.

Prevention Strategies Focusing on the Individual

Prevention efforts targeted at individuals, distinct from those that
target changes in the environment, have attempted to change
consumption practices by increasing individual knowledge of alcohol
effects and by altering attitudes about the use of alcohol.  These
efforts usually involve the use of media campaigns and school-based
instructional programs.  Such programs have sometimes produced
desired changes in knowledge and attitudes, but have not been able to
document long-term behavior changes.  School-based programs that
teach youth peer pressure resistance and social competence skills for
avoiding the use of alcohol and other drugs show promise but have
only demonstrated moderate or short-lived effects.  Even this
conditional effectiveness, however, has not been established for
ethnic minority students and calls for further research.

The study of how ethnicity affects individual differences in drinking
behavior may involve the statistical modeling of personality
variables, alcohol use patterns, and prediction of prevention
outcomes.  In general, the most effective studies of these
interrelationships are longitudinal and may monitor a wide range of
variables, including income level, availability of alcohol, peer and
adult influences, intention to drink, and other identified risk
factors (low academic achievement, lack of prohibitions, early
alcohol use, low self-esteem, psychopathology, poor family relations,
lack of socialization, other drug use, etc.).  These constructs allow
for a more precise examination of the relationship between ethnicity
and effective prevention outcomes.

Identifying High-Risk Groups:  Within each ethnic minority, it is
important to target some intervention efforts at youth and pregnant
women.  This may call for creative techniques for identifying and
engaging these groups in interventions.  For example, since
school-based programs are the most popular form of intervention,
additional strategies may need to be developed to reach students who
have dropped out of school.  The usefulness of brief questionnaires
in targeting high-risk individuals within these populations should be
evaluated.  Programs to prevent Fetal Alcohol Syndrome might seek to
identify individuals who would participate in a support network to
facilitate abstinence during pregnancy.  Such a network could include
peer counseling, family involvement, and community-wide interventions
(i.e., a comprehensive, multiple system strategy).

Identifying Protective Factors:  Research on alcohol-related problems
tends to focus on identifying stressful events and other factors that
place individuals at high risk.  A promising alternative approach is
to explore coping resources and protective factors that have reduced
alcohol problems among minority individuals, particularly those
exposed to "high-risk" environments.  Protective factors may function
both at the individual level--by influencing personal decisions about
engaging in risk-taking behavior--and at the social level--through
the perception of social support from friends and family and through
family characteristics.

Strategies for Program Development

One possible research strategy involves taking interventions from
programs that have been successfully tested in the general community
and adapting those interventions for use with ethnic minorities.
Programs using the social influence model that have shown positive
outcomes might be adapted for implementation with one or more ethnic
minority groups (such as the Midwestern Prevention Project is
attempting to do).

Another possible research approach is systematic testing of
prevention programs that appear to have been successfully implemented
within ethnic communities but were tested on only a limited scale
and/or not systematically evaluated at all.  Examples of these
include the community-based programs implemented by the Indian Health
Service and various demonstration programs that employ social
learning models and are targeted at high-risk youth.

Similarly, it may be useful to design strategies for increasing
awareness of health-related alcohol problems and understanding of the
relationship between cultural attitudes and the social/physical
environment and alcohol abuse.  It may be necessary to determine how
the target groups define "excessive" or "inappropriate" alcohol use,
before developing educational materials about the prevention of
alcohol-related health problems such as cirrhosis.

Methodological Issues:  Mediating Factors

In the development of grant applications researchers may also choose
to focus on particular cross-cutting issues concerning the design of
ethnically-based programs.  Recent research has focused on the
methodological pitfalls of attempting to distinguish the effects of
ethnicity from other demographic variables such as age, gender, and
socioeconomic status and mediating processes such as acculturation.
These variables may make it difficult to identify the unique
importance of ethnicity in prevention outcomes.  Differences in how
the researcher and the subject define ethnicity may also impact the
interpretation of research results.  Furthermore, variations between
individuals in how they define their cultural origin may mediate the
effects of interventions that rely on culture specific messages.

Immigration and Acculturation:  The differences observed in drinking
patterns of ethnic groups by residence and immigrant cohort suggest
the need for further studies of the factors surrounding urbanization,
immigration, and acculturation as they relate to alcohol use.  To
fully understand acculturation, it is also necessary to consider the
effects of such factors as immigrants' economic status, social
interaction patterns, employment opportunities, and access to
alcoholic beverages as intervening variables in the change process.
Stages of acculturation, heterogeneity of ethnic groups and
individual differences in ethnic identification may confound measures
of acculturation.

Different ethnic groups may also experience different stresses
surrounding their cultural identity.  It is important that these
psychological mediators and stressors be identified and examined.
For example, members of ethnic minorities living in a larger society
are, to varying degrees, bicultural.  Bicultural membership may
produce unique stresses (or provide protective advantages) affecting
alcohol consumption.  Research is needed to address the effect of
biculturality on alcohol consumption.  In particular, the possible
contribution of value conflicts to alcohol-related problems in
different social situations needs to be explored.

Alcohol Consumption Patterns:  There may be special problems
associated with using measures of alcohol consumption formulated for
the dominant majority culture.  For example, the consistency of
consumption, the standard drink equivalents, and the standard time
frame referred to may be less familiar and less relevant to some
ethnic groups. Moreover, the pattern of heavy drinking followed by
periods of abstinence may not be captured by consumption measures
based on regular recall periods, or by those that produce a
volume-based measure.  In general, the validity of standard tests and
measuring instruments may have to be explicitly established for the
relevant ethnic populations.

Peer Group and Cohort Comparisons:  Research is needed to determine
the norms and values prevalent in specific age and generational
cohorts in each of the ethnic minority populations as these norms and
values relate to alcohol use and risk-taking.  Without knowledge of
cultural differences in the development of drinking careers, it is
difficult to select appropriate interventions across different age
groups.  For example, cultural differences in susceptibility to peer
pressure will alter the design of interventions that might impede the
formation of alcohol-using "peer clusters" and encourage the
formation of "peer clusters" that provide sanctions against alcohol
use.  These interventions may be developmentally appropriate at one
age but not another within different cultures.

Cultural Sensitivity, Cultural Competence:  There is widespread
agreement that prevention research on ethnic minorities requires an
acquaintance with the culture of the target group.  Concern with
issues of cultural sensitivity suggests the need to consider, for
example, inclusion of members of target minority groups in the
planning and implementation of research programs or the use of the
language of the target group in communications, data collection, or
administration of standardized measures.  Both cultural sensitivity
and methodological considerations suggest that a clear cooperative
arrangement between community organizations or agencies and
researchers is an essential ingredient for the successful
implementation and evaluation of an intervention strategy.

Methodological Considerations

Studies concerning the prevention of alcohol-related problems among
ethnic minorities must be conceived and executed so as to satisfy the
usual criteria of scientific merit.  Careful attention should be paid
to the specific design requirements for adequate statistical power,
particularly if comparisons between or within ethnic minority groups
are planned. Research designs that require comparison groups should
carefully consider the selection of appropriate control groups, the
possibility of differential influence of psychiatric and other drug
use patterns, and the effects of possible differential attrition at
outcome.

