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AUTOIMMUNITY: GENETICS, MECHANISMS, AND SIGNALING

NIH Guide, Volume 26, Number 29, August 29, 1997

PA NUMBER:  PA-97-098

P.T.

National Institute of Allergy and Infectious Diseases National
Institute of Diabetes and Digestive and Kidney Diseases National
Institute of Arthritis, Musculoskeletal and Skin Diseases National
Institute on Aging
Office of Research on Women's Health, NIH

PURPOSE

The National Institute of Allergy and Infectious Diseases (NIAID),
National Institute of Diabetes and Digestive and Kidney Diseases
(NIDDK), National Institute of Arthritis, Musculoskeletal and Skin
Diseases (NIAMS), National Institute on Aging (NIA), and the Office
of Research on Women's Health, National Institutes of Health (NIH)
invite applications for new and innovative investigator-initiated
basic and preclinical research into the immune responses underlying
autoimmune disease and its regulation for preventive or therapeutic
purposes.  Three specific areas of emphasis are highlighted:  1)
genetic susceptibility for autoimmune disease, including the MHC and
other genetic loci;  2) role and regulation of co-stimulation of T
cells in autoimmunity; and 3) signal transduction in the autoreactive
response.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This PA,
"AUTOIMMUNITY: GENETICS, MECHANISMS, AND SIGNALING" related to the
priority area of Diabetes and Chronic Disabling Diseases.  Potential
applicants may obtain a copy of "Healthy People 2000" (Full Report:
Stock No. 017-001-00474-0 or Summary Report:  Stock No.
017-001-00473-1) through the Superintendent of Documents, Government
Printing Office, Washington, DC 20402-9325 (telephone 202-512-1800).

ELIGIBILITY

Applications may be submitted by for profit and non-profit
organizations, public and private, such as universities, colleges,
hospitals, laboratories, units of State and local governments, and
eligible agencies of the Federal government.  Domestic and foreign
institutions are eligible to apply for R01 grants.  Foreign
institutions are not eligible for FIRST awards (R29).  Racial/ethnic
minority individuals, women, and persons with disabilities are
encouraged to apply as Principal Investigators.

MECHANISMS OF SUPPORT

Traditional research project grant (R01) AND FIRST award (R29)
applications may be submitted in response to this announcement.
Applications for R01 grants may request up to five (5) years of
support; applications for R29 grants must request five years of
support.

Responsibility for the planning, direction, and execution of the
proposed research for all applicable mechanisms of support will be
solely that of the applicant.

RESEARCH OBJECTIVES

Background

Autoimmune diseases result when the immune response is directed at
the body's own tissues.  Autoreactive immune responses may be
initiated in response to either exogenous (from outside the body,
such as a pathogen) or endogenous (from inside the body) antigens in
the context of a genetic background susceptible to autoimmunity.
Antigen is processed and presented to the T cell, whose response can
be affected by the availability of co-stimulatory ligand-receptor
interaction(s).  The interaction of antigen with the T cell in the
context of co-stimulatory signals results in activation of various
signal transduction pathways (see below).  In addition, the
environment of this interaction, including cytokines present, amount
and character of antigen present and co-stimulatory molecules, can
affect the type of response and its intensity.

Autoimmune diseases are more common in families.  More than one gene
is thought to underlie this genetic susceptibility with one of the
important genetic loci being the Major Histocompatibility Complex
locus.  Marked progress in mapping areas of genetic susceptibility
has been made for some diseases, including insulin dependent diabetes
mellitus and systemic lupus erythematosus.  For these two diseases,
several of the susceptibility genes map to overlapping regions of the
chromosome suggesting that the same or similar genes may be involved
in the development of these different diseases.  The fine mapping and
identification of the genes should allow the evaluation of the
functional consequences of their gene products.  Evaluation of the
interaction of multiple genes and the environment in the development
of the autoimmune phenotype can follow.  Further understanding of
this process in the development of autoreactive responses could lead
to novel approaches for the prevention or therapy of autoimmune
diseases.

Increasingly, basic research has emphasized the importance of more
than one signal for the activation of T cells.  The antigen-T cell
receptor complex is primary, but equally, the presence or absence of
other signals, called co-stimulation, can direct the interaction to
the development of tolerance rather than activation.  Blockade of the
co-stimulatory signal has prevented the development of disease in
animal models of multiple sclerosis, insulin dependent diabetes
mellitus, and systemic lupus erythematosus.  Recently, investigation
of this path in ongoing autoimmune disease suggests that these
molecules may be important in the perpetuation of the autoreactive
response.  The number of these co-stimulatory signals which have been
identified is growing rapidly, initially including the B-7 family,
and now expanded to include the CD40-CD40L family.  With further
understanding of the mechanisms, these molecules could be exploited
to modulate the initiation or progression of autoimmune disease.

