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This message contains a summary of the documents added to the NSF STIS
system for the week ending November 30, 1996.  Reference material concerning
STIS follows the summary.
------------------------------------------------------------------------
                     ** NEW DOCUMENTS ON STIS **

Document Type: Program Guideline

   Title: NSF 97-18--Research in Learning and Intelligent Systems
          (LIS)
               File size (bytes):       38488
               STIS Filename:           nsf9718.txt

------------------------------------------------------------------------
                ** UPDATES TO EXISTING STIS DOCUMENTS **

Document Type: Program Guideline

   Title: NSF 95-111-Grant Opportunities for Academic Liaison with
          Industry(GOALI)
               File size (bytes):       23416
               STIS Filename:           nsf95111.txt

   Title: NSF 95-112-Grant Opportunities for Academic Liaison with
          Industry
               File size (bytes):       16989
               STIS Filename:           nsf95112.txt

   Title: NSF 96-119 - CISE Postdoctoral Research Associates in
          Computational Science and Engineering & Experimental Computer Science
               File size (bytes):       14406
               STIS Filename:           nsf96119.txt

------------------------------------------------------------------------
               ** FOR YOUR REFERENCE (updated 8/23/96) **
------------------------------------------------------------------------
HOW TO OBTAIN DOCUMENTS 

We are currently migrating to a completely Web-based information
dissemination system.  Please visit our Web site at the following
URL:

           http://www.nsf.gov/

The above files refer to the STIS system, which is being replaced.
If you are familiar with STIS, you can use the information above to
retrieve these files:

Documents via E-mail:

     Send a message to stisserve@nsf.gov
     Use the "STIS Filename" shown above in the "get" command.
     For example, to retrieve nsf96119.txt, the text of your message should be 
     as follows:
                       get nsf96119.txt

Anonymous FTP:

     FTP to stis.nsf.gov.  Use the "STIS Filename" shown above to
     retrieve a file.  For example, to retrieve nsf96119.txt, you would
     enter:
                       ftp> get nsf96119.txt

If you want a *printed* copy of a document:

     Send your name and postal mailing address, and the document title
     and number to "pubs@nsf.gov".

If you have problems with the above procedures:

     Send a message to "stis@nsf.gov".

From owner-sci-resources@net.bio.net Tue Dec 03 22:00:00 1996
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Subject: NIH GUIDE - PAR-97-012 - V25(41) 11/29/96
Date: 4 Dec 1996 13:52:05 -0800
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SMALL GRANT PROGRAM FOR THE NIDCD

NIH GUIDE, Volume 25, Number 41, November 29, 1996

PA NUMBER:  PAR-97-012

P.T. 34; K.W. 0715050, 0715055, 0775005, 0775017

National Institute on Deafness and Other Communication Disorders

Application Receipt Date:  December 20, 1996; April 22, 1997; August
22, 1997

PURPOSE

This program announcement (PA) supersedes all previous program
announcements of the National Institute on Deafness and Other
Communication Disorders (NIDCD) Small Grant (R03) Program for support
of pilot research that is likely to lead to a subsequent individual
research project grant (R01) or a First Independent Research Support
and Transition (FIRST) (R29) award application.  The research must be
focused on one or more of the areas within the biomedical and
behavioral scientific mission of the NIDCD: hearing, balance, smell,
taste, voice, speech, or language.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This PA,
Small Grant Program for the NIDCD, is related to the priority area of
clinical prevention services.  Potential applicants may obtain a copy
of "Healthy People 2000" (Full Report:  Stock No. 017-001-11474-0 or
Summary Report: Stock No. 017-001-11473-1) through the Superintendent
of Documents, Government Printing Office, Washington, DC 20402-9325
(telephone 202-512-1800).

ELIGIBILITY REQUIREMENTS

Applications may be submitted by domestic for-profit and non-profit
organizations, public and private, such as universities, colleges,
hospitals, laboratories, units of state and local governments, and
eligible agencies of the Federal government.  Racial/ethnic minority
individuals, women, and persons with disabilities are encouraged to
apply. Institutions located in foreign countries are not eligible to
apply for this program.

Current and previous recipients of NIH research grants such as
Research Project Grants (R01), FIRST (R29), or NIH Academic Research
Enhancement Awards (R15) awards are ineligible for this Small Grant
Program, as are principal investigators of research subprojects of
Research Program Projects (P01) and Centers (P50 and P60).  Current
and previous recipients of Small Grants (R03), excluding Minority
Dissertation Small Grant Awards, are also ineligible.  Individuals
who have served as principal investigators on other Federally-funded
research grants are also ineligible.

Before completion of the R03, investigators are encouraged to seek
continuing support for a promising program of research through a
research project grant (R01) or FIRST (R29) award.  However, R01 or
R29 support may not be held concurrently with an R03 until the final
year of the R03 support.  Guidelines addressing scientific and
budgetary overlap still apply.

Former recipients of Mentored Research Scientists Development Awards
(K01), or Mentored Clinical Scientist Development Awards (K08)
(formerly called Clinical Investigator Development Awards) are
eligible for this Small Grant Program; however, an individual may not
hold an R03 award concurrently with a K01 or K08 award.  Former
recipients of Individual (F32) or Institutional (T32) National
Research Service Award training support are eligible for this Small
Grant Program; however, the Small Grant award cannot be held
concurrently with this support.

Investigators who have questions about eligibility should contact one
of the program officials listed under INQUIRIES.

MECHANISM OF SUPPORT

This PA will use the small grant (R03) mechanism.  The small grant
funds may not be used to supplement projects currently supported by
Federal or non-Federal funds, or to support thesis or dissertation
research.  Applicants may request up to $35,000 (direct costs) per
year through the R03 mechanism.  The grant may not exceed three years
and is not renewable.

RESEARCH OBJECTIVES

The Small Grant Program is designed to support basic and clinical
research of scientists who are in the early stages of pursuing an
independent research career.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification are
provided that inclusion is inappropriate with respect to the health
of the subjects or the purpose of the research.  This policy results
>From the NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43) and supersedes and strengthens the previous policies
(Concerning the Inclusion of Women in Study Populations, and
Concerning the Inclusion of Minorities in Study Populations) which
have been in effect since 1990.  The new policy contains some
provisions that are substantially different from the 1990 policy.
All investigators proposing research involving human subjects should
read the "NIH Guidelines for Inclusion of Women and Minorities as
Subjects in Clinical Research", which have been published in the
Federal Register of March 28, 1994 (FR 59 14508-14513) and reprinted
in the NIH Guide for Grants and Contracts, Volume 23, Number 11,
March 18, 1994.  Investigators also may obtain copies of the policy
>From the program staff listed under INQUIRIES.  Program staff also
may provide additional relevant information concerning the policy.

APPLICATION PROCEDURES

Applications are to be submitted on the grant application form PHS
398 (rev. 5/95) and prepared according to the directions in the
application packet, with the exceptions noted below.  Applications
kits are available at most institutional offices of sponsored
research and may be obtained from the Grants Information Office,
Office of Extramural Outreach and Information Resources, National
Institutes of Health, 6701 Rockledge Drive, MSC 7910, Bethesda, MD
20892-7910, telephone 301/435-0714, email:
ASKNIH@odrockm1.od.nih.gov.

On the face page of the application:  Item 2, Type "Small Grant
Program NIDCD" in "Title" box.  Check the "YES" box.  Sections a-d:
Do not exceed a total of five pages for the following sections:
Specific Aims, Background and Significance, Preliminary
Studies/Progress Report, and Research Design and Methods.  Tables and
figures are included in the five page limitation.  For revised
applications, an additional introduction not to exceed one-half page
is allowed.  This introduction should respond to the comments and
concerns of the Initial Review Group delineated in the summary
statement. Applications that exceed the page limitation or NIH
requirements for type size and margins (refer to PHS 398 application
for details) will be returned to the investigator. The five page
limitation does not include Sections e-i (Human Subjects, Vertebrate
Animals, Consortia, Literature Cited, etc.). Appendix materials are
not allowed.

Use the mailing label in the application kit to mail the original and
three copies of the application to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, SUITE 1040 - MSC-7710
BETHESDA, MD  20892-7710
BETHESDA, MD  20817 (for express/courier service)

To ensure that the application is received in sufficient time for the
review, send two copies of the application to:

Acting Chief, Scientific Review Branch
National Institute on Deafness and Other Communication Disorders
Executive Plaza South, Room 400-C
6120 Executive Boulevard MSC 7180
Bethesda, MD  20892-7180
Rockville, MD 20852 (for express/courier service)

The submission, review, and award schedule for the Small Grant
Program for FY 97
(these dates likely will differ for FY 98) is:

Application Receipt Dates for:  Dec 20         Apr 22      Aug 22
NIDCD Committee Review:         Feb/Mar        Jun/Jul     Oct/Nov
Council Review:                 May            Oct         Jan
Earliest Funding:               Aug            Jan         May

Only one Small Grant application may be submitted by a principal
investigator per receipt date.  Applicants may not submit an R01 or
R29 application on the same topic concurrently (to be considered at
the same National Advisory Council cycle) with the submission of a
Small Grant application.

REVIEW CONSIDERATIONS

A review committee of the NIDCD will evaluate each Small Grant
application in accordance with the usual NIH peer review procedures
and criteria, which include:

o  Scientific, technical, or clinical significance and originality of
the proposed research.

o  Appropriateness and adequacy of the experimental approach and
methodology proposed to carry out the research.

o  Appropriateness of the statistical methods proposed to analyze the
results.

o  Potential of the proposed studies to lead to more extensive
research.

o  Qualifications and research experience of the principal
investigator.

o  Availability of resources necessary to conduct the research,
including information beyond what is requested in the submitted
budget (such as support for salaries, equipment and supplies).

o  Appropriateness of the proposed budget, resources, and timetable
in relation to the scope of the proposed research.

o  The adequacy of the proposed means for protecting against or
minimizing potential adverse effects upon humans, animals, or the
environment.

o  Adequacy of adherence to guidelines for including gender and
minority representation in any study population involving humans.

Applications will be subsequently reviewed by the National Deafness
and Other Communication Disorders Advisory Council.

AWARD CRITERIA

The award of grants is contingent on (1) the receipt of applications
of high scientific merit; (2) responsiveness to this program
announcement, including the eligibility of investigators;
(3)relevance to the mission of the NIDCD; and (4) the availability of
appropriated funds.

INQUIRIES

Inquiries are encouraged.  The opportunity to clarify any issues or
questions from potential applicants is welcome.

Direct inquiries regarding programmatic issues to:

Hearing
Dr. Chyren Hunter
Telephone:  (301) 402-3461
Email:  Chyren_Hunter@NIH.GOV

Balance/Vestibular
Dr. Daniel Sklare
Telephone:  (301) 496-1804
Email:  Daniel_Sklare@NIH.GOV

Taste
Dr. Jack Pearl
Telephone:  (301) 402-3464
Email:  Jack_Pearl@NIH.GOV

Smell
Dr. Rochelle Small
Telephone:  (301) 402-3464
Email:  Rochelle_Small@NIH.GOV

Voice/Speech
Dr. Beth Ansel
Telephone:  (301) 402-3461
Email:  Beth_Ansel@NIH.GOV

Language
Dr. Judith Cooper
Telephone:  (301) 496-5061
Email:  Judith_Cooper@NIH.GOV

The address and FAX number for the above named persons are:

Division of Human Communication
National Institute on Deafness and Other Communication Disorders
Executive Plaza South, Room 400-C
6120 Executive Boulevard MSC-7180
Bethesda, MD  20892-7180
FAX:  (301) 402-6251

Direct inquiries regarding fiscal matters to:

Sharon Hunt
Grants Management Office
National Institute on Deafness and Other Communication Disorders
Executive Plaza South, Room 400-B
6120 Executive Boulevard MSC-7180
Bethesda, MD  20892-7180
Telephone:  (301) 402-0909

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance No. 93.173. Awards are made under authorization of the
Public Health Service Act, Title IV, Part A (Public Law 78-410), as
amended by Public Law 99-158, 42 USC 241 and 285) and administered
under PHS grants policies and Federal Regulations 42 CFR 52 and 45
CFR Part 74.  This program is not subject to the intergovernmental
review requirements of Executive Order 12372 or Health Systems Agency
review.

The PHS strongly encourages all grant and contract recipients to
provide a smoke-free workplace and promote the non-use of all tobacco
products.  In addition, Public Law 103-227, the Pro-Children Act of
1994, prohibits smoking in certain facilities (or in some cases, any
portion of a facility) in which regular or routine education,
library, day care, health care or early childhood development
services are provided to children.  This is consistent with the PHS
mission to protect and advance the physical and mental health of the
American people.