Evaluation of Prevention Interventions:  Prevention research
involving interventions must include comprehensive evaluation
components that are conceptually and procedurally integrated into the
overall research program.  The three areas of evaluation (formative,
procedural-or process, and outcome) provide information relevant to
the interpretation of the research findings.  Evaluation bears
directly upon the verification of the research hypotheses connecting
interventions to outcomes.

Formative evaluation involves community members in the identification
of critical issues that should be researched and in the evaluation of
instruments and procedures for appropriateness to the particular
community.  Procedural evaluation refers to the periodic monitoring
of the implementation of interventions during the course of the
research to assure adherence to protocol and to document what
actually was being done or delivered.  Outcome evaluation is
concerned with determining whether the program achieved its
objectives, i.e., whether the outcomes hypothesized to be caused or
produced by the interventions did in fact occur.  This phase of the
evaluation process requires the specification of a verifiable causal
linkage between the interventions and the events or behaviors whose
encouragement or avoidance is the ultimate target of the
interventions.

Cross-Institute or Center Areas of Interest

Projects may be submitted under this announcement that address issues
in common with other agencies.  For example, the Center for Substance
Abuse Prevention (CSAP), which was an original co-funding agency for
the earlier Request for Applications in this area, may be interested
in funding the intervention component of an NIAAA prevention research
grant responsive to this announcement.  CSAP has initiated many
prevention service demonstration projects focused on high-risk youth
and their families, including prevention projects targeted at ethnic
minority groups.  It is conceivable that an applicant could carry out
the research in the context of a CSAP Community Partnership grant,
High Risk Youth grant or other initiative.  This would have the
benefit of providing a potential applicant with a pool of clients
from an ongoing community intervention.  Preapplication consultation
with the appropriate individual listed below is strongly encouraged.
Applications are considered for acceptance and assigned according to
standing PHS referral guidelines.

STUDY POPULATIONS

NIH POLICY CONCERNING INCLUSION OF WOMEN AND MINORITIES AS SUBJECTS
IN RESEARCH

Applications for grants and cooperative agreements that involve human
subjects are required to include minorities and both genders in study
populations so that research findings can be of benefit to all
persons at risk of the disease, disorder or condition under study:
special emphasis should be placed on the need for inclusion of
minorities and women in studies of diseases, disorders, and
conditions which disproportionately affect them.  This policy applies
to all research involving human subjects and human materials and
applies to men and women of all ages.  If one gender and/or minority
group are excluded or are inadequately represented in this research,
particularly in proposed population-based studies, a clear,
compelling rationale for exclusion or inadequate representation
should be provided.  The composition of the proposed study population
must be described in terms of gender and racial/ethnic group together
with a rationale for its choice.  In addition, gender and
racial/ethnic issues should be addressed in developing a research
design or sample size appropriate for the scientific objectives of
the study.

Applications for support of research involving human subjects must
use a study design with minority and/or gender representation (by age
distribution, risk factors, incidence/prevalence, etc.) appropriate
to the scientific objectives of the research.  It is not an automatic
requirement for the study design to provide statistical power to
answer the questions posed for men and women separately; however,
whenever there are scientific reasons to anticipate differences
between men and women, and racial/ethnic groups, with regard to the
hypotheses under investigation, applicants should include an
evaluation of these gender and minority group differences in the
proposed study.  If adequate inclusion of one gender and/or minority
group is impossible or inappropriate with respect to the purpose of
the research because of the health of the subjects, or other reasons
or if in the only study population available, there is a
disproportionate representation of one gender or minority/majority
group, the rationale for the study population must be well explained
and justified.

The NIH funding components will not make awards of grants,
cooperative agreements, or contracts that do not comply with this
policy.  For research awards which are covered by this policy,
awardees will report annually on enrollment of women and men,  and on
the race and ethnicity of subjects.

Protection of Human Subjects

The Department of Health and Human Services (DHHS) has regulations
for the protection of human subjects which include additional
regulations for the protection of children.  A copy of these
regulations (45 CFR 46, Protection of Human Subjects), including
those pertaining specifically to children, are available from the
Office for Protection from Research Risks, National Institutes of
Health, Building 31, Room 5B47, Bethesda, Maryland 20892, telephone
301-496-7041.  Specific questions concerning protection of human
subjects in research may be directed to the staff members listed
under INQUIRIES.

An applicant organization proposing to conduct nonexempt research
involving human subjects must file an Assurance of Compliance with
the Office for Protection from Research Risks (OPRR).  As part of
this assurance, which commits the applicant organization to comply
with the DHHS regulations, the applicant organization must appoint an
institutional review board (IRB) which is required to review and
approve all nonexempt research activities involving human subjects.

APPLICATION PROCEDURES

Applications are to be submitted on the grant application form PHS
398 (rev. 9/91) and will be accepted at the standard application
deadlines as indicated in the application kit.

Application kits are available from most institutional offices of
sponsored research and from the Office of Grants Inquiries, Division
of Research Grants, National Institutes of Health, Westwood Building,
Room 449, Bethesda, MD 20892, telephone 301-496-7441.  The number and
title of the announcement must be typed in item number 2a on the face
page of the application.

FIRST award applications must include at least three sealed letters
of reference attached to the face page of the original application.
FIRST award applications submitted without the required number of
reference letters will be considered incomplete and will be returned
without review.

The completed original and five permanent, legible copies of the form
PHS 398 must be sent or delivered to:

Division of Research Grants
National Institutes of Health
Westwood Building, Room 240
Bethesda, MD  20892**

REVIEW CONSIDERATIONS

The Division of Research Grants, NIH, serves as a central
point for receipt of applications for most discretionary PHS
grant programs.  Applications received under this
announcement will be assigned to an Initial Review Group
(IRG) in accordance with established PHS Referral Guidelines.
The IRG, consisting primarily of non-Federal scientific and
technical experts, will review the applications for
scientific and technical merit.  Notification of the review
recommendations will be sent to the applicant after the
initial review.  Applications will receive a second-level
review by an appropriate national advisory council, whose
review may be based on policy considerations as well as
scientific merit.  Only applications recommended by the
Council may be considered for funding.  Second level review  of small
grants (R03s) is by NIH staff.

REVIEW CRITERIA

Criteria for scientific/technical merit review of applications for
regular research grants (R01) will include:

1.  The overall scientific and technical merit and significance of
the proposed research.

2.  The appropriateness and adequacy of the research design,
including the adequacy of mechanisms for the implementation of any
intervention and the methodology proposed for collection and analysis
of data.

3.  The adequacy of the qualifications and relevant research
experience of the principal investigator and key research personnel.

4.  The availability and adequacy of facilities, general environment
for the conduct of the proposed research, other resources, and any
collaborative arrangements necessary for the research.

5.  The appropriateness of budget estimates for the proposed research
activities.

6.  Where applicable, the adequacy of procedures to protect human
subjects.

7.  Conformance of the application to the NIH policy on inclusion of
women and minorities in study populations.

The review criteria for small grants (R03) and FIRST awards (R29) are
contained in the respective program announcements, available from:

National Clearinghouse for Alcohol and Drug Information (NCADI)
P.O. Box 2345
Rockville, MD  20892
Telephone:  (301) 468-2600 or 1-800-729-6686

AWARD CRITERIA

Applications recommended for approval by the appropriate advisory
council will be considered for funding on the basis of overall
scientific and technical merit of the proposal as determined by peer
review, program needs and balance, and the availability of funds.