Finally, much progress has been made in defining the intracellular
and extracellular signaling pathways that mediate the consequences of
the immune response after interaction of antigen and the immune
system.  These include the secretion of cytokines, production of
cytotoxic T cells, activation of phosphoprotein signaling cascades,
activation or repression of transcription factors, activation of cell
death pathways, including apoptosis, and inflammatory cascades.  The
final common pathways of damage include release of proteases, nitric
oxide and superoxide production, antigen-antibody complexes, and
cytokines.  Further understanding of these pathways in the
development and regulation of the response to autoantigens and in
mediating autoimmune disease may allow development of effective and
innovative therapies for autoimmune disease.

NIA has responsibility for supporting basic research and training in
fundamental studies of immunology that relate to aging.

Research Objectives and Scope

The objective of this PA is to encourage the application of advances
in basic immunology to understanding the pathogenesis and regulation
of the immune response to self antigens, focusing specifically on
genetic susceptibility, including the interaction of genes, role of
co-stimulation of immune cells, mechanism of induction, perpetuation,
and tissue injury in the autoreactive response.  Further
understanding of the pathogenic and regulatory processes of the
autoreactive immune response should lead to new approaches for the
prevention or treatment of autoimmune diseases.  Examples of topics
of research interest include, but are not limited to:

o  characterization of loci of genetic susceptibility to autoimmune
disease, including overlapping loci for multiple diseases;
characterization of the genes in these loci and their products,
including the functional role of these genes;

o  mechanisms and interactions by which genes influence the
susceptibility to development of autoimmune disease;

o  characterization of the role of co-stimulatory molecules in the
response to self antigens;

o  identification of regulators (agonists and antagonists) of co-
stimulatory molecules in the autoreactive response;

o  the role of apoptosis in the pathogenesis of autoimmunity and
autoimmune disease;

o  the role of STAT proteins in the autoreactive immune response;
potential for regulation of this response; and

o  characterization of cytokine expression and regulation in response
to self antigens

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification are
provided that inclusion is inappropriate with respect to the health
of the subjects of the purpose of the research.  This policy results
>From the NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43).

All investigators proposing research involving human subjects should
read the "NIH Guidelines for Inclusion of Women and Minorities as
Subjects in Clinical Research", which have been published in the
Federal Register of March 28, 1994 (FR 59 14508-14513) and the NIH
Guide for Grants and Contracts, Vol. 23, No. 11, March 18, 1994.

Investigators may obtain copies from these sources or from the
program staff listed under INQUIRIES.  Program staff may also provide
additional relevant information concerning the policy.

APPLICATION PROCEDURES

Applications are to be submitted on the grant application for PHS 398
(rev. 5/95) and will be accepted on the standard application
deadlines as indicated on the application kit.  Application kits are
available at most institutional offices of sponsored research and may
be obtained from the Division of Extramural Outreach and Information
Resources, National Institutes of Health, 6701 Rockledge Drive, MSC
7910, Bethesda, MD 20892-7910, telephone (301) 435-0714, email:
asknih@odrockm1.nih.gov.

For purposes of identification and processing, item 2 on the face
page of the application must be marked "YES".  The PA number and the
PA title must also be typed in section 2.

The completed, signed original and five (5) legible, single-sided
copies of the application must be sent or delivered to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040, MSC 7710
BETHESDA, MD 20892-7710
BETHESDA, MD 20817-7710 (for express/courier service)

R29 applications must include at least three sealed letters of
reference attached to the face page of the original application.
FIRST applications submitted without the required number of reference
letters will be considered incomplete and will be returned without
review.

Applicants from institutions that have a General Clinical Research
Centers (GCRC) funded by the NIH National Center for Research
Resources may wish to identify the Center as a resource for
conducting the proposed research.  If so, a letter of agreement from
the GCRC Program Director must be included in the application
material.

REVIEW CONSIDERATIONS

Review Procedures

Applications will be assigned on the basis of established PHS
referral guidelines.  Upon receipt, applications will be reviewed for
completeness by the NIH Division of Research Grants.  Incomplete
applications will be returned to the applicant without further
consideration.  Applications will be reviewed for scientific and
technical merit by study sections of the Division of Research Grants,
NIH, in accordance with the standard NIH peer review procedures. As
part of the initial merit review, all applications will receive a
written critique and undergo a process in which only those
applications deemed to have the highest scientific merit, generally
the top half of the applications under review, will be discussed,
assigned a priority score, and receive a second level review by the
appropriate national advisory council.