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Subject: NIH GUIDE - RFA AA-97-001 - V25(41) 11/29/96
Date: 4 Dec 1996 13:50:45 -0800
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HEALTH SERVICES RESEARCH ON ALCOHOL-RELATED PROBLEMS

NIH GUIDE, Volume 25, Number 41, November 29, 1996

RFA:  AA-97-001

P.T. 34; K.W. 0404003, 0730050

National Institute on Alcohol Abuse and Alcoholism

Letter of Intent Receipt Date:  March 21, 1997
Application Receipt Date:  April 24, 1997

PURPOSE

The National Institute on Alcohol Abuse and Alcoholism (NIAAA) seeks
health services research grant applications that are aimed at
developing a knowledge base to improve the delivery of services for
alcohol-related problems.  Such a knowledge base includes both
treatment and preventive interventions.  This Request for
Applications (RFA) invites research grant applications related to
improving the availability, accessibility, delivery, quality,
effectiveness, cost-effectiveness, and outcomes of alcohol-related
treatment and prevention services.

The research objectives include, but are not limited to, five major
areas: (1) determining the effects of financing and reimbursement
mechanisms on alcohol-related health care program availability,
accessibility, delivery, organization, content, quality, and
outcomes; (2) assessing sources of variation in access and
utilization of treatment services and prevention interventions for
alcohol-related problems; (3) identifying and assessing the
effectiveness and outcomes of alcohol-related treatment and
preventive services; and (4) evaluating the cost, cost-effectiveness,
cost-benefit, and cost-utility of alcohol-related treatment and
prevention services; and (5) identifying organizational and
managerial factors that influence the delivery of treatment and
prevention services for alcohol-related problems across regions,
populations, and settings.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This RFA,
Health Services Research On Alcohol-Related Problems, is related to
the priority areas of alcohol abuse reduction and alcoholism
treatment.  Potential applicants may obtain a copy of "Healthy People
2000" (Full Report: Stock No. 017-001-00474-0 or Summary Report:
Stock No.017-001-00473-1) through the Superintendent of Documents,
Government Printing Office, Washington, DC 20402-9325 (Telephone
202-512-1800).

ELIGIBILITY

Applications may be submitted by domestic and foreign, for-profit and
non-profit, public and private organizations, such as universities,
colleges, hospitals, laboratories, units of State and local
governments, and eligible agencies of the Federal government.
Racial/ethnic minority individuals, women, and persons with
disabilities are encouraged to apply as Principal Investigators.
Foreign institutions are not eligible for First Independent Research
Support and Transition (FIRST) Awards (R29).  Regular research
project grant applications (R01) from foreign institutions are
limited to three years.

MECHANISM OF SUPPORT

Research support may be obtained through applications for a regular
research project grant (R01) or FIRST (R29) Award.  Applications are
also encouraged for exploratory/developmental grants (R21), which are
limited to up to two years for up to $70,000 per year for direct
costs.  Applicants may also submit Investigator-Initiated Interactive
Research Project Grants (IRPG) under this RFA.  Interactive Research
Project Grants require the coordinated submission of related regular
research project grant applications and, to a limited extent, FIRST
Award applications from investigators who wish to collaborate on
research, but do not require extensive shared physical resources.
Program Project Grant applications (P01) will not be accepted under
this RFA.

Potential applicants for FIRST (R29) Awards, or
exploratory/developmental (R21) grants may obtain copies of the
specific announcements from the NIAAA Home Page at
HTTP://WWW.NIAAA.NIH.GOV or from the Office of Scientific Affairs,
NIAAA, Willco Building, Suite 409, 6000 Executive Boulevard MSC 7003,
Bethesda, MD 20892-7003, telephone: 301-443-4375 or FAX 301-443-6077.
Further information on grant mechanisms and areas of research
interest may be obtained from the program staff listed under
INQUIRIES.

FUNDS AVAILABLE

It is estimated that up to $4 million will be available for
approximately 16 grant awards under this RFA in FY 1997.  This level
of support is dependent on the receipt of a sufficient number of
applications of high scientific merit. The NIAAA estimates that the
average grant size will be approximately $250,000 in total costs for
the first year.  Although the financial plans of the NIAAA provide
for the support of this program, the award of grants pursuant to this
RFA is contingent upon the availability of funds for this purpose.

RESEARCH OBJECTIVES

Health services research is defined as "research endeavors that study
the impact of the organization, financing and management of health
services on the quality, cost, access to and outcomes of care" (PL
101-321, Section 409). Health services research also is concerned
with assessing the effectiveness of health services in everyday
practice.

For the purposes of this RFA, health services research includes: (a)
the assessment of the impact of health services and the effects of
organizational and financing arrangements in "real world" clinical
settings on the quality and outcomes of care provided to patients
with alcohol abuse and alcoholism or with medical problems consequent
to alcoholism and (b) the assessment of the effectiveness of
prevention services as well as their financing, organization,
management, implementation, cost, and utilization.  As directed by
subsequent legislation (P.L. 103-43), for the purposes of this RFA
health services research does not include studies of the efficacy of
specific preventive, diagnostic, and treatment modalities.

Applications whose main objective is to establish and support
treatment or prevention service programs are not eligible for funding
under this RFA. Support for research-related treatment,
rehabilitation, or prevention services and programs may be requested
only for those particular costs related to the implementation of the
research project and for that period of time required by the research
project.  These costs must be justified in terms of research
objectives, methods, and designs that promise to yield important
generalizable knowledge and/or to make a significant contribution to
theoretical concepts.

Applicants should adopt the most rigorous research designs feasible
in conducting their alcohol-related treatment and prevention services
research studies (see Lettieri 1992; Sechrest, Persin, and Bunker
1990; Cook and Campbell 1979).  As elaborated in the "Review
Criteria" section of this RFA, applications will be judged on the
basis of the scientific and technical merit of the proposed research
as well as on the adequacy and appropriateness of the proposed
methodology.  Applicants may wish to consult generic publications in
health services research as well as alcohol-specific examples of
prevention and treatment research.

The following list of research topics is for illustrative purposes.
Topics not mentioned below that fall within the research objectives
of this RFA will also be accepted.  The NIAAA is particularly
interested in applications that address the effects of managed care
on access, utilization, cost, cost-effectiveness, and outcomes of
alcohol services.

Financing and Reimbursement of Services

o  Investigating the effects of financing and reimbursement
approaches on the quality, cost effectiveness, and supply of alcohol
treatment and/or prevention services as well as demand for and
barriers to those services.

o  Assessing how alternative managed care systems affect
availability, quality, cost, and outcomes of treatment and prevention
services.

o  Developing uniform ways to measure insurance benefits and payments
for treatment and prevention of alcohol-related problems in order to
compare performance of alternative health plans.

o  Identifying the impact of changes in compensation incentives on 1)
the behavior of consumers, clinicians, and institutions; 2) treatment
appropriateness; 3) treatment outcomes; and 4) the nature and extent
of prevention services within the health care system.

o  Modeling and assessing the impact of health care reform
legislation and other policy changes on the organization, management,
financing, availability, appropriateness, and cost of alternative
alcohol-related health policies and treatment/prevention services.

Access and Utilization of Services

o  Identifying health service factors and individual characteristics
influencing access to, or compliance with, treatment or preventive
interventions for alcohol-related problems, particularly among
underserved, uninsured, and HIV-infected populations.

o  Assessing how alternative managed care systems affect access and
utilization of treatment and prevention services.

o  Identifying care-seeking behavior of people with alcohol problems,
including utilization of informal resources (e.g., self-help groups)
and alternative (e.g., acupuncture) health resources as well as
general medical and specialty alcohol services.

o  Developing standardized criteria for identifying episodes of
alcohol treatment to apply in longitudinal analyses of utilization
data.

o  Determining whether prevention programs have significant effects
on the utilization of treatment services.

Effectiveness and Outcomes of Services

o  Developing and assessing criteria to classify and measure
objectives, components, and processes involved in delivering major
types of treatment services or prevention interventions for
alcohol-related problems; examining linkages between treatment
content, quality of care, and functional as well as alcohol-specific
outcomes; and examining linkages (e.g., process evaluations) between
prevention content, its method of delivery, and alcohol outcomes.

o  Examining alternative managed care systems to assess the effect of
these arrangements on the effectiveness and outcomes of
alcohol-related treatment and prevention interventions.

o  Assessing the effectiveness of brief interventions to treat or
prevent problem drinking and its medical and social consequences.
Health services treatment research may assess brief interventions in
inpatient or outpatient acute and specialty as well as primary care
settings.

o  Assessing adequacy and appropriateness of treatment and prevention
services to meet needs and demands of different groups such as women,
youth, minorities, rural residents, and the elderly.

o  Determining the impact of organization, financing, and management
on the effectiveness of research-based treatment and prevention
interventions when they are delivered to heterogeneous populations in
natural rather than experimental settings.

o  Developing classification or measurement systems for use by
clinicians to better assign patients to treatment modalities or to
improve outcomes, particularly prevention and management of
post-treatment relapse.

o  Assessing the effects of participation in Alcoholics Anonymous on
treatment utilization, outcome, and cost.

Cost Analyses of Services

o  Determining the extent to which costs of treatment or prevention
services are offset by subsequent reductions in health care costs.
For example, evaluating characteristics of individuals, programs,
service systems, and insurance benefits associated with greater cost
offsets and cost effectiveness.

o  Applying cost effectiveness, cost-benefit and cost-utility
analyses to alcohol-related health services (including treatment and
prevention) from the perspective of consumers or their families as
well as from the perspectives of payers, providers, or employers.

o  Applying cost effectiveness, cost-benefit and cost-utility
analyses to alcohol-related health services within managed health
care systems.

o  Effects of managed care on costs of alcohol-related health
services.

Service System Delivery, Organization, and Management

o  Examining organization and management of alcohol treatment and
prevention services,  including social, economic, demographic,
geographic, legal or health policy, and other factors that may
facilitate or impede effective and efficient linkage and delivery of
those services.

o  Evaluating the effect of different organizational models of
managed care on the availability, quality, cost, and outcomes of
treatment and prevention services.

o  Determining the impact of system-level, service integration
initiatives on the coordination, comprehensiveness, and continuity of
alcohol treatment and prevention services.

o  Identifying different organizational models needed for delivery of
alcohol treatment and prevention services to different subpopulations
such as the elderly, youth, women, minorities, rural residents, or
HIV-positive individuals.

o  Developing and testing innovative management approaches to improve
productivity and efficiency in implementing treatment and prevention
services.

Examining organizational, provider, and consumer responses to changes
in the following areas:  (a) financing and reimbursement policies,
(b) structural aspects of managed care systems, insurance coverage
characteristics of populations in the service area, (d) number and
characteristics of other organizations and providers in the area, and
(e) demographic factors such as population density, and/or other
factors that may lead to changes in organizational and provider
behavior with ultimate consequences for access to and outcomes of
treatment and prevention services.

Investigating factors that influence how preventive interventions or
treatment services reach the appropriate target populations; are
distributed to be accessible to those populations; are utilized in an
effective manner; are adopted with sufficient commitment from policy
makers to make them viable; and are implemented with adequate
resources.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification is provided
that inclusion is inappropriate with respect to the health of the
subjects or the purpose of the research.  This new policy results
>From the NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43) and supersedes and strengthens the previous policies
(Concerning the Inclusion of Women in Study Populations, and
Concerning the Inclusion of Minorities in Study Populations), which
have been in effect since 1990.  The new policy contains some
provisions that are substantially different from the 1990 policies.

All investigators proposing research involving human subjects should
read the "NIH Guidelines For Inclusion of Women and Minorities as
Subjects in Clinical Research," which have been published in the
Federal Register of March 20, 1994 (FR 59 14508-14513) and reprinted
in the NIH Guide for Grants and Contracts, Volume 23, Number 11,
March 18, 1994.

Investigators also may obtain copies of the policy from the program
staff listed under INQUIRIES.  Program staff may also provide
additional relevant information concerning the policy.

LETTER OF INTENT

Prospective applicants are asked to submit, by March 21, 1997, a
letter ofc intent that includes a descriptive title of the proposed
research, the name,c address, and telephone number of the Principal
Investigator, the identities ofc other key personnel and
participating institutions, and the number and title of the RFA in
response to which the application may be submitted.

Although a letter of intent is not required, is not binding, and does
not enter into the review of a subsequent application, the
information that it contains allows NIAAA staff to estimate the
potential review workload and to avoid conflict of interest in the
review.

The letter of intent is to be sent to:

RFA-AA-97-001
Office of Scientific Affairs
National Institute on Alcohol Abuse and Alcoholism
Willco Building, Room 409
6000 Executive Boulevard MSC 7003
Bethesda, MD  20892-7003
Telephone:  (301) 443-4375
FAX:  (301) 443-6077

APPLICATION PROCEDURES

The research grant application form PHS 398 (rev. 5/95) is to be used
in applying for these grants.  Applications kits are available at
most institutional offices of sponsored research and may be obtained
>From the Grants Information Office, Office of Extramural Outreach and
Information Resources, National Institutes of Health, 6701 Rockledge
Drive, MSC 7910, Bethesda, MD 20892-7910, telephone 301/435-0714,
email:  ASKNIH@odrockm1.od.nih.gov.