Terms and Conditions of Support

Grant funds may be used for expenses clearly related and necessary to
carry out research projects, including both direct costs, which can
be specifically identified with the project, and allowable indirect
costs of the institution.  Research grant support may not be used to
establish, add a component to, or operate a prevention,
rehabilitation, or treatment service program.  Support for
research-related prevention, rehabilitation, or treatment services
and programs may be requested only for costs required by the
research.  These costs must be justified in terms of research
objectives, methods, and designs that promise to yield generalizable
knowledge and/or make a significant contribution to theoretical
concepts.

Grants will be administered in accordance with the PHS Grants Policy
Statement (rev 10/90) which should be available from your office of
sponsored research.

INQUIRIES

Written and telephone inquiries are encouraged.  The opportunity to
clarify any issues or questions from potential applicants is welcome.

Direct inquiries regarding programmatic issues to:

Elsie Taylor or Kendall Bryant, Ph.D.
Prevention Research Branch
Division of Clinical and Prevention Research
National Institute on Alcohol Abuse and Alcoholism
5600 Fishers Lane, Room 13C-23
Rockville, MD  20857
Telephone:  (301) 443-1677

Inquiries relating to fiscal matters may be directed to:

Elsie Fleming
Grants Management Branch
Office of Planning and Resource Management
National Institute on Alcohol Abuse and Alcoholism
5600 Fishers Lane, Room 16-86
Rockville, MD  20857
Telephone:  (301) 443-4703

Inquires relating to prevention service demonstration projects and
evaluation may be directed to:

Armando Pollack
Special Assistant to the Director of Community Prevention and
Training
Center for Substance Abuse Prevention
Rockwall II Building, 9th floor
5600 Fishers Lane
Rockville MD  20857
Telephone:  (301) 443-0369

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance, No. 93.273.  Awards are made under the authorization of
the Public Health Service, Sections 301 and 405, and administered
under the PHS grants policies and Federal Regulations at Title 42 CFR
Part 52, "Grants for Research Projects," and Title 45 CFR Parts 74
and 92, "Administration of Grants" and 45 CFR Part 46, "Protection of
Human Subjects."  This program is not subject to the
intergovernmental review requirements of Executive Order 12372 or
Health Systems Agency review.  Sections of the Code of Federal
Regulations are available in booklet form from the U.S. Government
Printing Office.

From owner-sci-resources@net.bio.net Fri Feb 05 22:00:00 1993
Path: biosci!NET.BIO.NET!kristoff
From: kristoff@NET.BIO.NET (Dave Kristofferson)
Newsgroups: bionet.sci-resources
Subject: NIH Guide, vol. 22, no. 5, pt. 2, 5 February 1993
Message-ID: <CMM.0.90.2.728960174.kristoff@net.bio.net>
Date: 6 Feb 93 00:56:14 GMT
Sender: kristoff@net.bio.net
Distribution: bionet
Lines: 1499


$$XID NIHGUIDE 19930205 V22N05 P2O3 ************************************
larger societal factors upon the onset, casual use, escalation to
use, maintenance, development of dependence, cessation of use, and
relapse of drugs among ethnic/racial minority groups and other
underserved populations.  These studies should be based upon a
multidimensional and multidisciplinary perspective where the
exploration of drug use will be grounded within a
person-in-situation-environment configuration with reciprocal
interactions existing among and within the various systems an
individual interacts.  Especially encouraged is research that
investigates resiliency and protective factors among minority
children who may otherwise be at high risk of using drugs but do not.
Studies that help in the development of information which can lead to
the early identification of those at risk of drug use and abuse among
the various ethnic/racial groups and underserved populations are
particularly needed.  Studies that provide data on identifying the
motivating factors responsible for the cessation of drug use among
school dropouts, children of drug users, longtime drug addicts, young
African-American, Asian American and Hispanic male and female adults
are also invited.

Projects are encouraged to utilize qualitative and quantitative
methods in combination; a reliance on retrospective data is
discouraged.  Community-based studies with matched control groups
where feasible are encouraged; longitudinal efforts and secondary
analysis of existing data studies also are supported as appropriate.
Also encouraged are studies that critically validate the cultural
relevance of current methodological approaches and those that utilize
rigorous research designs within the context of their data collection
activities.

Epidemiologic studies

Patterns and prevalence of drug use related studies:  Research in
this area seeks to evaluate whether the patterns, including the
sequencing and multiple use and abuse of drugs of ethnic/racial
minority youth, school dropouts, gang members, children of drug
users, and homeless youth differs from non-minority youth as reported
by drug abuse researchers.  Also encouraged are studies that gather
information on the prevalence of drug use among Asian American,
Hispanic individuals of South, Central American, and Caribbean
extraction, migrant workers, and U.S.-Mexican border populations.

Consequences related studies:  Research in this area concentrates on
providing information on the impact that drug use has upon the
emotional and economic well-being of minority individuals, their
families, and communities.  Research on the interrelationship between
drug abuse and violence, including domestic violence among
ethnic/racial minority youth, school dropouts, gang members is
particularly encouraged.  Research in this program component may
include studies on the effects that drug abuse and related
criminality has upon the social and economic well-being of minority
neighborhoods.  Encouraged also are studies that investigate to what
extent drug use and drug dealing is responsible for violence reported
among ethnic/racial minority groups and other underserved
populations.

STUDY POPULATIONS

NIH POLICY CONCERNING INCLUSION OF MINORITIES AND WOMEN AS SUBJECTS
IN RESEARCH

Applications for grants and cooperative agreements that involve human
subjects are required to include minorities and both genders in study
populations so that research findings can be of benefit to all
persons at risk of the disease, disorder, or condition under study;
special emphasis should be placed on the need for inclusion of
minorities and women in studies of diseases, disorders and conditions
which disproportionately affect them.  This policy applies to all
research involving human subjects and human materials, and applies to
males and females of all ages.  If one gender and/or minorities are
excluded or are inadequately represented in this research,
particularly in proposed population-based studies, a clear compelling
rationale for exclusion or inadequate representation should be
provided.  The composition of the proposed study population must be
described in terms of gender and racial/ethnic group, together with a
rationale for its choice.  In addition, gender and racial/ethnic
issues should be addressed in developing a research design and sample
size appropriate for the scientific objectives of the study.

Applicants are urged to assess carefully the feasibility of including
the broadest possible representation of minority groups.  However,
NIH recognizes that it may not be feasible or appropriate in all
research projects to include representation of the full array of
United States racial/ethnic minority populations (i.e., American
Indians or Alaskan Natives, Asians or Pacific Islanders, Blacks,
Hispanics).  Investigators must provide the rationale for studies on
single minority population groups.