Review Criteria

The five criteria to be used in the evaluation of grant applications
are listed below.  To put those criteria in context, the following
information is contained in instructions to the peer reviewers.

The goals of NIH-supported research are to advance our understanding
of biological systems, improve the control of disease, and enhance
health.  The reviewers will comment on the following aspects of the
application in their written critiques in order to judge the
likelihood that the proposed research will have a substantial impact
on the pursuit of these goals.  Each of these criteria will be
addressed and considered by the reviewers in assigning the overall
score weighting them as appropriate for each application.  Note that
the application does not need to be strong in all categories to be
judged likely to have a major scientific impact and thus deserve a
high priority score.  For example, an investigator may propose to
carry out important work that by its nature is not innovative but is
essential to move a field forward.

1.  Significance.  Does this study address an important problem? If
the aims of the application are achieved, how will scientific
knowledge be advanced?  What will be the effect of these studies on
the concepts or methods that drive this field?

2.  Approach.  Are the conceptual framework, design, methods, and
analyses adequately developed, well-integrated, and appropriate to
the aims of the project?  Does the applicant acknowledge potential
problem areas and consider alternative tactics?

3.  Innovation.  Does the project employ novel concepts, approaches
or method?  Are the aims original and innovative? Does the project
challenge existing paradigms or develop new methodologies or
technologies?

4.  Investigator.  Is the investigator appropriately trained and well
suited to carry out this work?  Is the work proposed appropriate to
the experience level of the principal investigator and other
researchers (if any)?

5.  Environment.  Does the scientific environment in which the work
will be done contribute to the probability of success?  Do the
proposed experiments take advantage of unique features of the
scientific environment or employ useful collaborative arrangements?
Is there evidence of institutional support?

The initial review group will also examine: the appropriateness of
proposed project budget and duration; the adequacy of plans to
include both genders and minorities and their subgroups as
appropriate for the scientific goals of the research and plans for
the recruitment and retention of subjects; the provisions for the
protection of human and animal subjects; and the safety of the
research environment.

AWARD CRITERIA

Applications will compete for available funds with all other
favorably recommended applications.  The following will be considered
when making funding decisions: quality of the proposed project as
determined by peer review, program balance, and availability of
funds.

INQUIRIES

Written and telephone inquiries are encouraged.  The opportunity to
clarify any issues or questions from potential applicants is welcome.

Inquiries regarding programmatic (research scope and eligibility)
issues may be directed to:

Elaine Collier, M.D.
Division of Allergy, Immunology, and Infectious Diseases National
Institute of Allergy and Infectious Diseases 6003 Executive
Boulevard, Room 4A20
Bethesda, MD  20892-7640
Telephone:  (301) 496-7104
FAX:  (301) 402-2571
Email:  ec5x@nih.gov

Joan T. Harmon, Ph.D.
Chief, Diabetes Research Section
National Institute of Diabetes and Digestive and Kidney Diseases 45
Center Drive, MSC 6600
Bethesda, MD  20892-6600
Telephone:  (301) 594-8808
FAX:  (301) 480-3503
Email:  JOAN_HARMON@NIH.GOV

Susana Serrate-Sztein, M.D.
Arthritis Branch
National Institute of Arthritis, Musculoskeletal and Skin Diseases
Natcher Bldg. Rm 5AS37G
Telephone (301) 594-5032
FAX: (301) 480-4543
Internet:  szteins@ep.niams.nih.gov

Anna M. McCormick, Ph.D.
Chief, Biology Branch
Biology of Aging Program
National Institute on Aging
Gateway Building, Suite 2C231
Bethesda, MD  20892
Telephone:  (301) 496-6402
FAX:  (301) 402-0010
Internet: am38k@nih.gov

Direct inquiries regarding fiscal matters to:

Mrs. Pam Fleming
Division of Extramural Activities
National Institute of Allergy and Infectious Diseases 6003 Executive
Boulevard, Room 4B30
Bethesda, MD  20892-7610
Telephone:  (301) 496-7075
FAX:  (301) 480-3780
Email:  pf49e@nih.gov

Linda Stecklein
Division of Extramural Activities
National Institute of Diabetes and Digestive and Kidney Diseases
Natcher Building, Room 6As-49J
Bethesda, MD  20892-6600
Telephone:  (301) 594-8847
FAX:  (301)480-3504
Email:  steckleinl@ep.niddk.nih.gov

Ms. Carol Fitzpatrick
Grants Management Branch
NIAMS, NIH
Natcher Bldg. Rm 5AS43K
Telephone: (301) 594-3506
FAX:  (301) 480-4543
Internet: fitzpatric@ep.niams.nih.gov