The RFA label available in the PHS 398 (rev. 5/95) application form
must be affixed to the bottom of the face page of the application.
Failure to use this label could result in delayed processing of the
application such that it may not reach the review committee in time
for review.  In addition, the RFA title and number must be typed on
line 2 of the face page of the application form and the YES box must
be marked. Applications for support mechanisms other than R01 (i.e.,
an R29) must cite the relevant program announcement on line 2 in
addition to listing the current RFA.

Applications for FIRST awards (R29) must include at least three
sealed letters of reference attached to the face page of the original
application.  FIRST award (R29) applications submitted without the
required number of reference letters will be considered incomplete
and will be returned without review.  Page limits and limits on size
of type are strictly enforced.  Non-conforming applications will be
returned without being reviewed.

Applicants from institutions that have a General Clinical Research
Center (GCRC), funded by the NIH National Center for Research
Resources, may wish to identify the Center as a resource for
conducting the proposed research.  If so, a letter of agreement from
either the GCRC program director or principal investigator should be
included in the application material.

Submit a signed, typewritten original of the application, including
the checklist and three signed photocopies in one package to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040-MSC 7710
BETHESDA, MD 20892-7710
BETHESDA, MD 20817-7710 (for express/courier service)

At the time of submission, two additional copies of the application
must also be sent to:

RFA-AA-97-001
Office of Scientific Affairs
National Institute on Alcohol Abuse and Alcoholism
Willco Building, Room 409
6000 Executive Boulevard MSC 7003
Bethesda, MD  20892-7003
Rockville, MD  20852-7003 (for express/courier service)

Applications must be received by April 24, 1997.  If an application
is received after that date, it will be returned to the applicant
without review. The Division of Research Grants (DRG) will not accept
any application in response to this RFA that is essentially the same
as one currently pending initial review, unless the applicant
withdraws the pending application.  The DRG will not accept any
application that is essentially the same as one already reviewed.
This does not preclude the submission of substantial revisions of
applications already reviewed, but such applications must include an
introduction addressing the previous critique and must be prepared in
the format of a revised application.

REVIEW CONSIDERATIONS

Upon receipt, applications will be reviewed for completeness by DRG
and for responsiveness by the NIAAA.  Incomplete applications will be
returned to the applicant without further consideration.  If the
application is not responsive to the RFA, DRG staff may contact the
applicant to determine whether to return the application to the
applicant or submit it for review in competition with unsolicited
applications at the next review cycle.

Applications that are complete and responsive to the RFA will be
evaluated for scientific and technical merit by an appropriate peer
review group convened by the NIAAA in accordance with the review
criteria stated below. As part of the initial merit review, a review
process may be used by the initial review group in which applications
may or may not be discussed based on their scientific merit relative
to other applications received in response to the RFA.  Applications
that are fully discussed will be assigned a priority score.
Applications that are not discussed will be withdrawn from further
considerations and the Principal Investigator and the official
signing for the applicant organization will be notified.  The second
level of review will be provided by the National Advisory Council on
Alcohol Abuse and Alcoholism.

Review Criteria

Criteria to be used in the scientific and technical merit review of
alcohol-related health services research grant applications will
include the following:

1. The scientific, technical, health or medical significance, and
originality of the proposed research in the context of
alcohol-related health services and relevance to the goals of this
RFA.

2. The appropriateness and adequacy of the research design and
methodology proposed to carry out the research.

3. The adequacy of the qualifications (including level of education
and training) and relevant research experience of the principal
investigator and key research personnel.

4. The feasibility of implementing the project (including recruitment
of subjects, implementation of the intervention or innovation,
cooperation of relevant organizations, and/or availability and
quality of necessary data).

5. The availability of adequate facilities, general environment for
the conduct of the proposed research, other resources, and
collaborative arrangements necessary for the research.

6. The appropriateness of budget estimates and duration in relation
to the proposed research.

7. Adequacy of plans to include both genders and minorities and their
subgroups as appropriate for the scientific goals of the research.
Plans for the recruitment and retention of these subjects will also
be evaluated.

The initial review group will also examine the provisions for the
protection of human subjects and the safety of the research
environment.

The review criteria for FIRST Awards (R29) and
Exploratory/Developmental Grants (R21) are contained in their program
announcements.

AWARD CRITERIA

Applications recommended for approval by the National Advisory
Council on Alcohol Abuse and Alcoholism will be considered for
funding on the basis of the overall scientific and technical merit of
the proposal as determined by peer review, NIAAA programmatic needs
and balance, and the availability of funds. NIAAA is particularly
interested in managed care and alcohol-related health services.
Special consideration will be given to applications that focus on the
effects of managed care arrangements on access, utilization, cost,
cost-effectiveness, and outcomes of alcohol services.

INQUIRIES

Inquiries concerning this RFA are encouraged.  The opportunity to
clarify any issues or questions from potential applicants is welcome.

Direct inquiries regarding applications under this RFA to:

Robert B. Huebner, Ph.D.
Division of Clinical and Prevention Research
National Institute on Alcohol Abuse and Alcoholism
6000 Executive Boulevard MSC 7003
Bethesda, MD  20892-7003
Telephone:  (301) 443-0786
FAX:  (301) 443-8774
Email:  bhuebner@willco.niaaa.nih.gov

Direct inquiries regarding fiscal matters to:

Linda Hilley
Grants Management Branch
National Institute on Alcohol Abuse and Alcoholism
6000 Executive Boulevard MSC 7003
Bethesda, MD  20892-7003
Telephone:  (301) 443-0915
FAX:  (3010 443-3891
Email:  lhilley@willco.niaaa.nih.gov

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance, No. 93.273.  Awards are made under the authorization of
the Public Health Service Act, Sections 301 and 464H, and
administered under the PHS policies and Federal Regulations at Title
42 CFR Part 52 and 45 CFR Part 74.  This program is not subject to
the intergovernmental review requirements of Executive Order 12372 or
Health Systems Agency review.

The PHS strongly encourages all grant recipients to provide a
smoke-free workplace and promote the non-use of all tobacco products.
In addition, Public Law 103-227, the Pro-Children Act of 1994,
prohibits smoking in certain facilities (or in some cases, any
portion of a facility) in which regular or routine education,
library, day care, health care or early childhood development
services are provided to children. This is consistent with the PHS
mission to protect and advance the physical and mental health of the
American people.

References

Cook, T.D. and Campbell, D.T.  Quasi-Experimentation:  Design and
Analysis Issues for Field Settings.  Boston:  Houghton Mifflin, 1979.

Lettieri, D.J.  A Primer of Research Strategies in Alcoholism
Treatment Assessment. DHHS Pub. No. (ADM) 92-1882.  Rockville, MD:
National Institute on Alcohol Abuse and Alcoholism, 1992.

Sechrest, L.; Persin, E.; and Bunker, J., eds.  Research Methodology:
Strengthening Causal Interpretations of Nonexperimental Data. DHHS
Pub. No. (PHS) 90-3454.  Rockville, MD:  Agency for Health Care
Policy and Research, 1990.

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NIH GUIDE - Vol. 25, No. 41 - November 29, 1996

$$INDEX BEGIN *******************************************************

                               NOTICES

$$INDEX N1 **********************************************************

REVISION TO THE PHS GRANTS POLICY STATEMENT AND THE PHS 398 GRANT
APPLICATIONS INSTRUCTIONS
National Institutes of Health
INDEX:  NATIONAL INSTITUTES OF HEALTH

$$INDEX N2 **********************************************************

NATIONAL RESEARCH SERVICE AWARD (NRSA) STIPEND INCREASE
National Institutes of Health
Agency for Health Care Policy and Research
Health Resources Services Administration
INDEX:  NATIONAL INSTITUTES OF HEALTH; HEALTH CARE POLICY, RESEARCH;
HEALTH RESOURCES

$$INDEX N3 **********************************************************

MOLECULAR BIOLOGY AND GENETICS OF SLEEP AND SLEEP DISORDERS -
ADDENDUM RFA HL-96-015
National Heart, Lung, and Blood Institute
National Institute of Mental Health
National Institute of Child Health and Human Development
National Institute of Arthritis and Musculoskeletal and Skin Diseases
INDEX:  HEART, LUNG, BLOOD; MENTAL HEALTH; CHILD HEALTH, HUMAN
DEVELOPMENT; ARTHRITIS, MUSCULOSKELETAL, SKIN DISEASES

               NOTICES OF AVAILABILITY (RFPs/RFAs/PAs)

$$INDEX R1 04/24/97 *************************************************

HEALTH SERVICES RESEARCH ON ALCOHOL-RELATED PROBLEMS (RFA AA-97-001)
National Institute on Alcohol Abuse and Alcoholism
INDEX:  ALCOHOL ABUSE, ALCOHOLISM

$$INDEX R2 04/24/97 *************************************************

BIOMEDICAL RESEARCH ON ALCOHOL AND AIDS (RFA AA-97-002)
National Institute on Alcohol Abuse and Alcoholism
INDEX:  ALCOHOL ABUSE, ALCOHOLISM

$$INDEX R3 04/24/97 *************************************************

DEVELOPING ALCOHOL-RELATED HIV PREVENTIVE INTERVENTIONS (RFA
AA-97-003)
National Institute on Alcohol Abuse and Alcoholism
INDEX:  ALCOHOL ABUSE, ALCOHOLISM

$$INDEX P1 **********************************************************

SMALL GRANT PROGRAM FOR THE NIDCD (PAR-97-012)
National Institute on Deafness and Other Communication Disorders
INDEX:  DEAFNESS, OTHER COMMUNICATION DISORDERS

$$INDEX P2 **********************************************************

INITIATIVE FOR MINORITY STUDENT DEVELOPMENT (PAR-97-013)
National Institute of General Medical Sciences
INDEX:  GENERAL MEDICAL SCIENCES

THE NIH GUIDE IS AVAILABLE ELECTRONICALLY VIA BITNET OR INTERNET, BY
SUBSCRIPTION, AND IS ALSO ON THE NIH GOPHER (GOPHER.NIH.GOV) AND THE
NIH WEBSITE (HTTP://WWW.NIH.GOV).  ALTERNATIVE ACCESS IS THROUGH THE
NIH GRANT LINE VIA MODEM (DATA LINE 301/402-2221); CONTACT DR. JOHN
JAMES AT 301/435-2801 FOR DETAILS ON THE NIH GRANT LINE.

THE PHS STRONGLY ENCOURAGES ALL GRANT AND CONTRACT RECIPIENTS TO
PROVIDE A SMOKE-FREE WORKPLACE AND PROMOTE THE NON-USE OF ALL TOBACCO
PRODUCTS.  IN ADDITION, PUBLIC LAW 103-227, THE PRO-CHILDREN ACT OF
1994, PROHIBITS SMOKING IN CERTAIN FACILITIES (OR IN SOME CASES, ANY
PORTION OF A FACILITY) IN WHICH REGULAR OR ROUTINE EDUCATION,
LIBRARY, DAY CARE, HEALTH CARE OR EARLY CHILDHOOD DEVELOPMENT
SERVICES ARE PROVIDED TO CHILDREN.  THIS IS CONSISTENT WITH THE PHS
MISSION TO PROTECT AND ADVANCE THE PHYSICAL AND MENTAL HEALTH OF THE
AMERICAN PEOPLE.

ALL COMPETING GRANT APPLICATIONS SUBMITTED TO THE NATIONAL INSTITUTES
OF HEALTH MUST BE SENT TO:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040 - MSC 7710
BETHESDA, MD  20892-7710
BETHESDA, MD  20817 (for express/courier service)

THE GRANTS INFORMATION OFFICE, DRG, HAS BEEN INCORPORATED INTO THE
NEW OFFICE OF EXTRAMURAL OUTREACH & INFORMATION RESOURCES, OFFICE OF
EXTRAMURAL RESEARCH, OFFICE OF THE DIRECTOR, NIH.  REQUESTS FOR
APPLICATION FORMS, PUBLICATIONS, AND OTHER INFORMATION MAY BE
DIRECTED TO THE FOLLOWING:

OFFICE OF EXTRAMURAL OUTREACH & INFORMATION RESOURCES
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, MSC 7910
BETHESDA, MD  20892-7910
TELEPHONE:  (301) 435-0714
EMAIL:  ASKNIH@ODROCKM1.OD.NIH.GOV

$$INDEX END *********************************************************

                               NOTICES

$$N1 BEGIN **********************************************************

REVISION TO THE PHS GRANTS POLICY STATEMENT AND THE PHS 398 GRANT
APPLICATIONS INSTRUCTIONS

NIH GUIDE, Volume 25, Number 41, November 29, 1996

P.T. 34; K.W. 0404000, 0710030, 1014006

National Institutes of Health

As a part of ongoing efforts to reduce the administrative costs and
burden on applicants and grantees, the NIH has reviewed its policy
regarding the receipt date of competing applications (PHS 398).  In
the past, the NIH required that grant, fellowship, and cooperative
agreement applications be received on specific published "receipt
dates."  A consequence of this policy has been that many applicants
felt compelled to submit applications via express shipping or courier
service.  To simplify and minimize the cost associated with
application submission, the NIH is making the following policy
change:

Unsolicited Applications:  Effective January 2, 1997, an application
will be considered on time if it is received by or mailed on or
before the published receipt date and a proof of mailing is provided.
Proof of timely mailing consists of one of the following: a legibly
dated U.S. Postal Service postmark; or a dated receipt from a
commercial carrier or the U.S. Postal Service.  Private metered
postmarks are not acceptable.  The receipt dates for unsolicited
investigator-initiated applications as published in the competing
application kit (PHS 398) remain unchanged.  It is hoped that this
will lead to delivery methods that are timely but more economical in
practice.