Applications for support of research involving human subjects must
employ a study design with minority and/or gender representation (by
age distribution, risk factors, incidence/prevalence, etc.)
appropriate to the scientific objectives of the research.  It is not
an automatic requirement for the study design to provide statistical
power to answer the questions posed for men and women and
racial/ethnic groups separately; however, whenever there are
scientific reasons to anticipate differences between men and women,
and racial/ethnic groups, with regard to the hypothesis under
investigation, applicants should include an evaluation of these
gender and minority group differences in the proposed study.  If
adequate inclusion of one gender and/or minorities is impossible or
inappropriate with respect to the purpose of the research, because of
the health of the subjects, or other reasons, or if in the only study
population available, there is a disproportionate representation of
one gender or minority/majority group, the rationale for the study
population must be well explained and justified.

The NIH funding components will not make awards of grants,
cooperative agreements or contracts that do not comply with this
policy.  For research awards which are covered by this policy,
awardees will report annually on enrollment of women and men, and on
the race and ethnicity of subjects.

APPLICATION PROCEDURES

Applications are to be submitted on the grant application form PHS
398 (rev. 9/91) and will be accepted at the standard application
deadlines as indicated below and in the application kit.  The receipt
dates for applications for AIDS-related research are found in the PHS
398 instructions.

Application kits are available at most institutional business offices
or offices of sponsored research and may be obtained from the Office
of Grants Inquiries, Division of Research Grants, National Institutes
of Health, Westwood Building, Room 449, Bethesda, Maryland 20892,
telephone 301/496-7441.  The title and number of this announcement
must be typed in item 2a on the face page of the application for PHS
398.

FIRST award applications must include at least three sealed letters
of reference attached to the face page of the original application.
FIRST award applications submitted without the required number of
reference letters will be considered incomplete and will be returned
without review.

The completed original and five legible copies of the application
form PHS 398 must be sent or delivered to:

Division of Research Grants
National Institutes of Health
Westwood Building, Room 240
Bethesda, MD  20892**

REVIEW PROCESS

The Division of Research Grants, NIH, serves as a central point for
receipt of applications.  Applications will be assigned in accordance
with established Public Health Service referral guidelines and will
be reviewed by an initial review group (IRG) for scientific and
technical merit in accordance with the standard NIH peer review
procedures.

AWARD CRITERIA

Applications will compete for available funds with all other
applications recommended for further consideration and assigned to
the appropriate institute.  R03 applications do not receive a second
level review.  The following will be considered in making funding
decisions:

o  Quality of the proposed project as determined by peer review
o  Availability of funds
o  Program balance among research areas of the announcement

INQUIRIES

Written and telephone inquiries are encouraged.  The opportunity to
clarify any issues or questions from potential applicants is welcome.

Direct inquiries regarding programmatic issues to:

Mario R. De La Rosa, Ph.D.
Division of Epidemiology and Prevention Research
National Institute on Drug Abuse
Rockwall II, Suite 615
5600 Fishers Lane
Rockville, MD  20857
Telephone:  (301) 443-2974

Direct inquiries regarding fiscal matters to:

Mrs. Shirley Denney
Grants Management Branch
National Institute on Drug Abuse
Parklawn Building, Room 8A54
5600 Fishers Lane
Rockville, MD  20857
Telephone:  (301) 443-6710

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance No. 93.279.  Awards are made under the authority of
Section 301 of the Public Health Service Act (42 USC 241).  Federal
regulations at 42 CFR Part 52, "Grants for Research Projects," and
Title 45 CFR Parts 74 and 92, generic requirements concerning the
administration of grants, are applicable to these awards.  The
program is not subject to the intergovernmental review requirements
of Executive Order 12372 or Health Systems Agency review.

$$P1 END ************************************************************

$$P2 BEGIN PA-93-47 FULL-TEXT ***************************************

PREVENTING ALCOHOL-RELATED PROBLEMS AMONG ETHNIC MINORITIES

NIH GUIDE, Volume 22, Number 5, February 5, 1993

PA AVAILABLE:  PA-93-47

P.T. 34, FF; K.W. 0404003, 0414014, 0411005

National Institute on Alcohol Abuse and Alcoholism

THE PROGRAM ANNOUNCEMENT ANNOUNCED (PA) IN THIS NOTICE CONTAINS
ESSENTIAL INFORMATION FOR THE PREPARATION OF AN APPLICATION.
POTENTIAL APPLICANTS MAY OBTAIN THE PA FROM THE CONTACT NAMED IN
INQUIRIES, BELOW.

PURPOSE

The National Institute on Alcohol Abuse and Alcoholism (NIAAA)
invites researchers to submit research grant applications related to
the prevention of alcohol-related problems among ethnic minority
groups of African Americans, Hispanic Americans, Native Americans,
Asian Americans, and Pacific Islanders.  Most of these groups are at
elevated risk for specific alcohol problems or may have changing
patterns of increased alcohol consumption.  All of these minority
groups require the development and evaluation of culturally relevant
programs of alcohol abuse prevention.  NIAAA promotes innovative
prevention research within a broad range of populations and is
particularly interested in receiving methodologically sound and
conceptually grounded outcome-oriented research applications.

The primary objective of this program announcement is to expand the
limited information available about the prevention of alcohol-related
problems among ethnic minorities.  While differential rates of
alcohol problems have been well documented within minority
communities, the link between ethnic identity and successful alcohol
abuse prevention interventions has not.  Research proposed within the
domain of this program announcement should address factors that
facilitate or impede the development, implementation, and evaluation
of prevention strategies among diverse sociocultural populations.
Attention should be focused on (1) the culturally-appropriate
development or adaptation of interventions within these minority
settings and (2) how ethnic minority identity relates to prevention
research outcomes.  In general, the impact of ethnicity on alcohol
use and prevention of its abuse should be studied within a particular
context such as, alcohol availability control, server training, price
increases, media messages, or psychosocial antecedents of high-risk
behavior.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.   This PA,
Preventing Alcohol-Related Problems Among Ethnic Minorities, is
related to the priority area of alcohol abuse reduction.  Potential
applicants may obtain a copy of "Healthy People 2000" (Full Report:
Stock No. 017-001-00474-0) or "Healthy People 2000" (Summary Report:
Stock No. 017-001-00473-1) through the Superintendent of Documents,
Government Printing Office, Washington, DC 20402-9325 (telephone
202-783-3238).

ELIGIBILITY

Applications may be submitted by domestic and foreign public and
private non-profit and for-profit organizations, such as,
universities, colleges, hospitals, research institutes and
organizations, units of State and local governments, and eligible
agencies of the Federal government.  Women and minority investigators
are encouraged to apply.  Foreign applicants are not eligible for
First Independent Research Support and Transition (FIRST) awards
(R29).

MECHANISMS OF SUPPORT

Research support may be obtained through applications for a regular
research grant (R01), small grant (R03), or FIRST award (R29).
Applicants for R01s may request support for up to five years.  The
average direct cost per year for R01s is approximately $220,000.
Small grants (R03) are limited to two years for up to $50,000 per
year for direct costs.  FIRST award applications must be for five
years.  Total direct costs for the five-year period may not exceed
$350,000 or $100,000 in any one budget period.  FIRST award and small
grants cannot be renewed but grantees may apply for R01 support to
continue research on the same topics.