Mr. Joseph Ellis
Grants Management Officer
Grants and Contracts Management Office
National Institute on Aging
Gateway Building, Suite 2N212
Bethesda, MD  20892
Telephone:  (301) 496-1472
FAX:  (301) 402-3672
Internet:  je14j@nih.gov

AUTHORITY AND REGULATIONS

This program is supported under authorization of the Public Health
Service Act, Sec. 301(c), Public Law 78-410, as amended.  The
Catalogue of Federal Domestic Assistance Citations are No. 93.855 -
Immunology, Allergy, and Transplantation Research, No. 93.847 -
Diabetes, Endocrinology, and Metabolic Diseases, No. 93.846 -
Arthritis, Musculoskeletal and Skin Diseases, and No. 93.366 - Aging
Research.  Awards will be administered under PHS grants policies and
Federal Regulations 42 CFR Part 52 and 45 CFR Part 74.  This program
is not subject to the intergovernmental review requirements of
Executive Order 12372 or Health Systems review.

The PHS strongly encourage all grant recipients to provide a smoke-
free workplace and promote the non-use of all tobacco products. In
addition, Public Law 103-227, the Pro-Children Act of 1994, prohibits
smoking in certain facilities (or, in some cases, any portion of a
facility) in which regular or routine education, library, day care,
health care, or early childhood development services are provided to
children.  This is consistent with the EPA and PHS missions to
protect and advance the physical and mental health of the American
people.

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PILOT CLINICAL TRIAL GRANT FOR NEUROLOGICAL DISEASE

NIH Guide, Volume 26, Number 29, August 29, 1997

PA NUMBER:  PAR-97-103

P.T.

National Institute of Neurological Disorders and Stroke

PURPOSE

The NINDS is committed to identifying effective treatments for
neurological disorders by supporting well-executed clinical trials.
Before proceeding to a full-scale clinical trial, pilot clinical
studies are often required.  The NINDS announces its interest in
supporting pilot studies required to obtain necessary information to
clearly establish the clinical basis for proceeding to a full-scale
trial.  The purpose of NINDS Pilot Clinical Trial Grant For
Neurological Disease is to obtain preliminary data and conduct
studies to support the rationale for a subsequent full-scale clinical
trial of an intervention to treat or prevent neurological disease.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This PA,
NINDS PILOT CLINICAL TRIAL GRANT FOR NEUROLOGICAL DISEASE, is related
to the priority area of chronic disabling conditions.  Potential
applicants may obtain a copy of "Healthy People 2000" (Full Report:
Stock No. 017-001-00474-0 or Summary Report:  Stock No.
017-001-00473-1) through the Superintendent of Documents, Government
Printing Office, Washington, DC 20402-9325 (telephone 202- 512-1800).

ELIGIBILITY REQUIREMENTS

Applications may be submitted by foreign and domestic, for-profit and
non-profit organizations, public and private, such as universities,
colleges, hospitals, laboratories, units of State and local
governments, and eligible agencies of the Federal government.
Racial/ethnic minority individuals, women, and persons with
disabilities are encouraged to apply as principal investigators.

MECHANISM OF SUPPORT

The mechanism of support for the NINDS Pilot Clinical Trial Grant is
the research project grant (R01).  It is expected that most grants
will not exceed $350,000 per year in direct costs for 3 years.

RESEARCH OBJECTIVES

The research project should directly address how the Pilot Grant will
advance the design of a subsequent full-scale clinical trial.  The
application should also address the intrinsic scientific merit of the
study conducted under the Pilot Grant, whether or not a full-scale
trial is performed.

The NINDS Pilot Clinical Trial Grant may include:
-Studies to refine the intervention strategy (dosage, duration,
delivery system)
-Studies to define and refine the target population
-Collection of preliminary data for establishing measures of efficacy
and safety

In preparing for the definitive clinical trial, a pilot study will
address questions that are formulated to optimize the design of the
eventual trial rather than address the clinical question with lower
power.

The objective of the NINDS Pilot Clinical Trial Grant is to increase
the quality of clinical research to evaluate interventions for the
treatment or prevention of neurological disease.  To meet this
objective the proposed pilot study must successfully incorporate
creative and realistic solutions to difficult problems in clinical
neurological research for the particular intervention being
evaluated.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification is provided
that inclusion is inappropriate with respect to the health of the
subjects or the purpose of the research.  This policy results from
the NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43).

All investigators proposing research involving human subjects should
read the "NIH Guidelines For Inclusion of Women and Minorities as
Subjects in Clinical Research," which have been published in the
Federal Register of March 20, 1994 (FR 59 14508-14513) and in the NIH
Guide for Grants and Contracts, Vol. 23, No. 11, March 28, 1994.