Solicited Applications and Proposals:  Solicited applications and
proposals continue under the previous policy.  Applications must be
received by the specified dates.  However, an application received
after the deadline may be acceptable if it carries a legible proof-
of-mailing date assigned by the carrier and the proof-of-mailing is
not later than one week prior to the deadline date.  These include
Request for Applications (RFAs);  Program Announcements (PAs) with
specified receipt dates, such as Academic Research Enhancement Awards
(AREAs), Small Business Innovation Research applications (SBIRs), and
Small Business Technology Transfer applications (STTRs); and Request
for Proposals (RFPs).

Noncompeting Applications:  This new policy also applies to the
noncompeting continuation application (PHS 2590).  The receipt
submission dates identified in the noncompeting continuation
application remain unchanged.  Grantees are reminded that
noncompeting applications should be received in time for orderly
processing of noncompeting awards.  This is particularly critical
during peak workload times at Institute or Center grants management
offices

This policy announcement supersedes the PHS Grants Policy Statement
(rev. 5/95), section 4-14, and the competing application kit (PHS
398), page 22.

INQUIRIES

Questions regarding the receipt of competing applications procedures
may be directed to:

Referral Office
Division of Research Grants
Telephone:  (301) 435-0715

For issues relating to noncompeting applications, Institute or Center
grants management offices should be contacted.

$$N1 END ************************************************************

$$N2 BEGIN **********************************************************

NATIONAL RESEARCH SERVICE AWARD (NRSA)STIPEND INCREASE

NIH GUIDE, Volume 25, Number 41, November 29, 1996

P.T. 22, 44; K.W. 0720005, 1014006

National Institutes of Health
Agency for Health Care Policy and Research
Health Resources Services Administration

Effective with all awards made on or after October 1, 1996, the
following annual stipend levels apply to all individuals receiving
support through institutional or individual National Research Service
Awards (NRSA), including the Minority Access to Research Career
(MARC) and Career Opportunities in Research (COR) programs.  These
awards are all made under the authority of Section 487 of the Public
Health Service Act.  The new stipends are as follows:

Career Level                                   Stipend for FY 97

MARC/COR Honors Undergraduates
Freshmen/Sophomores                               $6,276
Juniors/Seniors                                   $8,796

Predoctoral                                       $11,496

Postdoctoral Years of Experience
      0                                           $20,292
      1                                           $21,420
      2                                           $25,600
      3                                           $26,900
      4                                           $28,200
      5                                           $29,500
      6                                           $30,800
      7 or more                                   $32,300

THESE STIPEND LEVELS ARE EFFECTIVE ONLY FOR AWARDS MADE WITH FY 1997
FUNDS.  Retroactive adjustments or supplementation of stipends with
NRSA funds for awards made prior to October 1, 1996 is not permitted.
Stipend level adjustments can be made only on the award date of the
fellowship or the appointment date of the trainee on awards made with
FY 1997 funds.

Competing and non-competing awards made during the period between
October 1, 1996 and the date of this announcement will be
retroactively adjusted by the awarding component.  Institutions are
permitted to supplement NRSA stipends from non-Federal sources
according to their own formally established policies, as described in
the PHS Grants Policy Statement.

The new stipend levels are to be used in the preparation of future
competing and non-competing NRSA institutional training grant and
individual fellowship applications. They will be administratively
applied to all applications now in the review process.

$$N2 END ************************************************************

$$N3 BEGIN **********************************************************

MOLECULAR BIOLOGY AND GENETICS OF SLEEP AND SLEEP DISORDERS -
ADDENDUM

NIH Guide, Volume 25, Number 41, November 29, 1996

RFA:  HL-96-015

P.T. 34; K.W. 0715187, 1002008, 1002019

National Heart, Lung, and Blood Institute
National Institute of Mental Health
National Institute of Child Health and Human Development
National Institute of Arthritis and Musculoskeletal and Skin Diseases

This is to inform the scientific community that the National
Institute of Arthritis and Musculoskeletal and Skin Diseases (NIAMS)
is also a co-sponsor of RFA HL-96-015, which was published in NIH
Guide Vol. 25, No. 29, August 30, 1996.

FUNDS AVAILABLE

It is anticipated that during fiscal year 1997, support will be
available for total costs of approximately $2,000,000 from the NHLBI,
$800,000 from NIMH, $400,000 from NICHD, and $400,000 from NIAMS for
the first year of this initiative.  It is anticipated that
approximately 12 to 15 grants will be awarded under this program.
Award of grants pursuant to this RFA is contingent upon receipt of
such funds for this purpose and scientific merit.

INQUIRIES

Inquiries may be directed to:

James P. Kiley, Ph.D.
National Center on Sleep Disorders Research
National Heart, Lung, Blood Institute
6701 Rockledge Drive, Suite 7024, MSC-7920
Bethesda, MD  20892-7920
Telephone:  (301) 435-0199
FAX:  (301) 480-3451
Email:  Kileyj@nih.gov

Susana A.  Serrate-Sztein, M.D.
Arthritis Branch
National Institute of Arthritis and Musculoskeletal and Skin Diseases
Natcher Building, Room 5AS19J
Bethesda, MD  20892-6500
Telephone:  (301) 594-5032
FAX:  (301) 480-4543
Email:  szteins@ep.niams.nih.gov

$$N3 END ************************************************************

               NOTICES OF AVAILABILITY (RFPs/RFAs/PAs)

$$R1 BEGIN AA-97-001 FULL-TEXT **************************************

HEALTH SERVICES RESEARCH ON ALCOHOL-RELATED PROBLEMS

NIH Guide, Volume 25, Number 41, November 29, 1996

RFA AVAILABLE:  AA-97-001

P.T. 34; K.W. 0404003, 0730050

National Institute on Alcohol Abuse and Alcoholism

Letter of Intent Receipt Date:  March 21, 1997
Application Receipt Date:  April 24, 1997

PURPOSE

The National Institute on Alcohol Abuse and Alcoholism (NIAAA) seeks
health services research grant applications that are aimed at
developing a knowledge base to improve the delivery of services for
alcohol-related problems.  Such a knowledge base includes both
treatment and preventive interventions.  This Request for
Applications (RFA) invites research project grants (R01), First
Independent Research Support and Transition (FIRST) (R29) awards,
exploratory/developmental (R21) grants, and Interactive Research
Project Grants (IRPG) related to improving the availability,
accessibility, delivery, quality, effectiveness, cost-effectiveness,
and outcomes of alcohol-related treatment and prevention services.

The research objectives include, but are not limited to, five major
areas: (1) determining the effects of financing and reimbursement
mechanisms on alcohol-related health care program availability,
accessibility, delivery, organization, content, quality, and
outcomes; (2) assessing sources of variation in access and
utilization of treatment services and prevention interventions for
alcohol-related problems; (3) identifying and assessing the
effectiveness and outcomes of alcohol-related treatment and
preventive services; and (4) evaluating the cost, cost-effectiveness,
cost-benefit, and cost-utility of alcohol-related treatment and
prevention services; and (5) identifying organizational and
managerial factors that influence the delivery of treatment and
prevention services for alcohol-related problems across regions,
populations, and settings.  It is anticipated that up to $4 million
will be available to support approximately 16 grants under this RFA.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This RFA,
Health Services Research on Alcohol-Related Problems, is related to
the priority areas of alcohol abuse reduction and alcoholism
treatment.  Potential applicants may obtain a copy of "Healthy People
2000" (Full Report: Stock No. 017-001-00474-0 or Summary Report:
Stock No.017-001-00473-1) through the Superintendent of Documents,
Government Printing Office, Washington, DC 20402-9325 (Telephone:
202-512-1800).

INQUIRIES

The RFA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov), and by mail and email from the
program contact listed below.

Robert B. Huebner, Ph.D.
Division of Clinical and Prevention Research
National Institute on Alcohol Abuse and Alcoholism
6000 Executive Boulevard MSC 7003
Bethesda, MD  20892-7003
Telephone:  (301) 443-0786
FAX:  (301) 443-8774
Email:  bhuebner@willco.niaaa.nih.gov

$$R1 END ************************************************************

$$R2 BEGIN AA-97-002 FULL-TEXT **************************************

BIOMEDICAL RESEARCH ON ALCOHOL AND AIDS

NIH Guide, Volume 25, Number 41, November 29, 1996

RFA AVAILABLE:  AA-97-002

P.T. 44; K.W. 0404003, 0715008

National Institute on Alcohol Abuse and Alcoholism

Letter of Intent Receipt Date:  March 21, 1997
Application Receipt Date:  April 24, 1997

PURPOSE

The National Institute on Alcohol Abuse and Alcoholism (NIAAA) is
seeking applications to support human immunodeficiency virus
(HIV)-related biomedical alcohol research.  Investigations into the
biologic determinants of HIV disease have begun to yield
interventions that can transform HIV disease from a fatal condition
to a chronic, manageable disease syndrome.  As understanding of the
pandemic progresses, and as HIV/AIDS research becomes more focused,
it is becoming increasing apparent that cofactors such as alcohol
consumption may play an important role in sexual transmission,
susceptibility to infection, and progression of HIV disease.  Alcohol
has been suggested as a cofactor in HIV disease (Crum, et al.;
Alcoholism Clin Exp Res 20:364-371, 1996) and recent evidence
demonstrated additive effects of alcohol abuse and HIV infection on
brain function (Fein, et al.; Biological Psychiatry 37:183-195,
1995).  However, there is no conclusive evidence that acute or
chronic alcohol consumption increases susceptibility to HIV infection
or accelerates AIDS progression.  Strain variations of HIV,
individual differences in susceptibility, and long incubation time
following seroconversion are some of the difficulties in studying
disease progression.  Whether alcohol consumption increases
susceptibility to opportunistic infections in HIV+ patients and
whether alcohol-induced immunosuppression is associated with
stimulation, expansion, and perpetuation of disease are important
questions to be answered.  The purpose of this Request for
Applications (RFA) is to solicit applications to study two of the
most important questions in alcohol-AIDS research:

1.  Does alcohol consumption modulate host susceptibility to HIV
infection?
2.  Does alcohol consumption accelerate progression of AIDS or
predispose to new complications of HIV infection?

It is estimated that up to $2.0 million will be available to fund
approximately twelve research project grants (R01), First Independent
Research Support and Transition (FIRST) (R29) awards,
exploratory/developmental (R21) grants, and Interactive Research
Project Grants (IRPG) under this RFA.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This RFA,
Biomedical Research on Alcohol and AIDS, is related to the priority
area of AIDS prevention.  Potential applicants may obtain a copy of
"Healthy People 2000" (Full Report: Stock No. 017-001-00474-0 or
Summary Report:  Stock No.017-001-00473-1) through the Superintendent
of Documents, Government Printing Office, Washington, DC 20402-9325
(Telephone: 202-512-1800).

INQUIRIES

The RFA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov), and by mail and email from the
program contact listed below.

Leslie Isaki, Ph.D.
Division of Basic Research
National Institute on Alcohol Abuse and Alcoholism
6000 Executive Boulevard  MSC 7003
Bethesda, MD  20892-7003
Telephone:  (301) 443-4224
FAX:  (301) 594-0673
Email:  lisaki@willco.niaaa.nih.gov

$$R2 END ************************************************************

$$R3 BEGIN AA-97-003 FULL-TEXT **************************************

DEVELOPING ALCOHOL-RELATED HIV PREVENTIVE INTERVENTIONS

NIH GUIDE, Volume 25, Number 41, November 29, 1996

RFA AVAILABLE:  AA-97-003

P.T. 34; K.W. 0404003, 0715008, 0745027

National Institute on Alcohol Abuse and Alcoholism

Letter of Intent Receipt Date:  March 21, 1997
Application Receipt Date:  April 24, 1997

PURPOSE

The National Institute on Alcohol Abuse and Alcoholism (NIAAA) seeks
to stimulate the design, development, and testing of alcohol-related
HIV preventive interventions that have the potential for reducing the
risk of transmission of HIV in alcohol using, abusing, and dependent
populations. Alcohol consumption has been identified as an important
behavioral cofactor for HIV infection and has been consistently
associated with HIV-risk behaviors over time.  Alcohol use has been
shown to predict time to seroconversion among gay men.  Significantly
higher rates of HIV infection are found among clinical samples of
alcoholics and nonclinical samples of individuals who meet criteria
for alcohol dependence than in the general public.