RESEARCH OBJECTIVES

Background Information on Alcohol-Related Problems and Use Among
Ethnic Minorities

In the United States, alcohol use is involved in nearly 100,000
deaths annually, including approximately one-half of the nearly
45,000 fatalities in traffic crashes; 27,000 deaths due to cirrhosis
of the liver; and a high proportion of the deaths due to homicide,
suicide, drowning, falls, burns, and other accidents.  Alcohol abuse
results in alcohol-related injuries and violence, marital discord,
job loss, and serious medical consequences including birth defects.
Alcohol-related problems and costs are unevenly distributed across
racial and ethnic groups.  This uneven distribution may be related to
cultural differences in drinking patterns.  Surveys have found
disproportionately high levels of alcohol consumption and
alcohol-related problems among African Americans, Hispanic Americans,
and Native Americans.  In contrast, Asian Americans and Pacific
Islanders have been found to have lower levels of alcohol use.
However, recent evidence indicates that consumption may be increasing
among these two groups.

Areas of Research Interest

Despite the relatively large number of findings describing broad
ethnic differences in drinking behaviors and alcohol-related
problems, the nature of the linkage between ethnic identity and
alcohol use or abuse has not been established.  There are few
theoretical paradigms to guide research into these variations.

However, there is a need to understand the relationships in order to
increase the potential effectiveness of prevention strategies within
communities.  The paucity of rigorous research on the prevention of
alcohol-related problems indicates a need for a variety of prevention
and pre-prevention studies directed specifically to these
populations.

Environmental Prevention Strategies

A systematic program of research that investigates the effectiveness
of environmental prevention strategies in minority settings is needed
to explore interventions that are designed to change the incentives,
opportunities, risks, and expectations that surround drinking.  This
includes examinations of the impact on African American, Hispanic,
Native American, Pacific Islanders, and Asian communities (or
high-risk groups within them) of national, State, or community-wide
policies designed to control alcohol availability (e.g., server
training) and reduce demand for such products (e.g., price
increases).  Policy changes might be expected to have diverse effects
on minority ethnic populations because of differences in
sociocultural patterns of drinking, as well as differences in the
manner in which such policies are viewed in different communities and
the ways they are enforced.

Prevention Strategies Focusing on the Individual

Prevention efforts targeted at individuals, distinct from those that
target changes in the environment, have attempted to change
consumption practices by increasing individual knowledge of alcohol
effects and by altering attitudes about the use of alcohol.  These
efforts usually involve the use of media campaigns and school-based
instructional programs.  Such programs have sometimes produced
desired changes in knowledge and attitudes, but have not been able to
document long-term behavior changes.  School-based programs that
teach youth peer pressure resistance and social competence skills for
avoiding the use of alcohol and other drugs show promise but have
only demonstrated moderate or short-lived effects. Even this
conditional effectiveness, however, has not been established for
ethnic minority students and calls for further research.

The study of how ethnicity affects individual differences in drinking
behavior may involve the statistical modeling of personality
variables, alcohol use patterns, and prediction of prevention
outcomes.  In general, the most effective studies of these
interrelationships are longitudinal and may monitor a wide range of
variables, including income level, availability of alcohol, peer and
adult influences, intention to drink, and other identified risk
factors (low academic achievement, lack of prohibitions, early
alcohol use, low self-esteem, psychopathology, poor family relations,
lack of socialization, other drug use, etc.).  These constructs allow
for a more precise examination of the relationship between ethnicity
and effective prevention outcomes.

Strategies for Program Development

One possible research strategy involves taking interventions from
programs that have been successfully tested in the general community
and adapting those interventions for use with ethnic minorities.
Programs using the social influence model that have shown positive
outcomes might be adapted for implementation with one or more ethnic
minority groups.

Another possible research approach is systematic testing of
prevention programs that appear to have been successfully implemented
within ethnic communities but were tested on only a limited scale
and/or not systematically evaluated at all.  Examples of these
include the community-based programs implemented by the Indian Health
Service and various demonstration programs that employ social
learning models and are targeted at high-risk youth.

Similarly, it may be useful to design strategies for increasing
awareness of health-related alcohol problems and understanding of the
relationship between cultural attitudes and the social/physical
environment and alcohol abuse.  It may be necessary to determine how
the target groups define "excessive" or "inappropriate" alcohol use,
before developing educational materials about the prevention of
alcohol-related health problems such as cirrhosis.

Cross-Institute or Center Areas of Interest

Projects may be submitted under this announcement that address issues
in common with other agencies.  For example, the Center for Substance
Abuse Prevention (CSAP), which was an original co-funding agency for
the earlier Request for Applications in this area, may be interested
in funding the intervention component of a NIAAA prevention research
grant responsive to this announcement.  CSAP has initiated many
prevention service demonstration projects focused on high-risk youth
and their families, including prevention projects targeted at ethnic
minority groups.  It is conceivable that an applicant could carry out
the research in the context of a CSAP Community Partnership grant,
High Risk Youth grant or other initiative.  This would have the
benefit of providing a potential applicant with a pool of clients
from an ongoing community intervention.  Preapplication consultation
with the appropriate individual listed below is strongly encouraged.
Applications are considered for acceptance and assigned according to
standing PHS referral guidelines.

STUDY POPULATIONS

NIH POLICY CONCERNING INCLUSION OF WOMEN AND MINORITIES AS SUBJECTS
IN RESEARCH

For projects involving clinical research, NIH requires applicants to
give special attention to the inclusion of women and minorities in
study populations. If women or minorities are not included in the
study populations for clinical studies, a specific justification for
this exclusion must be provided.

Applications without such documentation will not be accepted for
review.

APPLICATION PROCEDURES

Applications are to be submitted on the grant application form PHS
398 (rev. 9/91) and will be accepted at the standard application
deadlines as indicated in the application kit.

Application kits are available from most institutional offices of
sponsored research and from the Office of Grants Inquiries, Division
of Research Grants, National Institutes of Health, Westwood Building,
Room 449, Bethesda, MD 20892, telephone 301-496-7441.  The number and
title of the announcement must be typed in item number 2a on the face
page of the application.

FIRST award applications must include at least three sealed letters
of reference attached to the face page of the original application.
FIRST award applications submitted without the required number of
reference letters will be considered incomplete and will be returned
without review.

The completed original and five permanent, legible copies of the form
PHS 398 must be sent or delivered to:

Division of Research Grants
National Institutes of Health
Westwood Building, Room 240
Bethesda, MD  20892**

REVIEW CONSIDERATIONS

The Division of Research Grants, NIH, serves as a central point for
receipt of applications for most discretionary PHS grant programs.
Applications received under this announcement will be assigned to an
Initial Review Group (IRG) in accordance with established PHS
Referral Guidelines.  The IRG, consisting primarily of non-Federal
scientific and technical experts, will review the applications for
scientific and technical merit.  Notification of the review
recommendations will be sent to the applicant after the initial
review.  Applications will receive a second-level review by an
appropriate national advisory council, whose review may be based on
policy considerations as well as scientific merit.  Only applications
recommended by the Council may be considered for funding.  The second
level review of small grants (R03s) is by NIH staff.

REVIEW CRITERIA

Criteria for scientific/technical merit review of applications for
research project grants (R01) will include:

1.  The overall scientific and technical merit and significance of
the proposed research.

2.  The appropriateness and adequacy of the research design,
including the adequacy of mechanisms for the implementation of any
intervention and the methodology proposed for collection and analysis
of data.