APPLICATION PROCEDURES

Applications are to be submitted on the grant application form PHS
398 (rev. 5/95) and will be accepted at the standard application
deadlines as indicated in the application kit.  Applications kits are
available at most institutional offices of sponsored research and may
be obtained from the Division of Extramural Outreach and Information
Resources, National Institutes of Health, 6701 Rockledge Drive, MSC
7910, Bethesda, MD 20892-7910, telephone 301/435-0714, email:
ASKNIH@odrockm1.od.nih.gov. The title and number of the program
announcement must be typed in Section 2 on the face page of the
application.  As with most applications to NIH, the research plan is
limited to 25 pages.  All information for review of the NINDS
Clinical Trial Planning Grant application must be included in the
body of the application; appendices will not be considered during the
review for this mechanism.

The completed original application and four legible copies must be
sent or delivered to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040 - MSC 7710
BETHESDA, MD  20892
BETHESDA, MD  20817 (for express/courier service)

In order to facilitate the review of applications assigned to the
NINDS, the applicant should, at the same time, mail or deliver one
copy of the application to:

Dr. Lillian Pubols
Chief, Scientific Review Branch
NINDS, NIH
Federal Building, Room 9C10
7550 Wisconsin Avenue
Bethesda, Maryland 20892-9175
EMAIL:  lp28e@nih.gov

REVIEW CONSIDERATIONS

Applications will be assigned on the basis of established PHS
referral guidelines.  Applications that are complete will be
evaluated for scientific and technical merit by an appropriate peer
review group convened in accordance with the standard NIH peer review
procedures.  For applications given primary assignment to the
National Institute of Neurological Disorders and Stroke, the initial
peer review group will be convened by the Institute.  As part of the
initial merit review, all applications will receive a written
critique and undergo a process in which only those applications
deemed to have the highest scientific merit, generally the top half
of applications under review, will be discussed, assigned a priority
score, and receive a second level review by the appropriate national
advisory council or board.

Review Criteria for research grant applications:

The goals of NIH-supported research are to advance our understanding
of biological systems, improve the control of disease, and enhance
health.  In the written review, comments on the following aspects of
the application will be made in order to judge the likelihood that
the proposed research will have a substantial impact on the pursuit
of these goals.  Each of these criteria will be addressed and
considered in the assignment of the overall score.

(1) Significance.  Does this study address an important problem?  If
the aims of the application are achieved, how will scientific
knowledge be advanced?  What will be the effect of these studies on
the concepts or methods that drive this field?  In addition, the
following must be addressed:
- The state of equipoise in the medical and patient communities - The
scientific basis for the proposed intervention including discussion
of current practice and alternative interventions - Impact of the
proposed intervention on health care and quality of life

(2) Approach.  Are the conceptual framework, design, methods, and
analyses adequately developed, well-integrated, and appropriate to
the aims of the project?  Does the applicant acknowledge potential
problem areas and consider alternative tactics?  The following should
be addressed:

(a) Study Design and Procedures.
- Sequence of clinical studies, including the proposed pilot study,
that will produce a definitive clinical trial
- Translation of the clinical question into statistical hypotheses -
Selection of outcome measure(s)
- Inclusion and exclusion criteria
- Secondary questions (including capacity for post hoc analyses) -
Detailed protocol with standardized procedures that will be used for
this pilot study
- Ethical and safety issues, and quality control procedures -
Necessity for randomization and masking

(b)Data Analysis
- Specific methods to be used for data analysis
- The sample size for the pilot study may not be adequate to detect
any but the largest treatment differences; however, the data from
this study should provide a basis for providing sample size estimates
for future trials.
- Population and demographics of the clinical condition

(3) Innovation.  Does the project employ novel concepts, approaches
or method?  Are the aims original and innovative?  Does the project
challenge existing paradigms or develop new methodologies or
technologies?

(4) Investigator. Is the investigator appropriately trained and well
suited to carry out this work?  Is the work proposed appropriate to
the experience level of the principal investigator and other
researchers (if any)?  The following should be addressed: - Training
and expertise in the clinical problem and the proposed intervention
- Training and expertise in clinical trials

(5) Environment.  Does the scientific environment in which the work
will be done contribute to the probability of success?  Do the
proposed experiments take advantage of unique features of the
scientific environment or employ useful collaborative arrangements?
Is there evidence of institutional support?

In addition, the adequacy of plans to include both genders and
minorities and their subgroups as appropriate for the scientific
goals of the research will be reviewed.  Plans for the recruitment
and retention of subjects will also be evaluated.

The initial review group will also examine the provisions for the
protection of human subjects, the safety of the research environment,
and conformance with the NIH Guidelines for the Inclusion of Women
and Minorities as Subjects in Clinical Research.