In addition, reduction in alcohol use is associated with reduced
sexual risk taking.  Alcohol-related HIV interventions are currently
being tested among gay and bisexual men, Native American youth, and
persons in alcoholism treatment. Initial results suggest that a wide
range of HIV-risk behaviors can be reduced after intervention and at
follow-up, particularly among gay men. This research suggests that
substance abuse prevention and treatment programs that include HIV
components are more effective in reducing alcohol consumption and
risky sexual practice than programs those that do not contain these
components.  Similarly, it appears that HIV prevention programs that
include an alcohol risk reduction component may be more effective in
reducing HIV risk behaviors than those that do not.

This Request for Applications (RFA) reflects "Findings and
Recommendations" suggested by the "NIH AIDS Research Program
Evaluation; Behavioral, Social Science, and Prevention Research Area
Review Panel."  The review panel recommended a substantial increase
in support for preventive intervention research in a diverse range of
alcohol-related settings, drinking populations, and HIV-risk
populations. Investigators are encouraged to move beyond basic
behavioral studies to measure the efficacy and effectiveness of
substance use risk-reduction interventions in populations at risk for
both alcohol problems and HIV infection. The emphasis of this RFA on
prevention research in the alcohol/AIDS area continues the previous
focus of the NIAAA Prevention Research Branch on primary prevention
of HIV and alcohol abuse among alcohol users.  In addition, this RFA
addresses secondary prevention among HIV infected alcoholics who may
be more likely than other HIV infected individuals to engage in
high-risk sexual behavior, to use unclean needles, and to have
problems adhering to therapeutic treatments for HIV and AIDS.  It is
estimated that up to $2.0 million will be available to fund
approximately ten research project grants (R01), First Independent
Research Support and Transition (FIRST) (R29) awards,
exploratory/developmental (R21) grants, and Interactive Research
Project Grants (IRPG) under this RFA.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This RFA,
Developing Alcohol-Related HIV Preventive Interventions, is related
to the priority area of AIDS prevention.  Potential applicants may
obtain a copy of "Healthy People 2000" (Full Report: Stock No.
017-001-00474-0 or Summary Report:  Stock No.017-001-00473-1) through
the Superintendent of Documents, Government Printing Office,
Washington, DC 20402-9325 (Telephone: 202-512-1800).

INQUIRIES

The RFA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov), and by mail and email from the
program contact listed below.

Kendall Bryant, Ph.D.
Division of Clinical and Prevention Research
National Institute on Alcohol Abuse and Alcoholism
6000 Executive Boulevard  MSC 7003
Bethesda, MD  20892-7003
Telephone:  (301) 443-8820
FAX:  (301) 443-8774
Email:  kbryant@willco.niaaa.nih.gov

$$R3 END ************************************************************

$$P1 BEGIN PAR-97-012 FULL-TEXT *************************************

SMALL GRANT PROGRAM FOR THE NIDCD

NIH Guide, Volume 25, Number 41, November 29, 1996

PA AVAILABLE:  PAR-97-012

P.T. 34; K.W. 0715050, 0715055, 0775005, 0775017

National Institute on Deafness and Other Communication Disorders

Application Receipt Date:  December 20, April 22, August 22

PURPOSE

This program announcement (PA) supersedes all previous announcements
of the National Institute on Deafness and Other Communication
Disorders (NIDCD) Small Grant (R03) Program for support of pilot
research that is likely to lead to a subsequent individual research
project grant (R01) or a First Independent Research Support and
Transition (FIRST) (R29) award application.  The research must be
focused on one or more of the areas within the biomedical and
behavioral scientific mission of the NIDCD: hearing, balance, smell,
taste, voice, speech, or language.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This PA,
Small Grant Program for the NIDCD, is related to the priority area of
clinical prevention services.  Potential applicants may obtain a copy
of "Healthy People 2000" (Full Report:  Stock No. 017-001-11474-0 or
Summary Report: Stock No. 017-001-11473-1) through the Superintendent
of Documents, Government Printing Office, Washington, DC 20402-9325
(telephone 202-512-1800).

INQUIRIES

The PA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov), and by mail and email from the
program contact listed below.

Dr. Beth Ansel
Division of Human Communications
National Institute of Deafness and Other Communication Disorders
Executive Plaza South, Room 400-C - MSC 7180
Bethesda, MD  20892-7180
Telephone:  (301) 402-3461
FAX:  (301) 402-6251
Email:  Beth_Ansel@NIH.GOV

$$P1 END ************************************************************

$$P2 BEGIN PAR-97-013 FULL-TEXT *************************************

INITIATIVE FOR MINORITY STUDENT DEVELOPMENT

NIH GUIDE, Volume 25, Number 41, November 29, 1996

PA AVAILABLE:  PAR-97-013

P.T. 34; K.W. 0710030, 0720005

National Institute of General Medical Sciences

Application Receipt Date:  February 1

PURPOSE

The National Institute of General Medical Sciences (NIGMS)
reannounces an initiative directed toward increasing the number of
underrepresented minorities entering careers in biomedical research.
This initiative seeks to encourage the development and/or expansion
of innovative programs to improve the academic and research
competitiveness of underrepresented minority students at the
undergraduate, graduate, and postdoctoral levels and to facilitate
their progress toward careers in biomedical research. Programs
developed under this initiative must be specifically designed to
target underrepresented minority students majoring in the biomedical
sciences or in medical, dental, or veterinary training who are
interested in pursuing research careers.  The term "science" is used
in this program announcement to mean the natural, physical, and
behavioral sciences and mathematics relevant to biomedical research.
Awards under this program will use the institutional education
program (R25) grant.

INQUIRIES

The PA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov), and by mail and email from the
program contact listed below.

Ernest D. Marquez, Ph.D.
Division of Minority Opportunities in Research
National Institute of General Medical Sciences
45 Center Drive, Room 2AS.37 MSC 6200
Bethesda, MD  20892-6200
Telephone:  (301) 594-3900
FAX:  (301) 480-2753
Email:  marqueze@gm1.nigms.nih.gov

$$P2 END ************************************************************

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DEVELOPING ALCOHOL-RELATED HIV PREVENTIVE INTERVENTIONS

NIH GUIDE, Volume 25, Number 41, November 29, 1996

RFA:  AA-97-003

P.T. 34; K.W. 0404003, 0715008, 0745027

National Institute on Alcohol Abuse and Alcoholism

Letter of Intent Receipt Date:  March 21, 1997
Application Receipt Date:  April 24, 1997

PURPOSE

The National Institute on Alcohol Abuse and Alcoholism (NIAAA) seeks
to stimulate the design, development, and testing of alcohol-related
HIV preventive interventions that have the potential for reducing the
risk of transmission of HIV in alcohol using, abusing, and dependent
populations. Alcohol consumption has been identified as an important
behavioral cofactor for HIV infection and has been consistently
associated with HIV-risk behaviors over time.  Alcohol use has been
shown to predict time to seroconversion among gay men. Significantly
higher rates of HIV infection are found among clinical samples of
alcoholics and nonclinical samples of individuals who meet criteria
for alcohol dependence than in the general public.

In addition, reduction in alcohol use is associated with reduced
sexual risk taking.  Alcohol-related HIV interventions are currently
being tested among gay and bisexual men, Native American youth, and
persons in alcoholism treatment. Initial results suggest that a wide
range of HIV-risk behaviors can be reduced after intervention and at
follow-up, particularly among gay men. This research suggests that
substance abuse prevention and treatment programs that include HIV
components are more effective in reducing alcohol consumption and
risky sexual practice than programs those that do not contain these
components.  Similarly, it appears that HIV prevention programs that
include an alcohol risk reduction component may be more effective in
reducing HIV risk behaviors than those that do not.

This Request for Applications (RFA) reflects "Findings and
Recommendations" suggested by the "NIH AIDS Research Program
Evaluation; Behavioral, Social Science, and Prevention Research Area
Review Panel."  The review panel recommended a substantial increase
in support for preventive intervention research in a diverse range of
alcohol-related settings, drinking populations, and HIV-risk
populations. Investigators are encouraged to move beyond basic
behavioral studies to measure the efficacy and effectiveness of
substance use risk-reduction interventions in populations at risk for
both alcohol problems and HIV infection. The emphasis of this RFA on
prevention research in the alcohol/AIDS area continues the previous
focus of the NIAAA Prevention Research Branch on primary prevention
of HIV and alcohol abuse among alcohol users.  In addition, this RFA
addresses secondary prevention among HIV infected alcoholics who may
be more likely than other HIV infected individuals to engage in
high-risk sexual behavior, to use unclean needles, and to have
problems adhering to therapeutic treatments for HIV and AIDS.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This RFA is
related to the priority area of AIDS prevention.  Potential
applicants may obtain a copy of "Healthy People 2000" (Full Report:
Stock No. 017-001-00474-0 or Summary Report:  Stock
No.017-001-00473-1) through the Superintendent of Documents,
Government Printing Office, Washington, DC 20402-9325 (telephone
202-512-1800).

ELIGIBILITY

Applications may be submitted by domestic and foreign, for-profit and
non-profit, public and private organizations, such as universities,
colleges, hospitals, laboratories, units of State and local
governments, and eligible agencies of the Federal government.
Racial/ethnic minority individuals, women, and persons with
disabilities are encouraged to apply as Principal Investigators.
Foreign institutions are not eligible for First Independent Research
Support and Transition (FIRST) Awards (R29).  Research project grant
applications (R01) from foreign institutions are limited to three
years.

MECHANISM OF SUPPORT

Research support may be obtained through an application for a regular
research project grant (R01) or FIRST (R29) award.  Applications are
also encouraged for exploratory/developmental Grants (R21), which are
limited to two years for up to $70,000 per year for direct costs.
Exploratory/Developmental grants are also available for the secondary
analysis of existing alcohol abuse prevention research data.

Applicants may submit applications for Investigator-Initiated
Interactive Research Project Grants (IRPGs).  Interactive Research
Project Grants require the coordinated submission of related research
project grant (R01) and, to a limited extent FIRST Award (R29)
applications from investigators who wish to collaborate on research,
but do not require extensive shared physical resources.  These
applications must share a common theme and describe the objectives
and scientific importance of the interchange of, for example, ideas,
data, and materials among the collaborating investigators.  A minimum
of two independent investigators with related research objectives may
submit concurrent, collaborative, cross-referenced individual R01 and
R29 applications.  Applicants may be from one or several
institutions.  Further information on these and other grant
mechanisms may be obtained from the program staff listed under
INQUIRIES.  Further information on the IRPG mechanism is available in
program announcement PA-96-001, NIH Guide for Grants and Contracts,
Vol. 24, No. 35, October 6, 1995.

Potential applicants for FIRST Awards or Exploratory/Developmental
Grants may obtain copies of the specific announcements for these
programs from the NIAAA Home Page at HTTP://WWW.NIAAA.NIH.GOV or from
the Office of Scientific Affairs, NIAAA, Willco Building, Suite 409,
6000 Executive Boulevard MSC 7003, Bethesda, Maryland 20892-7003,
telephone: 301-443-4375 or FAX 301-443-6077. Further information on
these and other grant mechanisms may be obtained from the program
staff listed under INQUIRIES.

FUNDS AVAILABLE

It is estimated that up to $2.0 million will be available to fund
approximately ten grants under this RFA.  This level of support is
dependent on the receipt of sufficient number of applications of high
scientific merit. Although this program is provided for in the
financial plan of the NIAAA, the award of grants pursuant to this RFA
is also contingent upon the availability of funds for this purpose.
The earliest possible award date is September 30, 1997.

RESEARCH OBJECTIVES

Preventive interventions may be initiated and implemented by the
investigators themselves for the specific purpose of testing effects
of the strategies; or the interventions may occur naturally through
the actions of public and private organizations (e.g., reduction in
availability and accessibility of alcohol, increased distribution of
condoms at bars, health promotion campaigns that highlight linkages
between alcohol use and AIDS).  Investigator-initiated
alcohol-focused interventions may also be nested within the context
of naturally occurring HIV interventions, such as vaccine trials,
permitting the effects of both types of interventions to be studied
simultaneously.  These alcohol-focused interventions can be aimed at
individuals, social networks, institutions, and specific alcohol
settings such as bars and clubs, to change alcohol-related sexual
expectancies, behavioral norms, and HIV risk-taking behaviors.
Populations at risk for HIV who also abuse or are dependent on
alcohol are most in need of study.  These special subgroups include
gay or bisexual men, alcoholics in treatment, alcohol abusing women
and minorities, and adolescents initiating sexual behavior in the
context of drinking.  Other groups of interest that may be indirectly
affected by alcohol use include partners and families of HIV-infected
alcoholics.

In addition to developing and testing new investigator-initiated
interventions or naturally-occurring preventive programs, timely and
cost-effective approaches may include:

a)  developing "augmenting" HIV interventions within the context of
clinical or epidemiological studies to address alcohol-related
problems (e.g., improving adherence of alcohol abusers to therapeutic
regimes involving protease inhibitors).

b)  supplementing ongoing alcohol-problem intervention studies to
include HIV infected or at-risk populations and adapting the
intervention to address HIV issues in this subgroup (e.g., including
HIV-risk populations in comparisons of brief motivational counseling
and cognitive-behavioral interventions.)