3.  The adequacy of the qualifications and relevant research
experience of the principal investigator and key research personnel.

4.  The availability and adequacy of facilities, general environment
for the conduct of the proposed research, other resources, and any
collaborative arrangements necessary for the research.

5.  The appropriateness of budget estimates for the proposed research
activities.

6.  Where applicable, the adequacy of procedures to protect human
subjects.

7.  Conformance of the application to the NIH policy on inclusion of
women and minorities in study populations.

The review criteria for small grants (R03) and FIRST awards (R29) are
contained in the respective program announcements, available from:

National Clearinghouse for Alcohol and Drug Information (NCADI)
P.O. Box 2345
Rockville, MD  20892
Telephone:  (301) 468-2600 or 1-800-729-6686

AWARD CRITERIA

Applications recommended for approval by the appropriate advisory
council will be considered for funding on the basis of overall
scientific and technical merit of the proposal as determined by peer
review, program needs and balance, and the availability of funds.

INQUIRIES

Written and telephone inquiries are encouraged.  The opportunity to
clarify any issues or questions from potential applicants is welcome.

Direct inquiries regarding programmatic issues and request for the
Program Announcement to:

Elsie Taylor or Kendall Bryant, Ph.D.
Prevention Research Branch
Division of Clinical and Prevention Research
National Institute on Alcohol Abuse and Alcoholism
5600 Fishers Lane, Room 13C-23
Rockville, MD  20857
Telephone:  (301) 443-1677

Inquiries relating to fiscal matters may be directed to:

Elsie Fleming
Grants Management Branch
Office of Planning and Resource Management
National Institute on Alcohol Abuse and Alcoholism
5600 Fishers Lane, Room 16-86
Rockville, MD  20857
Telephone:  (301) 443-4703

Inquires relating to prevention service demonstration projects and
evaluation may be directed to:

Armando Pollack
Special Assistant to the Director of Community Prevention and
Training
Center for Substance Abuse Prevention
Rockwall II Building, 9th floor
5600 Fishers Lane
Rockville MD  20857
Telephone:  (301) 443-0369

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance, No.  93.273.  Awards are made under the authorization of
the Public Health Service, Sections 301 and 405, and administered
under the PHS grants policies and Federal Regulations at Title 42 CFR
Part 52, "Grants for Research Projects," and Title 45 CFR Parts 74
and 92, "Administration of Grants" and 45 CFR Part 46, "Protection of
Human Subjects."  This program is not subject to the
intergovernmental review requirements of Executive Order 12372 or
Health Systems Agency review.  Sections of the Code of Federal
Regulations are available in booklet form from the U.S. Government
Printing Office.

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$$P3 BEGIN PA-93-48 *************************************************

BASIC AND APPLIED STUDIES ON ANTIPROGESTINS

NIH GUIDE, Volume 22, Number 5, February 5, 1993

PA NUMBER:  PA-93-48

P.T. 34; K.W. 0413002, 0760025, 0750020, 0710110

National Institute of Child Health and Human Development

PURPOSE

The National Institute of Child Health and Human Development (NICHD)
invites investigator-initiated research grant applications to conduct
basic research on antiprogestins and to explore the potential
clinical utilization of antiprogestins in the treatment of a variety
of reproductive disorders as well as for contraception.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Program
Announcement (PA), Basic and Applied Studies on Antiprogestins, is
related to the priority areas of family planning, prevention of
teenage pregnancies and unintended pregnancies.  Potential applicants
may obtain a copy of "Healthy People 2000" (Full Report:  Stock No.
017-001-00474-0) or "Healthy People 2000" (Summary Report:  Stock No.
017-001-00473-1) through the Superintendent of Documents, Government
Printing Office, Washington, DC 20402-9325 (telephone 202-783-3238).

ELIGIBILITY REQUIREMENTS

Applications for research grants may be made by public and private,
for-profit and non-profit organizations, such as universities,
colleges, hospitals, and laboratories.  Women and minority
investigators, in particular, are encouraged to apply.  Applicants
for First Independent Research Support and Transition (FIRST) Awards
(R29) must meet specific eligibility requirements.  In addition,
foreign applicants are not eligible for the FIRST Award.

MECHANISM OF SUPPORT

Mechanisms available for the support of this program are the
traditional research project grant (RO1), and the FIRST Award (R29).

RESEARCH OBJECTIVES

Summary

The purpose of this initiative is to stimulate research that will
attempt to further characterize and define the mechanism(s) of action
of antiprogestins, their use for treatment of disorders of the
reproductive system, and their utility for application as
contraceptive agents or in facilitating parturition.  It is
recognized that this class of compounds may act through a variety of
mechanisms, some of which may not involve antagonism of the
progesterone receptor system.

Background

Progesterone plays a crucial role in female reproduction.  Some of
the important reproductive events attributable to progesterone
influence include:  (1) regulation of cellular function via control
of synthesis of specific proteins, (2) ovulation induction, (3)
regulation of tubal transport of fertilized ova, (4) transformation
of the endometrium for implantation, and (5) maintenance of
pregnancy.  Because these reproductive events physiologically involve
progesterone mediated regulatory events, antiprogestins can be
utilized to antagonize progesterone actions in a manner regulating or
blocking gonadal, uterine or cervical functions associated with the
menstrual, conception, and parturition processes.  These effects
offer promise for molecular, preclinical and clinical applications in
the fields of veterinary and human medicine.

In addition to interfering with the effects of progesterone on normal
physiological events, antiprogestins could be utilized
therapeutically when the presence of progesterone is contraindicated.
It has been suggested, but not fully documented, that antiprogestins
could be utilized for treatment of endometriosis, breast cancer,
meningiomas and other disorders.  Existing evidence indicates that
certain antiprogestins can inhibit estrogenic, glucocorticoid and
androgenic actions.  These activities may be differential among
various antiprogestins.

The molecular basis of antiprogestin action is not fully known.
Whether antiprogestins bind solely to progesterone receptors or to
other functionally related sites is not clear.  Displacement of bound
progesterone from its receptor sites indicates that the antiprogestin
enters the target cells and interacts with specific
progesterone-binding sites without exhibiting agonistic activity.

Scope

Some examples of research topics that would be considered responsive
to this solicitation include, but are not limited to, the following:

o  Clarification of the intracellular mode of progesterone action.

o  Understanding ovulatory function and dysfunction.  Pituitary
gonadotropin secretion appears to be modulated in part by
progesterone.  Antiprogestins could help to determine the effects of
this and other regulatory factors in normal and aberrant gonadotropin
secretion and the relationship of the mechanism to some forms of
ovulatory dysfunction.

o  Studies on implantation.  Information could be gained to further
the understanding of: (a) uterine receptivity for blastocyst
implantation, (b) decidualization of the endometrium, (c)
significance of the morphological parameters that are used for
"dating" of endometrial maturation and (d) clarification of
mechanisms by which progesterone may render the uterus an
immunologically privileged site.

o  Clarification of the roles of progesterone accumulating neurons in
reproductive neuroendocrinological phenomena, such as sexual
behavior, ovulation, and feedback mechanisms in the
hypothalamo-pituitary-gonadal axis.

o  Studies on gamete maturation, interaction, fertilization and
activation of development.

o  Effects on sperm.  There is preliminary evidence that progesterone
is involved in sperm capacitation and changes in sperm motility in
the female tract.  Whether antiprogestins could affect male fertility
by altering sperm maturation or the fertilizing capacity of
spermatozoa is not known.

o  Studies on blocking ovulation.

o  Post-coital emergency contraception (morning-after pill).

o  Mini-pill or sequential contraceptive pill regimen.

o  Cervical dilatation and induction of parturition.

o  Treatment of endometriosis.  Antiprogestins may have a beneficial
effect in the medical treatment of endometriosis through suppression
of pituitary gonadotropin secretion and the resulting inhibition of
follicular development and ovulation, as well as noncompetitive
antiestrogenic actions that inhibit endometrial proliferation.

o  Medical treatment of uterine fibroids.

o  Ovarian hyperstimulation syndrome treatment.