AWARD CRITERIA

Applications will compete for available funds with all other approved
applications assigned to that IC.  The following will be considered
in making funding decisions: Quality of the proposed project as
determined by peer review, availability of funds, and program
priority.

INQUIRIES

Inquiries are encouraged.  The opportunity to clarify any issues or
questions from potential applicants is welcome.

Direct inquiries regarding programmatic issues to:

Joseph S. Drage, M.D.
Training and Special Programs Officer,
National Institute of Neurological Disorders and Stroke Telephone:
(301) 496-4188
FAX:  301-402-0302
Email:  jd66x@nih.gov

Direct inquiries regarding fiscal matters to:

Ms. Angeline Wilson
Grants Management Branch
National Institute of Neurological Disorders and Stroke Telephone:
(301) 496-9231
FAX:  301-402-0219
Email:  aw45j@nih.gov

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance No. 93.853.  Awards are made under authorization of the
Public Health Service Act, Title IV, Part A (Public Law 78-410, as
amended by Public Law 99-158, 42 USC 241 and 285) and administered
under PHS grants policies and Federal Regulations 42 CFR 52 and 45
CFR Part 74.  This program is not subject to the intergovernmental
review requirements of Executive Order 12372 or Health Systems Agency
review.

The PHS strongly encourages all grant and contract recipients to
provide a smoke-free workplace and promote the non-use of all tobacco
products.  In addition, Public Law 103-227, the Pro-Children Act of
1994, prohibits smoking in certain facilities (or in some cases, any
portion of a facility) in which regular or routine education,
library, day care, health care or early childhood development
services are provided to children.  This is consistent with the PHS
mission to protect and advance the physical and mental health of the
American people.

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NINDS CLINICAL TRIAL PLANNING GRANT

NIH Guide, Volume 26, Number 29, August 29, 1997

PA NUMBER:  PAR-97-102

P.T.

National Institute of Neurological Disorders and Stroke

PURPOSE

The NINDS seeks to fund high quality clinical trials to evaluate
treatments for neurological disorders.  The NINDS Clinical Trial
Planning Grant allows for early peer review of the rationale and
design for clinical trials of treatments for neurological disorders
and provides support for the development of a detailed clinical trial
research plan, including a complete manual of operations and
procedures.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This PA, THE
NINDS CLINICAL TRIAL PLANNING GRANT, is related to the priority area
of chronic disabling conditions.  Potential applicants may obtain a
copy of "Healthy People 2000" (Full Report:  Stock No.
017-001-00474-0 or Summary Report:  Stock No. 017-001-00473-1)
through the Superintendent of Documents, Government Printing Office,
Washington, DC 20402-9325 (telephone 202- 512-1800).

ELIGIBILITY REQUIREMENTS

Applications may be submitted by foreign and domestic, for-profit and
non-profit organizations, public and private, such as universities,
colleges, hospitals, laboratories, units of State and local
governments, and eligible agencies of the Federal government.
Racial/ethnic minority individuals, women, and persons with
disabilities are encouraged to apply as principal investigators.

MECHANISM OF SUPPORT

The mechanism of support will be the Developmental Planning Grant
(R21), which will provide up to $150,000 in direct costs for a single
year.  The award cannot be renewed.

RESEARCH OBJECTIVES

The NINDS encourages clinical research to evaluate interventions to
treat and prevent neurological disease.  The NINDS has established
the Clinical Trial Planning Grant because extensive efforts are
required to develop a detailed study protocol and to organize an
effective research group.  After the basic design and rationale for a
neurological treatment trial has been reviewed, the NINDS Clinical
Trial Planning Grant supports the development of specific elements
which will be essential to conducting a successful full-scale
clinical trial, including adequate plans for recruitment of patients,
experimental design and protocols, data management, analytical
techniques, facilities, administrative procedures, and collaborative
arrangements.

Detailed information regarding the rationale of the clinical trial,
based on adequate, preclinical science and preliminary clinical
research, must be developed prior to submission and included in the
application for a Clinical Trial Planning Grant.  The purpose of the
planning grant is not to obtain preliminary data or to conduct
studies to support the rationale for the clinical trial.  The
expected product of the planning grant is a detailed clinical trial
research plan including a complete manual of operations and
procedures.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification is provided
that inclusion is inappropriate with respect to the health of the
subjects or the purpose of the research.  This policy results from
the NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43).

All investigators proposing research involving human subjects should
read the "NIH Guidelines For Inclusion of Women and Minorities as
Subjects in Clinical Research," which have been published in the
Federal Register of March 20, 1994 (FR 59 14508-14513) and in the NIH
Guide for Grants and Contracts, Vol. 23, No. 11, March 28, 1994.