A wide range of contexts may be appropriate for intervention studies.
These include but are not limited to:

o  Hard-to-reach populations:  Alcohol abusers often delay entering
medical settings where they could be identified as needing
appropriate interventions and are often difficult to retain in
controlled clinical trials. Such difficulties in attracting and
retaining alcohol-abusing individuals may have particular
significance for the testing and evaluation of HIV vaccines and
therapeutics.  New interventions need to be developed to attract and
retain individuals at extremely high-risk for alcohol abuse and HIV
infection, and new research designs and analytic strategies need to
be developed to adequately evaluate these interventions in settings
in which high rates of attrition may occur.  Intervention strategies
might, for example, include more informal and culturally relevant
drop-in clinics, and different analytic procedures, such as
case-control or case-based designs, may be necessary to test the
effects of these interventions on such variables as HIV exposure,
alcohol abuse, and retention in trials.

o  Health-Care Systems: Increasing attention is being paid to the
role of health-care systems and professionals in preventing
alcohol-related problems before they occur, in facilitating early
detection of alcohol-related high-risk behaviors, and in providing
appropriate treatment.  Experimental and quasi-experimental designs
may be used within health-care settings to test the efficacy of
preventive strategies.  These strategies may include risk assessment,
brief and more extensive advice, case monitoring, and improved
linkage to services for alcoholics in treatment or for HIV-infected
individuals with alcohol problems.

o  Application of Basic Behavioral Research to Interventions:  A wide
range of preintervention studies have addressed the relationship of
cognitive and physiological effects of alcohol use on high-risk
sexual behavior.  These studies have measured the effects of
alcohol-related sexual expectancies, physiological disinhibition,
decision making while intoxicated, and affect regulation.
Interventions need to be developed that take into account these
recent findings concerning high-risk behavior under conditions of
intoxication.

o  Media/Communications:  Ongoing research is needed to assess the
efficacy of media strategies, alone or combined with other
strategies, to prevent alcohol-related risky sexual behavior.
Applicants are encouraged to develop and test promising media
messages, new communications technologies, and special media for
cultural subgroups to determine the most effective
media/communications approaches for varied target audiences.  Of
particular interest are communication strategies that reach audiences
at highest risk for alcohol abuse and HIV-infection, which include
youth, selected ethnic minorities, gay and bisexual men, and male and
female partners of HIV-infected individuals.

o  Family Studies:  Research suggests that family involvement,
broadly defined, can enhance the effectiveness of school-based and
clinic-based alcohol prevention programs among youth at-risk for
alcohol problems. Research on homeless and runaway youth indicates a
high rate of co-occurring alcohol abuse and unsafe sexual behavior,
often resulting in the spread of sexually transmitted diseases.
Research needs to be expanded in this area to develop effective
interventions among family members to reduce the risk for HIV
infection.

o  College and School-Based Studies:  Interventions are needed in
school and college environments to alter drinking practices that
contribute to unprotected sex, sexual assaults, and spread of
sexually transmitted diseases. Late adolescence and the transition
>From high-school to college is when many young people are initially
freed from parental controls, increase their levels of alcohol
consumption, and increase sexual activity.  Often high rates of
drinking and binge drinking are encountered on college campuses.
Studies of alcohol-focused interventions that are currently being
carried out in school or college contexts could be usefully expanded
to evaluate effects of these interventions on high-risk sexual
behavior.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification is provided
that inclusion is inappropriate with respect to the health of the
subjects or the purpose of the research.  This new policy results
>From the NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43) and supersedes and strengthens the previous policies
(Concerning the Inclusion of Women in Study Populations, and
Concerning the Inclusion of Minorities in Study Populations), which
have been in effect since 1990.  The new policy contains some
provisions that are substantially different from the 1990 policies.

All investigators proposing research involving human subjects should
read the "NIH Guidelines For Inclusion of Women and Minorities as
Subjects in Clinical Research," which have been published in the
Federal Register of March 20, 1994 (FR 59 14508-14513) and reprinted
in the NIH Guide for Grants and Contracts, Volume 23, Number 11,
March 18, 1994.

Investigators also may obtain copies of the policy from the program
staff listed under INQUIRIES.  Program staff may also provide
additional relevant information concerning the policy.

LETTER OF INTENT

Prospective applicants are asked to submit, by March 21, 1997, a
letter of intent that includes a descriptive title of the proposed
research, the name, address, and telephone number of the Principal
Investigator, the identities of other key personnel and participating
institutions, and the number of title of the RFA in response to which
the application may be submitted.  Although a letter of intent is not
required, is not binding, and does not enter into the review of a
subsequent application, the information that it contains allows NIAAA
staff to estimate the potential review workload and avoid conflict of
interest in the review.

The letter of intent is to be sent to:

RFA-AA-97-003
Office of Scientific Affairs
National Institute on Alcohol Abuse and Alcoholism
Willco Building, Suite 409
6000 Executive Boulevard MSC 7003
Bethesda, MD  20892-7003
FAX:  (301) 443-6077

APPLICATION PROCEDURES

The research grant application form PHS 398 (rev. 5/95) is to be used
in applying for these grants.  Applications kits are available at
most institutional offices of sponsored research and may be obtained
>From the Grants Information Office, Office of Extramural Outreach and
Information Resources, National Institutes of Health, 6701 Rockledge
Drive, MSC 7910, Bethesda, MD 20892-7910, telephone 301/435-0714,
email:  ASKNIH@odrockm1.od.nih.gov.

The RFA label available in the PHS 398 (rev. 5/95) application form
must be affixed to the bottom of the face page of the application.
Failure to use this label could result in delayed processing of the
application such that it may not reach the review committee in time
for review.  In addition, the RFA title and number must be typed on
line 2 of the face page of the application form and the YES box must
be marked.  Applications for support mechanisms other than R01 (i.e.,
an R29) must cite the relevant program announcement on line 2 in
addition to listing the current RFA.  Applications for FIRST awards
(R29) must include at least three sealed letters of reference
attached to the face page of the original application.  FIRST award
(R29) applications submitted without the required number of reference
letters will be considered incomplete and will be returned without
review.  Page limits and limits on size of type are strictly
enforced.  Non-conforming applications will be returned without being
reviewed.

Submit a signed, typewritten original of the application, including
the checklist and three signed photocopies in one package to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040 - MSC 7710
BETHESDA, MD  20892-7710
BETHESDA, MD  20817 (for express/courier service)

At the time of submission, two additional copies of the application
must also be sent to:

RFA AA-97-003
Office of Scientific Affairs
National Institute on Alcohol Abuse and Alcoholism
Willco Building, Room 409
6000 Executive Boulevard, MSC 7003
Bethesda, MD  20892-7003
Rockville, MD  20852 (for express/courier service)

Failure to forward the above two applications to NIAAA at the above
address may delay consideration of an application such that it may
not be received in time for FY 1997 funding consideration.

Applications must be received by April 24, 1997.  If an application
is received after that date, it will be returned to the applicant
without review. The Division of Research Grants (DRG) will not accept
any application in response to this RFA that is essentially the same
as one currently pending initial review, unless the applicant
withdraws the pending application.  The DRG will not accept any
application that is essentially the same as one already reviewed.
This does not preclude the submission of substantial revisions of
applications already reviewed, but such applications must include an
introduction addressing the previous critique and must be prepared in
the format of a revised application.

REVIEW CONSIDERATIONS

Upon receipt, applications will be reviewed for completeness by the
DRG and for responsiveness by the NIAAA.  Incomplete applications
will be returned to the applicant without further consideration.  If
the application is not responsive to the RFA, the DRG staff may
contact the applicant to determine whether to return the application
to the  applicant or submit it for review in competition with
unsolicited applications at the next review cycle.

Applications that are complete and responsive to the RFA will be
evaluated for scientific and technical merit by an appropriate peer
review group convened by the Institute in accordance with the review
criteria stated below. As part of the initial merit review, a
streamlined review process may be used by the initial review group in
which applications may or may not be discussed based on their
scientific merit relative to other applications received in response
to the RFA.  Applications which are fully discussed will be assigned
a priority score.  Applications which are not discussed will be
withdrawn from further considerations and the Principal Investigator
and the official signing for the applicant organization will be
notified.  The second level of review will be provided by the
National Advisory Council on Alcohol Abuse and Alcoholism.

Review Criteria

Criteria to be used in the scientific and technical merit review of
the research grant applications will include the following:

1. The scientific, technical, or medical significance and originality
of the proposed research and its relevance to the goals of this RFA:

2. The appropriateness and adequacy of the experimental approach and
methodology, including adequacy of quality control methods, proposed
to carry out the research such as adequacy of plans to measure
biological markers relevant to AIDS behavioral research e.g.,
seroconversion.

3. The adequacy of the qualifications (including level of education
and training) and relevant research experience of the principal
investigator and key research personnel.

4. The availability of adequate facilities, general environment for
the conduct of the proposed research, other resources, and
collaborative arrangements necessary for the research.

5. The reasonableness of budget estimates and duration for the
proposed research.

6. When applicable, adequacy of plans to include both genders and
minorities and their subgroups as appropriate for the scientific
goals of the research. Plans for the recruitment and retention of
these subjects will also be evaluated.

When applicable, the initial review group will also examine the
provisions for the protection of human and animal subjects and the
safety of the research environment.

The review criteria for Exploratory/Developmental Grants (R21) and
FIRST Awards (R29) are contained in their program announcements.

AWARD CRITERIA

Applications recommended for approval by the National Advisory
Council on Alcohol Abuse and Alcoholism will be considered for
funding on the basis of the overall scientific and technical merit of
the application as determined by peer review, NIAAA programmatic
needs and balance, and the availability of funds.

INQUIRIES

Inquiries concerning this RFA are encouraged.  The opportunity to
clarify any issues or questions from potential applicants is welcome.

Direct inquiries regarding programmatic issues to:

Kendall Bryant, Ph.D.
Division of Clinical and Prevention Research
National Institute on Alcohol Abuse and Alcoholism
6000 Executive Boulevard  MSC 7003
Bethesda, MD  20892-7003
Telephone:  (301) 443-8820
FAX:  (301) 443-8774
Email:  kbryant@willco.niaaa.nih.gov

Direct inquiries regarding fiscal matters to:

Linda Hilley
Office of Planning and Resource Management
National Institute on Alcohol Abuse and Alcoholism
6000 Executive Boulevard MSC 7003
Bethesda, MD  20892-7003
Telephone:  (301) 443-4703
FAX:  (301) 443-3891
Email:  lhilley@willco.niaaa.nih.gov

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance, No. 93.273.  Awards are made under the authorization of
the Public Health Service Act, Sections 301 and 464H, and
administered under the PHS policies and Federal Regulations at Title
42 CFR Part 52, "Grants for Research Projects;" Title 45 CFR Parts 74
and 92, "Administration of Grants;" and 45 CFR Part 46, "Protections
of Human Subjects."  This program is not subject to the
intergovernmental review requirements of Executive Order 12372 or
Health Systems Agency review.

The PHS strongly encourages all grant recipients to provide a
smoke-free workplace and promote the non-use of all tobacco products.
In addition, Public Law 103-227, the Pro-Children Act of 1994,
prohibits smoking in certain facilities (or in some cases, any
portion of a facility) in which regular or routine education,
library, day care, health care or early childhood development
services are provided to children.  This is consistent with the PHS
mission to protect and advance the physical and mental health of the
American people.

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BIOMEDICAL RESEARCH ON ALCOHOL AND AIDS

NIH GUIDE, Volume 25, Number 41, November 29, 1996

RFA:  AA-97-002

P.T. 44; K.W. 0404003, 0715008

National Institute on Alcohol Abuse and Alcoholism

Letter of Intent Receipt Date:  March 21, 1997
Application Receipt Date:  April 24, 1997

PURPOSE

The National Institute on Alcohol Abuse and Alcoholism (NIAAA) is
seeking applications to support human immunodeficiency virus
(HIV)-related biomedical alcohol research. Investigations into the
biologic determinants of HIV disease have begun to yield
interventions that can transform HIV disease from a fatal condition
to a chronic, manageable disease syndrome.  As understanding of the
pandemic progresses, and as HIV/AIDS research becomes more focused,
it is becoming increasing apparent that cofactors such as alcohol
consumption may play an important role in sexual transmission,
susceptibility to infection, and progression of HIV disease.  Alcohol
has been suggested as a cofactor in HIV disease (Crum, et al.;
Alcoholism Clin Exp Res 20:364-371, 1996) and recent evidence
demonstrated additive effects of alcohol abuse and HIV infection on
brain function (Fein, et al.; Biological Psychiatry 37:183-195,
1995).  However, there is no conclusive evidence that acute or
chronic alcohol consumption increases susceptibility to HIV infection
or accelerates AIDS progression. Strain variations of HIV, individual
differences in susceptibility, and long incubation time following
seroconversion are some of the difficulties in studying disease
progression.  Whether alcohol consumption increases susceptibility to
opportunistic infections in HIV+ patients and whether alcohol-induced
immunosuppression is associated with stimulation, expansion, and
perpetuation of disease are important questions to be answered.