These areas of interest are not listed by priority and they are only
suggested examples of areas of research that could be undertaken
under this program announcement.  Applicants are encouraged to
propose other areas that are related to the objectives and the scope
described above.

STUDY POPULATIONS

SPECIAL INSTRUCTIONS TO APPLICANTS REGARDING IMPLEMENTATION OF NIH
POLICIES CONCERNING INCLUSION OF WOMEN AND MINORITIES IN CLINICAL
RESEARCH STUDY POPULATIONS

NIH policy is that applicants for NIH clinical research grants and
cooperative agreements are required to include minorities in study
populations so that research findings can be of benefit to all
persons at risk of the disease, disorder or condition under study;
special emphasis must be placed on the need for inclusion of
minorities in studies of diseases, disorders and conditions which
disproportionately affect them.  This policy is intended to apply to
males and females of all ages.  If minorities are excluded or
inadequately represented in clinical research, particularly in
proposed population-based studies, a clear compelling rationale must
be provided.

The composition of the proposed study population must be described in
terms of gender and racial/ethnic group.  In addition, such issues
should be addressed in developing a research design and sample size
appropriate for the scientific objectives of the study.  This
information must be included in the form PHS 398 (rev. 9/91) in
Sections 1-4 of the Research Plan AND summarized in Section 5, Human
Subjects.  Applicants are urged to assess carefully the feasibility
of including the broadest possible representation of minority groups.
However, NIH recognizes that it may not be feasible or appropriate in
all research projects to include representation of the full array of
United States racial/ethnic minority populations (i.e., Native
Americans (including American Indians or Alaskan Natives),
Asian/Pacific Islanders, Blacks, Hispanics).  The rationale for
studies on single minority population groups must be provided.

For the purpose of this policy, clinical research is defined as human
biomedical and behavioral studies of etiology, epidemiology,
prevention (and preventive strategies), diagnosis, or treatment of
diseases, disorders or conditions, including but not limited to
clinical trials.

The usual NIH policies concerning research on human subjects also
apply.  Basic research or clinical studies in which human tissues
cannot be identified or linked to individuals are excluded.  However,
every effort should be made to include human tissues from
racial/ethnic minorities when it is important to apply the results of
the study broadly, and this should be addressed by applicants.

For foreign awards, the policy on inclusion of women applies fully;
since the definition of minority differs in other countries, the
applicant must discuss the relevance of research involving foreign
population groups to the United States' populations, including
minorities.

If the required information is not contained within the application,
the review will be deferred until the information is provided.

Peer reviewers will address specifically whether the research plan in
the application conforms to these policies.  If the representation of
women or minorities in a study design is inadequate to answer the
scientific question(s) addressed AND the justification for the
selected study population is inadequate, it will be considered a
scientific weakness or deficiency in the study design and will be
reflected in assigning the priority score to the application.

All applications for clinical research submitted to NIH are required
to address these policies.  NIH funding components will not award
grants or cooperative agreements that do not comply with these
policies.

APPLICATION PROCEDURES

Applications are to be submitted on the grant application form PHS
398 (rev. 9/91) and will be accepted at the standard application
deadlines as indicated in the application kit.  The receipt dates for
applications for AIDS-related research are found in the PHS 398 (rev.
9/91) instructions.

Application kits are available at most institutional offices of
sponsored research and may be obtained from the Office of Grants
Inquiries, Division of Research Grants, National Institutes of
Health, Westwood Building, Room 449, Bethesda, MD 20892, telephone
301/496-7441.  The title and number of the announcement must be typed
in Section 2a on the face page of the application.

The completed original application and five legible copies must be
sent or delivered to:

Division of Research Grants
National Institutes of Health
Westwood Building, Room 240
Bethesda, MD  20892**

REVIEW PROCEDURES

Applications will be assigned on the basis of established Public
Health Service referral guidelines.  Applications will be reviewed
for scientific and technical merit by study sections of the Division
of Research Grants, NIH, in accordance with the standard NIH peer
review procedures.

Following scientific-technical review, the applications will receive
a second-level review by an appropriate national advisory council.

AWARD CRITERIA

Applications will compete for available funds with all other approved
applications.  The following will be considered in making funding
decisions:

o  Quality of the proposed project as determined by peer review
o  Availability of funds
o  Program balance among research areas of the announcement

INQUIRIES

Written and telephone inquiries are encouraged.  The opportunity to
clarify any issues or questions from potential applicants is welcome.
The NICHD has received assurance from the pharmaceutical
manufacturers of mifepristone and onapristone that they will assist
in this research effort by making supplies of the antiprogestin
available for funded projects.  Applicants are encouraged to contact
NICHD staff, who will facilitate access and referral to the
appropriate industry officials to discuss the proposed research and
the compounds available.

Direct inquiries regarding programmatic issues regarding
contraceptive development, basic and reproductive disorder research,
or gestational and pregnancy research, respectively, to:

Nancy J. Alexander, Ph.D.
Contraceptive Development Branch
Center for Population Research
National Institute of Child Health and Human Development
6100 Executive Boulevard, Room 8B13
Bethesda, MD  20892
Telephone:  (301) 496-1661

Michael E. McClure, Ph.D.
Reproductive Sciences Branch
Center for Population Research
National Institute of Child Health and Human Development
6100 Executive Boulevard, Room 8B91A
Bethesda, MD  20892
Telephone:  (301) 496-6515

Donald McNellis, M.D.
Pregnancy and Perinatology Branch
Center for Research for Mothers and Children
National Institute of Child Health and Human Development
6100 Executive Boulevard, Room 4B03
Bethesda, MD  20892
Telephone:  (301) 496-5575

Direct inquiries regarding fiscal matters to:

Melinda Nelson
Grants Management Branch
National Institute of Child Health and Human Development
6100 Executive Boulevard, Room 8A07
Bethesda, MD  20892
Telephone:  (301) 496-5001

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance No. 93.864, Population Research.  Awards are made under
authorization of the Public Health Service Act, Title IV, Part A
(Public Law 78-410, as amended by Public Law 99-158, 42 USC 241 and
285) and administered under PHS grants policies and Federal
Regulations 42 CFR 52 and 45 CFR Part 74.  This program is not
subject to the intergovernmental review requirements of Executive
Order 12372 or Health Systems Agency review.

$$P3 END ************************************************************

$$P4 BEGIN PA-93-49 *************************************************

NEUROLOGICAL ASPECTS OF LYME DISEASE

NIH GUIDE, Volume 22, Number 5, February 5, 1993

PA NUMBER:  PA-93-49

P.T. 34; K.W. 0715125, 0715038, 0785055, 0755020, 0765033, 0710070

National Institute of Neurological Disorders and Stroke
National Institute of Allergy and Infectious Diseases

PURPOSE

The National Institute of Neurological Disorders and Stroke (NINDS)
and the National Institute of Allergy and Infectious Diseases (NIAID)
invite research grant applications seeking support of a wide spectrum
of research directed at generating improved knowledge concerning Lyme
disease of the nervous system.