APPLICATION PROCEDURES

Applications are to be submitted on the grant application form PHS
398 (rev. 5/95) and will be accepted at the standard application
deadlines as indicated in the application kit.  Applications kits are
available at most institutional offices of sponsored research and may
be obtained from the Division of Extramural Outreach and Information
Resources, National Institutes of Health, 6701 Rockledge Drive, MSC
7910, Bethesda, MD 20892-7910, telephone 301/435-0714, email:
ASKNIH@odrockm1.od.nih.gov. The title and number of the program
announcement must be typed in Section 2 on the face page of the
application.

As with most applications to NIH, the research plan is limited to 25
pages.  All information for review of the NINDS Clinical Trial
Planning Grant application must be included in the body of the
application; appendices will not be considered during the review for
this mechanism.

The completed original application and four legible copies must be
sent or delivered to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040 - MSC 7710
BETHESDA, MD  20892
BETHESDA, MD  20817 (for express/courier service)

In order to facilitate the review of applications assigned to the
NINDS, the applicant should, at the same time, mail or deliver one
copy of the application to:

Dr. Lillian Pubols
Chief, Scientific Review Branch
NINDS, NIH
Federal Building, Room 9C10
7550 Wisconsin Avenue
Bethesda, Maryland 20892-9175
EMAIL:  lp28e@nih.gov

REVIEW CONSIDERATIONS

Applications will be assigned on the basis of established Public
Health Service guidelines. Applications that are complete will be
evaluated for scientific and technical merit by an appropriate peer
review group convened in accordance with the standard NIH peer review
procedures.  As part of the initial merit review, all applications
will receive a written critique and undergo a process in which only
those applications deemed to have the highest scientific merit,
generally the top half of applications under review, will be
discussed, assigned a priority score, and receive a second level
review by the appropriate national advisory council or board.

Review Criteria:

All applications will be reviewed using the criteria below:

(1) Rationale.  The background and significance of the application
must address the rationale for a future, full-scale, randomized
clinical trial (RCT)  including:

- reasons for selection of intervention and mode of delivery
including specific details such as dose or a particular procedure; -
the biological mechanisms and clinical data that support conducting
an RCT;
- information adequate to determine the significance and need to
perform an RCT;
- compelling need to proceed with an RCT as soon as possible; impact
on health care;
- competitive therapies--advantages and disadvantages; - ethical
issues surrounding an RCT and the disease under study; - a clear
statement of the question that an RCT would address.

(2) Experimental Design.  The application for a planning grant will
include a full description of the experimental design of the future
RCT, including:
- translation of the clinical question into a statistical hypothesis;
- sample size and duration of the RCT;
- endpoint(s) and data to be collected;
- randomization, masking, and inclusion/exclusion criteria; - the
strengths and weaknesses of the proposed methods, and possible
alternatives;
- ancillary therapies
- capability to develop methods for standardization of procedures for
data management and quality control.

(3) Plans to Address Patient Recruitment/Retention. The application
must address the following items:
- plans for documenting the availability of the requisite eligible-
patient pool;
- plans for including women and minority individuals as trial
participants
- and plans for recruitment outreach, as appropriate; follow-up
procedures to ensure collection of data at stated intervals.

(4) Investigators.  The application must include a clear statement of
the leadership and proposed organization of the RCT, including: -
identification of a principal investigator, and for multi-center
trials, a core of potential center investigators;
- professional training and experience of the RCT organizers in such
areas as the clinical problem under study, administration of complex
projects, and study design.
- inclusion of statisticians, data managers and study coordinators; -
plans to add or drop centers;
essential committee structure, i.e., Planning, Steering, Executive.

AWARD CRITERIA

Applications will compete for available funds with all other approved
applications assigned to that IC.  The following will be considered
in making funding decisions: Quality of the proposed project as
determined by peer review, availability of funds, and program
priority.

INQUIRIES

Inquiries are encouraged.  The opportunity to clarify any issues or
questions from potential applicants is welcome.

Direct inquiries regarding programmatic issues to:

Joseph S. Drage, M.D.
Training and Special Programs Officer,
National Institute of Neurological Disorders and Stroke Telephone:
(301) 496-4188
FAX:  301-402-0302
Email:  jd66x@nih.gov

Direct inquiries regarding fiscal matters to:

Ms. Angeline Wilson
Grants Management Branch
National Institute of Neurological Disorders and Stroke Telephone:
(301) 496-9231
FAX:  301-402-0219
Email:  aw45j@nih.gov

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance No. 93.853.  Awards are made under authorization of the
Public Health Service Act, Title IV, Part A (Public Law 78-410, as
amended by Public Law 99-158, 42 USC 241 and 285) and administered
under PHS grants policies and Federal Regulations 42 CFR 52 and 45
CFR Part 74.  This program is not subject to the intergovernmental
review requirements of Executive Order 12372 or Health Systems Agency
review.