The purpose of this Request for Applications (RFA) is to solicit
applications to study two of the most important questions in
alcohol-AIDS research:

1.  Does alcohol consumption modulate host susceptibility to HIV
infection?
2.  Does alcohol consumption accelerate progression of AIDS or
predispose to new complications of HIV infection?

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This RFA,
Biomedical Research on Alcohol and AIDS, is related to the priority
area of AIDS prevention.  Potential applicants may obtain a copy of
"Healthy People 2000" (Full Report: Stock No. 017-001-00474-0 or
Summary Report:  Stock No.017-001-00473-1) through the Superintendent
of Documents, Government Printing Office, Washington, DC 20402-9325
(telephone 202-512-1800).

ELIGIBILITY

Applications may be submitted by domestic and foreign, for-profit and
non-profit, public and private organizations, such as universities,
colleges, hospitals, laboratories, units of State and local
governments, and eligible agencies of the Federal government.
Racial/ethnic minority individuals, women, and persons with
disabilities are encouraged to apply as Principal Investigators.
Foreign institutions are not eligible for First Independent Research
Support and Transition (FIRST) (R29) awards.  Research project grant
applications (R01) from foreign institutions are limited to three
years.

MECHANISM OF SUPPORT

Research support may be obtained through applications for a regular
research project grant (R01) or FIRST (R29) award.  Applications are
also encouraged for exploratory/developmental grants (R21), which are
limited to two years for up to $70,000 per year for direct costs.

Applicants may also submit applications for Investigator-Initiated
Interactive Research Project Grants (IRPGs).  Interactive Research
Project Grants require the coordinated submission of related research
project grant (R01) and, to a limited extent FIRST Award (R29)
applications from investigators who wish to collaborate on research,
but do not require extensive shared physical resources.  These
applications must share a common theme and describe the objectives
and scientific importance of the interchange of, for example, ideas,
data, and materials among the collaborating investigators.  A minimum
of two independent investigators with related research objectives may
submit concurrent, collaborative, cross-referenced individual R01 and
R29 applications. Applicants may be from one or several institutions.
Further information on the IRPG mechanism is available in program
announcement PA-96-001, NIH Guide for Grants and Contracts, Vol. 24,
No. 35, October 6, 1995.

Potential applicants for FIRST Awards and Exploratory/Developmental
Grants may obtain copies of the specific announcements for these
programs from the NIAAA Home Page at HTTP://WWW.NIAAA.NIH.GOV or from
the Office of Scientific Affairs, NIAAA, Willco Building, Suite 409,
6000 Executive Boulevard MSC 7003, Bethesda, Maryland 20892-7003,
telephone: 301-443-4375 or FAX 301-443-6077.  Further information on
these and other grant mechanisms may be obtained from the program
staff listed under INQUIRIES.

FUNDS AVAILABLE

It is estimated that up to $2.0 million will be available to fund
approximately twelve grants under this RFA.  This level of support is
dependent on the receipt of sufficient number of applications of high
scientific merit.  Although this program is provided for in the
financial plan of the NIAAA, the award of grants pursuant to this RFA
is also contingent upon the availability of funds for this purpose.
The earliest possible award date is September 30, 1997.

RESEARCH OBJECTIVES

Chronic and acute alcohol consumption has been demonstrated to be
immunosuppressive, to decrease host defense against infection, and to
increase viral replication.  Given the frequency of alcohol
consumption (to moderate and excessive extents), alcohol drinking has
the potential to influence the severity and course of disease.
Sophisticated molecular and cellular biology methodologies are
revealing the detailed cellular processes responsible for virus
growth and escape from host defense systems, and alcohol/AIDS
researchers are beginning to define mechanisms of ethanol-induced
immune impairments.  However, basic questions such as whether alcohol
consumption can modulate susceptibility to HIV infection remain
unanswered.  Although alcoholics have been reported to be at higher
risk for HIV infection because of associated intravenous drug use,
recent studies on HIV seropositivity rates in alcoholics without a
history of intravenous drug use reported significant rates of HIV
infection ranging from 4.5 percent (Schleiffer, et al.;  Alcohol Clin
Exp Res 20:75-80, 1996) to 11.4 percent (Lee, et al.; Am J Addiction
1:85-88, 1992 ).   Behavioral studies in adolescents, gay men, and
alcoholics in treatment settings indicate a substantial correlation
between alcohol consumption and risky sexual behavior which can
result in increased frequency of exposure to HIV.  However,
regardless of the route of primary HIV infection, once infected,
whether alcohol consumption can accelerate the clinical course of the
disease is a second critical question that remains unanswered.
Although progress in alcohol/AIDS research has been significant, many
areas require further investigation.

Strategies to study the effects of alcohol consumption on modulating
host susceptibility to primary HIV infection may include
investigations on:

o  HIV infectivity on host immune function including studies on
immune activation, suppression, and differentiation, and alteration
of cytokine production by lymphocytes, monocytes/ macrophages,
dendritic cells, and neural cells;

o  HIV factors including studies on early replication events such as
attachment, uncoating and reverse transcription;

o  Host organ systems that may alter HIV infectivity and/or
replication characteristics including studies on mucosal integrity,
mucosal immunity, inflammation, microflora, and viral uptake; and

o  Other host factors that may alter HIV infectivity including
studies on nutritional consequences, changes in regional immunity,
and interactions with underlying disease, e.g., alcoholic liver
disease and alcoholic neurologic disease, and other sexually
transmitted diseases.

Strategies to elucidate the effects of alcohol consumption on
acceleration of progression of HIV disease or on predisposition to
new complications of HIV infection may include studies on:

o  HIV-infected cells including studies on upregulation of HIV gene
expression and replication in permissive cells, and in activated
versus resting CD4+ cells; cytopathogenic effects; cell-to-cell
transmission; and differences in HIV phenotype;

o  Host immune mechanisms directed against HIV including studies on
whether ethanol enhances the acquisition of Th2-like state by T cells
>From HIV+ patients or enhances the immunodeficient state in animal
models of ethanol consumption and AIDS;

o  Host immunosuppression as a consequence of HIV infection including
studies on localized and systemic opportunistic infections; cancer
development, progression, and metastasis; and

o  HIV-specific complications including studies on the
neuropathogenesis and pathogenic processes involved in HIV wasting,
neuropathy, encephalopathy, and enteropathy; studies that evaluate
whether ethanol alters efficacy of AIDS treatment strategies,
especially by interfering with drug absorption and altered hepatic
drug metabolism; and whether ethanol increases toxicity of AIDS
therapeutics.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification is provided
that inclusion is inappropriate with respect to the health of the
subjects or the purpose of the research.  This new policy results
>From the NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43) and supersedes and strengthens the previous policies
(Concerning the Inclusion of Women in Study Populations, and
Concerning the Inclusion of Minorities in Study Populations), which
have been in effect since 1990.  The new policy contains some
provisions that are substantially different from the 1990 policies.

All investigators proposing research involving human subjects should
read the "NIH Guidelines For Inclusion of Women and Minorities as
Subjects in Clinical Research," which have been published in the
Federal Register of March 20, 1994 (FR 59 14508-14513) and reprinted
in the NIH Guide for Grants and Contracts, Volume 23, Number 11,
March 18, 1994.

Investigators also may obtain copies of the policy from the program
staff listed under INQUIRIES.  Program staff may also provide
additional relevant information concerning the policy.

LETTER OF INTENT

Prospective applicants are asked to submit, by March 21, 1997, a
letter of intent that includes a descriptive title of the proposed
research, the name, address, and telephone number of the Principal
Investigator, the identities of other key personnel and participating
institutions, and the number of title of the RFA in response to which
the application may be submitted.  Although a letter of intent is not
required, is not binding, and does not enter into the review of a
subsequent application, the information that it contains allows NIAAA
staff to estimate the potential review workload and avoid conflict of
interest in the review.

The letter of intent is to be sent to:

RFA-AA-97-002
Office of Scientific Affairs
National Institute on Alcohol Abuse and Alcoholism
Willco Building, Suite 409
6000 Executive Boulevard MSC 7003
Bethesda, MD  20892-7003
FAX:  (301) 443-6077

APPLICATION PROCEDURES

The research grant application form PHS 398 (rev. 5/95) is to be used
in applying for these grants.  Applications kits are available at
most institutional offices of sponsored research and may be obtained
>From the Grants Information Office, Office of Extramural Outreach and
Information Resources, National Institutes of Health, 6701 Rockledge
Drive, MSC 7910, Bethesda, MD 20892-7910, telephone 301/435-0714,
email:  ASKNIH@odrockm1.od.nih.gov.

The RFA label available in the PHS 398 (rev. 5/95) application form
must be affixed to the bottom of the face page of the application.
Failure to use this label could result in delayed processing of the
application such that it may not reach the review committee in time
for review.  In addition, the RFA title and number must be typed on
line 2 of the face page of the application form and the YES box must
be marked. Applications for support mechanisms other than R01 (i.e.,
an R29) must cite the relevant program announcement on line 2 in
addition to listing the current RFA.  Applications for FIRST awards
(R29) must include at least three sealed letters of reference
attached to the face page of the original application.  FIRST award
(R29) applications submitted without the required number of reference
letters will be considered incomplete and will be returned without
review.  Page limits and limits on size of type are strictly
enforced.  Non-conforming applications will be returned without being
reviewed.

Submit a signed, typewritten original of the application, including
the checklist and three signed photocopies in one package to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040 - MSC 7710
BETHESDA, MD  20892-7710
BETHESDA, MD  20817 (for express/courier service)

At the time of submission, two additional copies of the application
must also be sent to:

RFA AA-97-002
Office of Scientific Affairs
National Institute on Alcohol Abuse and Alcoholism
Willco Building, Room 409
6000 Executive Boulevard, MSC 7003
Bethesda, MD  20892-7003
Rockville, MD  20852 (for express/courier service)

Failure to forward the above two applications to the NIAAA at the
above address may
delay consideration of an application such that it may not be
received in time for FY
1997 funding consideration.

Applications must be received by April 24, 1997.  If an application
is received after
that date, it will be returned to the applicant without review.  The
Division of
Research Grants (DRG) will not accept any application in response to
this RFA that is
essentially the same as one currently pending initial review, unless
the applicant
withdraws the pending application.  The DRG will not accept any
application that is
essentially the same as one already reviewed.  This does not preclude
the submission of
substantial revisions of applications already reviewed, but such
applications must
include an introduction addressing the previous critique and must be
prepared in the
format of a revised application.

REVIEW CONSIDERATIONS

Upon receipt, applications will be reviewed for completeness by the
DRG and for responsiveness by the NIAAA.  Incomplete applications
will be returned to the applicant without further consideration.  If
the application is not responsive to the RFA, the DRG staff may
contact the applicant to determine whether to return the application
to the  applicant or submit it for review in competition with
unsolicited applications at the next review cycle.

Applications that are complete and responsive to the RFA will be
evaluated for scientific and technical merit by an appropriate peer
review group convened by the Institute in accordance with the review
criteria stated below. As part of the initial merit review, a
streamlined review process may be used by the initial review group in
which applications may or may not be discussed based on their
scientific merit relative to other applications received in response
to the RFA.  Applications that are fully discussed will be assigned a
priority score.  Applications that are not discussed will be
withdrawn from further considerations and the Principal Investigator
and the official signing for the applicant organization will be
notified.  The second level of review will be provided by the
National Advisory Council on Alcohol Abuse and Alcoholism.

Review Criteria

Criteria to be used in the scientific and technical merit review of
the research grant applications will include the following:

1. The scientific, technical, or medical significance and originality
of the proposed research and its relevance to the goals of this RFA.

2. The appropriateness and adequacy of the experimental approach and
methodology, including adequacy of quality control methods, proposed
to carry out the research.

3. The adequacy of the qualifications (including level of education
and training) and relevant research experience of the principal
investigator and key research personnel.

4. The availability of adequate facilities, general environment for
the conduct of the proposed research, other resources, and
collaborative arrangements necessary for the research.

5. The reasonableness of budget estimates and duration for the
proposed research.

6. When applicable, adequacy of plans to include both genders and
minorities and their subgroups as appropriate for the scientific
goals of the research.  Plans for the recruitment and retention of
these subjects will also be evaluated.

When applicable, the initial review group will also examine the
provisions for the protection of human and animal subjects and the
safety of the research environment.

The review criteria for Exploratory/Developmental Grants (R21) and
FIRST Awards (R29) are contained in their program announcements.

AWARD CRITERIA

Applications recommended for approval by the National Advisory
Council on Alcohol Abuse and Alcoholism will be considered for
funding on the basis of the overall scientific and technical merit of
the application as determined by peer review, NIAAA programmatic
needs and balance, and the availability of funds.

INQUIRIES

Inquiries concerning this RFA are encouraged.  The opportunity to
clarify any issues or questions from potential applicants is welcome.