Lyme borreliosis is a multi-system disease caused by the spirochete
Borrelia burgdorferi.  It may affect skin, joints, heart, eye, and
the nervous system.  Reported neurological consequences of Lyme
borreliosis may range from minor to serious.  The infectious vector
is a tick commonly harbored by many sylvatic and domestic animals,
but the principal reservoirs of the adult infective tick are deer and
field mice.

Well described neurological disorders, meningoradiculitis and chronic
neuropathy in patients with acrodermatitis chronica atrophicans, and
an array of central and peripheral nervous system complications of
Lyme disease have all been found to result from borrelia infection.
Between 1982 and 1990 over 30,000 Lyme borreliosis cases were
reported in the U.S.

Reported neurological manifestations of the disease include one or
more of the following: meningitis, cranial neuritis,
radiculoneuritis, peripheral neuropathy, meningoencephalitis,
myelitis, ataxia, psychoses, encephalopathy, cognitive abnormalities,
pain, fatigue, and sleep disorder.  It has been reported that up to
half of patients with late Lyme neuroborreliosis (LNB) may exhibit
encephalopathy evidenced by impairment of memory and intellect.
Encephalopathy is probably caused by subacute infection of the
central nervous system.  Some patients may display small white matter
lesions visualized by magnetic resonance imaging.

Cerebrospinal fluid abnormalities may include lymphocytic
pleocytosis, intrathecal IgA, IgG, and IgM synthesis, anti-myelin
basic protein antibodies, oligoclonal bands, and increased total
protein.  CSF anti -B. burgdorferi specific antibody is helpful in
diagnosing the disease but may only be indicative of exposure, not
necessarily of active disease.  Peripheral blood may have B.
burgdorferi specific antibody and reactive T cells.  None of the
laboratory diagnostic tests is totally reliable because of false
negative and positive readings.

The cause of damage to the nervous system is unknown.  It may be due
to direct damage from spirochetes, tissue inflammation, or immune
response, separately or in combination.  Diagnosis of Lyme
neuroborreliosis is a major challenge because neurological signs and
symptoms may imitate those of multiple sclerosis, peripheral
neuropathy, Guillain-Barre syndrome, neurosyphilis, and many other
diseases of the nervous system.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This PA,
Neurological Aspects of Lyme Disease, is related to the priority area
of infectious diseases.  Potential applicants may obtain a copy of
"Healthy People 2000" (Full Report:  Stock No. 017-001-00474-0) or
"Healthy People 2000" (Summary Report:  Stock No. 017-001-00473-1)
through the Superintendent of Documents, Government Printing Office,
Washington, DC 20402-9325 (telephone 202-783-3238).

ELIGIBILITY REQUIREMENTS

Applications may be submitted by foreign and domestic institutions,
for-profit and non-profit organizations, public and private, such as
universities, colleges, hospitals, laboratories, units of State and
local governments, and eligible agencies of the Federal government.
Applications from minority institutions, minority individuals, and
women are particularly encouraged.  Foreign institutions are not
eligible for FIRST Independent Research Support and Transition Awards
(R29) or Research Program Projects (P01).

MECHANISM OF SUPPORT

Research support may be requested through application for an
individual investigator-initiated research project grant (R01).
Applications from new investigators who have not received previous
PHS research grant support may apply for a First Independent Research
Support and Transition (FIRST) award (R29).  FIRST award applications
must include at least three sealed letters of reference attached to
the face page of the original application.  FIRST award applications
submitted without the required number of reference letters will be
considered incomplete and will be returned without review.  To apply
for the support of a more broadly based multidisciplinary research
program, the Research Program Project (P01) mechanism is suggested.
NINDS also provides support for the career development of clinical
investigators (K08) and support for clinical investigators through
individual fellowships (F32) and institutional national research
service awards (T32).

RESEARCH OBJECTIVES

Neurological involvement is a frequent clinical manifestation of Lyme
disease.  In addition, it has been suggested that the CNS may serve
as a reservoir for persistent infection.  Central issues about
neurological aspects of Lyme disease are unresolved, including the
definition of the neurological disease in adults and children in the
U.S., the appropriate criteria to use for diagnosis, and the optimal
choice and duration of therapy.  The pathogenetic mechanisms which
produce central and peripheral nervous system syndromes are unknown;
in particular, the etiology of persistent post-infectious symptoms
and their optimal management is unclear.

Examples of research goals, many of which could be studied in humans
as well as animal models and tissue cultures and are appropriate for
pursuing an application in response to this PA, include, but are not
limited to:

o  The epidemiology of the neurological aspects of Lyme disease,
especially in endemic areas.  Identification of neurological
syndromes in children and adults that can be reliably attributed to
this disorder, including both primary and post-infectious syndromes.

o  Studies of diagnostic laboratory abnormalities which correlate
with the various syndromes, including cerebrospinal fluid, serum,
neurophysiological, and neuroimaging testing.

o  Studies of mechanisms of pathogenesis in development of
encephalopathy, encephalomyelitis, and neuropathies.

o  Characterization of the severity and frequency of cognitive
impairments in LNB, and studies of correlated laboratory parameters,
and their response to therapy.

o  Studies of immune-mediated and other pathogenic mechanisms role in
injury to the nervous system.  This may involve spirochete
interactions with the immune system, and definition of immune and
inflammatory abnormalities, including studies of auto-antibodies,
cytokines, cellular immune responses, and immune complexes.

o  Development of effective treatment regimen(s).  Optimization of
antibiotics, drug dosage, and treatment duration.  Development of
therapeutic approaches for patients who have persistent neurological
symptoms.  This could be accomplished by controlled clinical trials.

o  Studies of the molecular basis for B. burgdorferi neurotropism and
the role of strain differences in pathogenesis.

o  Development of reliable animal models for studies of the nervous
system infection and studies of viral latency neuropathogenicity.

STUDY POPULATIONS

SPECIAL INSTRUCTIONS TO APPLICANTS REGARDING IMPLEMENTATION OF NIH
POLICIES CONCERNING INCLUSION OF WOMEN AND MINORITIES IN CLINICAL
RESEARCH STUDY POPULATIONS

NIH policy is that applicants for NIH clinical research grants and
cooperative agreements will be required to include minorities and
women in study populations so that research findings can be of
benefit to all persons at risk of the disease, disorder, or condition
under study; special emphasis should be placed on the need for
inclusion of minorities and women in studies of diseases, disorders,
and conditions which disproportionately affect them.  This policy is
intended to apply to males and females of all ages.  If women or
minorities are excluded or inadequate