Direct inquiries regarding programmatic issues to:

Leslie Isaki, Ph.D.
Division of Basic Research
National Institute on Alcohol Abuse and Alcoholism
6000 Executive Boulevard  MSC 7003
Bethesda, MD  20892-7003
Telephone:  (301) 443-4224
FAX:  (301) 594-0673
Email:  lisaki@willco.niaaa.nih.gov

Direct inquiries regarding fiscal matters to:

Linda Hilley
Office of Planning and Resource Management
National Institute on Alcohol Abuse and Alcoholism
6000 Executive Boulevard MSC 7003
Bethesda, MD  20892-7003
Telephone:  (301) 443-4703
FAX:  (301) 443-3891
Email:  lhilley@willco.niaaa.nih.gov

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance, No. 93.273. Awards are made under the authorization of
the Public Health Service Act, Sections 301 and 464H, and
administered under the PHS policies and Federal Regulations at Title
42 CFR Part 52, "Grants for Research Projects;" Title 45 CFR Parts 74
and 92, "Administration of Grants;" and 45 CFR Part 46, "Protections
of Human Subjects."  This program is not subject to the
intergovernmental review requirements of Executive Order 12372 or
Health Systems Agency review.

The PHS strongly encourages all grant recipients to provide a
smoke-free workplace and promote the non-use of all tobacco products.
In addition, Public Law 103-227, the Pro-Children Act of 1994,
prohibits smoking in certain facilities (or in some cases, any
portion of a facility) in which regular or routine education,
library, day care, health care, or early childhood development
services are provided to children. This is consistent with the PHS
mission to protect and advance the physical and mental health of the
American people.

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INITIATIVE FOR MINORITY STUDENT DEVELOPMENT

NIH GUIDE, Volume 25, Number 41, November 29, 1996

PA NUMBER:  PAR-97-013

P.T. 34; K.W. 0710030, 0720005

National Institute of General Medical Sciences

Application Receipt Date:  February 1

PURPOSE

The National Institute of General Medical Sciences (NIGMS)
reannounces an initiative directed toward increasing the number of
underrepresented minorities entering careers in biomedical research.
This initiative seeks to encourage the development and/or expansion
of innovative programs to improve the academic and research
competitiveness of underrepresented minority students at the
undergraduate, graduate, and postdoctoral levels and to facilitate
their progress toward careers in biomedical research. Programs
developed under this initiative must be specifically designed to
target underrepresented minority students majoring in the biomedical
sciences or in medical, dental, or veterinary training who are
interested in pursuing research careers.  For the purposes of this
program announcement, underrepresented minority students are
individuals belonging to a particular ethnic or racial group that has
been determined by the grantee institution to be underrepresented in
biomedical or behavioral research.  Nationally, individuals who have
been found to be underrepresented in biomedical or behavioral
research include, but are not limited to, United States citizens who
are African Americans, Hispanic Americans, Native Americans and
Natives of the U.S. Pacific Islands.  The term "science" is used in
this program announcement to mean the natural, physical, and
behavioral sciences and mathematics relevant to biomedical research.

ELIGIBILITY

Applications may be submitted by domestic private and public,
educational institutions.  The application may be directed toward the
development of underrepresented minority scientists who are in any
phase of their career development, from the undergraduate level
through the Ph.D.  Applications proposing to develop the competitive
research skills of recent clinical doctorates are also eligible. An
applicant institution may submit only one application for this
program announcement.  This initiative expands on and replaces the
MBRS Associate Investigator (AI) Institution category of support.
Currently funded AI institutions are encouraged to apply for the
present initiative with a start date to coincide with the end of
their current project period. Institutions holding active MBRS
regular research (S06) or undergraduate (S14) awards are not
eligible.

MECHANISM OF SUPPORT

Awards under this program will use the institutional education
project (R25) grant.  Responsibility for the planning, direction,
execution, and tracking for evaluation of the proposed project will
be solely that of the applicant.  The total project period for an
application submitted in response to this program announcement may
not exceed four years and is renewable.  Requested direct costs are
not to exceed $500,000 a year for the four-year period.  Indirect
costs will be paid at 8% of the direct costs, minus appropriate
exclusions.  A budget for each year must be provided.

Allowable Costs

The budget request may include the reasonable costs of administering,
coordinating, and evaluating the program.  Requests for equipment,
supplies, travel, and other expenses for program operation should be
carefully and specifically justified. Student remuneration through
salary/wages and/or other forms of compensation paid in lieu of wages
for participation in research experiences may be requested, provided
the following conditions are met:

o  the student is performing necessary work,

o  there is an employer-employee relationship between the student and
the institution,

o  the total compensation is reasonable for the work performed, and

o  it is the institution's practice to provide compensation for all
students in similar circumstances, regardless of the source of
support for the activity.

Tuition remission is allowable for graduate students only and is
limited to the current NIH guidelines for graduate student
remuneration.

It is an expectation of NIGMS that students who are enrolled in a
Ph.D. program as a result of this program announcement will not be
excluded from support from other non-federal sources, if needed,
while making satisfactory progress toward the Ph.D degree.  The
student may make use of Federal educational loan funds and assistance
under the Veterans Readjustment Benefits Act (G.I. Bill), or may
receive funds from a Pell Grant, based on financial need.  Such funds
are not considered supplementation  or compensation.

In summary, allowable costs include, but are not limited to: graduate
student tuition remission, supplies, equipment, travel, other
expenses, as well as salary/wages and fringe benefits for students
and faculty.

Unallowable Costs

Undergraduate tuition, housing, food, or recruitment expenses of any
kind are not allowable costs under this program.  Release time solely
for faculty mentoring is not allowable.  Support for faculty research
is not allowable, since faculty mentors in competitive programs are
expected to have their own research support and an active research
program capable of supporting the research of MBRS students.

RESEARCH OBJECTIVES

Background

As of 1992, underrepresented minorities constituted only 4.5 percent
of the postdoctoral fellows in the life sciences and less than 2.7
percent of the principal investigators of NIH research grants.  In
addition, the number of underrepresented minority applicants for
research grants and training positions is very low.  In the NIH
Revitalization Act of 1993, NIH was encouraged to increase the number
of underrepresented minorities participating in biomedical and
behavioral research.  In response to the Act, this program
announcement will establish an opportunity for universities and other
eligible institutions that are involved in biomedical research and
training to target qualified underrepresented minorities at various
stages in their education and move them along the path to competitive
research careers.

The objective of this program announcement is to significantly
increase the number of underrepresented minority students entering
competitive careers in biomedical research by promoting the
initiation and development of new programs, as well as the expansion
and enhancement of existing programs, to motivate and foster the
development of underrepresented minority students in biomedical
research careers.

NIGMS recognizes the heterogeneity in institutional settings and
institutional missions.  Therefore, the emphasis of this initiative
will be on the institution's program, as defined by its own goals and
specific measurable objectives, to make a substantial contribution to
ameliorating the underrepresentation of minority groups in biomedical
research.  Some institutions may have the greatest opportunity for
impact by motivating undergraduate students.  Other institutions may
be poised for success in developing graduate students.  Still others
may wish to motivate and develop the research skills of students in,
or recently graduated from, medical schools or other biomedically
relevant professional schools.

Additional Information

Institutional programs must be designed with special attention to the
needs and special requirements of underrepresented minority students
who are pursuing biomedical research careers.  For example, they may
include, but are not limited to, the following:

o  providing research opportunities for undergraduate, graduate,
medical, or post-clinical doctoral students at the institution
(students may receive compensation for these activities);

o  while routine research support is not allowable, funds may be
provided for strengthening the research capabilities of faculty who
are uniquely successful in the development of underrepresented
minority students or who are critical to the development of an
environment supportive of minority students;

o  research-oriented technical training courses or workshops for
students;

o  activities to improve technical skills of students such as
writing;

o  student travel for presentation of research at scientific
meetings; and

o  mentoring activities.

Professional degree-granting institutions need to describe new
programs or modifications and/or additions to their existing programs
that would encourage and facilitate minority students to enter
research careers.  Request for support of existing efforts and
programs related to the objectives of this announcement must be well
justified.

APPLICATION PROCEDURES

The research grant application form PHS 398 (rev. 5/95) is to be used
in applying for these grants.  Applications kits are available at
most institutional offices of sponsored research and may be obtained
from the Grants Information Office, Office of Extramural Outreach and
Information Resources, National Institutes of Health, 6701 Rockledge
Drive, MSC 7910, Bethesda, MD 20892-7910, telephone 301/435-0714,
email:  ASKNIH@odrockm1.od.nih.gov; and from the NIGMS program
director listed under INQUIRIES.  The title and number of the program
announcement must be typed in Section 2 on the face page of the
application.

Submit a signed, typewritten original of the application, including
the Checklist, and three legible copies of the signed application in
one package to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040 - MSC 7710
BETHESDA, MD  20872-7710
BETHESDA, MD  20817 (for express/courier service)

At the time of submission, two additional copies of the application
must also be sent to Dr. Marquez at the address listed under
INQUIRIES.

Application receipt date is February 1.

SPECIAL REQUIREMENTS

Applicants should describe their proposed program in detail.  They
should explain how the program will meet their institutional goals
and specific measurable objectives and how meeting these
institutional goals will fulfill the objectives of this program
announcement.  Applicants should describe:

o  the criteria to be used in the selection of, and steps taken to
ensure the retention of, the student participants for this program;

o  the criteria for selecting participating faculty;

o  the methods and facilities available for tracking student
participants and their career outcomes; and

o  the criteria to be used for program evaluation.  In this context,
the applicant should provide institutional data for the previous five
years on underrepresented minority student training or participation
in biomedical research.  This will serve as a baseline for the
specific measurable objectives proposed (See Student Population and
Career Tracking section below).

Other Training Programs

Applicants should describe the type(s) of support available to
underrepresented minority students at their institutions.
Applications from academic institutions with funding for student
development programs such as, but not limited to, National Research
Service Award (NRSA) training grants (e.g., NIH pre- and
post-doctoral T32 grants or MARC T34 grants), NIH minority
supplements, National Science Foundation grants or Howard Hughes
Medical Institute grants, should define the relationship between
those programs and a program responding to this program announcement.

Reporting Requirements

An annual progress report will be required.  A final report will be
required 90 days after the termination date of the award and must
include information for each student participant and the benefits
derived from the program.

Student Population and Career Tracking

The nature and extent of underrepresented minority student
participation must be thoroughly delineated.  The applicant should
describe the institution's success in training its students from
underrepresented minority groups in the sciences, including
information on the number of minority students enrolled and receiving
baccalaureate, master's, or Ph.D. degrees and data on the subsequent
careers or education of the institutions underrepresented minority
graduates.

In order to evaluate the success of the program, applicants should
describe the systems by which they would monitor and track the
student participants in their programs, including the careers
students choose after graduation.  Applicants should maintain data to
be able to demonstrate the benefits of their programs on
matriculation, retention and graduation rates.  These data should be
compared to those of non-minority students and to those of minority
students at their institutions from the previous five years.

Key Personnel

The program director is the individual designated on the application
as the principal investigator and is responsible for the overall
execution of the program. Unless otherwise stated in the application,
the program director will have direct responsibility for all
projects/activities (e.g., mentoring activities, individual research
or pilot projects, curriculum development), including the Student
Population and Career Tracking project.  The names and qualifications
of the program director, the directors of individual projects within
the program (where appropriate), and any other key personnel, shall
be listed in the application under Key Personnel and in the
Biographical Sketch.

REVIEW CONSIDERATIONS

Upon receipt, applications will be administratively reviewed by NIH
staff.  Incomplete and/or unresponsive applications will be returned
to the applicant without further consideration.  Applications that
are complete and responsive will be evaluated by the NIGMS in
accordance with the criteria stated below for scientific and
technical merit by appropriate peer review groups.  The second level
of review will be provided by the National Advisory General Medical
Sciences Council.

Review criteria

Proposed Education Plans:

o  the difference the program will make as defined by the stated
goals and specific measurable objectives relative to the current
status quo (previous five years);

o  the degree to which the program's plan may be expected to meet the
goals of this solicitation, as well as the goals and specific
measurable objectives of the applicant institution;

o  the budget and cost-effectiveness of the program, including its
appropriateness to the scope of the program, benefit to the students,
number of students involved, and responsible and prudent senior
personnel costs;

o  evidence of a programmatic quality of the projects/activities
proposed as distinct from a potential collection of minority
supplements to existing research grants; and

o  the appropriateness of the applicant's plan for the evaluation of
the impact of the program, including a system to track the future
course of program participants.

Institutional Setting and Personnel:

o  the availability of significant numbers of underrepresented
minority students in the participating science department(s) who are
interested in developing their research careers in biomedical and
health-related fields;

o  the qualifications and experience of the Principal Investigator,
faculty and staff to carry out the proposed program;

o  evidence of institutional commitment, and strength of the efforts
of the institution, to foster the professional development of
underrepresented minority faculty;

o  evidence of institutional commitment, and strength of the efforts
of the institution, to foster the training of underrepresented
minority students in the biomedical sciences;

o  the past training record of both program and designated
preceptors, as determined by the success of former trainees in
establishing independent and productive research careers, which may
include non-underrepresented minority students;

o  the caliber of the proposed preceptors as researchers, including
their successful competition for research support.

AWARD CRITERIA

Award decisions will be based on the technical merit of the
applic