The PHS strongly encourages all grant and contract recipients to
provide a smoke-free workplace and promote the non-use of all tobacco
products.  In addition, Public Law 103-227, the Pro-Children Act of
1994, prohibits smoking in certain facilities (or in some cases, any
portion of a facility) in which regular or routine education,
library, day care, health care or early childhood development
services are provided to children.  This is consistent with the PHS
mission to protect and advance the physical and mental health of the
American people.

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CENTERS FOR CHILDREN'S ENVIRONMENTAL HEALTH AND DISEASE PREVENTION
RESEARCH

NIH Guide, Volume 26, Number 29, August 29, 1997

RFA:  ES-97-004

P.T.

National Institute of Environmental Health Sciences
U.S. Environmental Protection Agency, National Center for
Environmental Research and Quality Assurance

Letter of Intent Receipt Date:  September 30, 1997
Application Receipt Date:  January 21, 1998

PURPOSE

The National Institute of Environmental Health Sciences (NIEHS), the
Environmental Protection Agency (EPA) and the National Center for
Environmental Health, Centers for Disease Control and Prevention
(CDC), share the common objective of fostering research that will
ultimately reduce the extent of adverse human health effects
occurring as a consequence of exposure to hazardous environmental
agents.  The agencies recognize that these health impacts can be
particularly detrimental for children due to pronounced differences
in nature and extent of environmental exposure as well as in
functional development when compared to adults.  A Federal Executive
Order of April 21, 1997, "Protection of Children from Environmental
Health Risks and Safety Risks," charges agencies to consider special
environmental risks to children in their activities.  Accordingly,
NIEHS and EPA invite grant applications for Centers that will develop
multidisciplinary basic and applied research in combination with
community-based prevention research projects to support studies on
the causes and mechanisms of children's disorders having an
environmental etiology, identify relevant environmental exposures,
intervene to reduce hazardous exposures and their adverse health
effects, and eventually decrease the prevalence, morbidity, and
mortality of environmentally related childhood diseases.  The purpose
of awards in this program of Centers for Children's Environmental
Health and Disease Prevention Research is to:

Provide for multidisciplinary interactions among basic, clinical, and
behavioral scientists interested in establishing outstanding, state-
of-the-art research programs addressing environmental contributions
to children's health and disease.

Support a coordinated program of research/prevention Centers pursuing
high quality research in environmental aspects of children's disease,
with the ultimate goal of facilitating and accelerating translation
of basic science knowledge into clinical applications or intervention
strategies that can be used to reduce the incidence of
environmentally related childhood disease.

Develop fully coordinated programs that incorporate exposure
assessment and health effects research with development and
validation of risk management and health prevention strategies.

Establish a national network that fosters communication, innovation,
and research excellence with the ultimate goal of reducing the burden
of morbidity among children as a result of exposure to harmful
environmental agents.

The long-range goal of this program is to promote translation of
basic research findings into applied intervention and prevention
methods, thereby enhancing awareness among children, their families,
and health care practitioners regarding detection, treatment, and
prevention of environmentally related diseases and health conditions.

Each application is to be designed around a central scientific theme,
specifically examining the  role of  environmental agents in one of
the following research foci: (1) children's respiratory disease; (2)
childhood learning; (3)  growth and development (see Research Scope
below).  A minimum of two (2) basic biomedical research projects and
one (1) community-based intervention research component must be
proposed within each Center (see Description of a Center below).

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Request
for Applications (RFA), "Centers for Children's Environmental Health
and Disease Prevention Research," is related to the priority area of
Environmental Health.  Potential applicants may obtain a copy of
"Healthy People 2000" (Full Report:  Stock No. 017-001-00474-0 or
Summary Report:  Stock No. 017-001-00473-1) through the
Superintendent of Documents, Government Printing Office, Washington,
DC 20402-9325 (telephone 202-512-1800).

THE EPA CHILDREN'S ENVIRONMENTAL HEALTH INITIATIVE

The EPA recognizes that children's environmental health issues are a
top priority and must become a central focus of the agency's efforts.
This RFA is a component of the agency's  overall initiative that,
together with the efforts of partner agencies, will ensure that
children receive the protection they need and deserve and help our
nation fulfill its obligation to protect future generations.
Potential applicants may obtain a copy of the EPA's national agenda
to protect children's health from environmental threats (EPA 175-
F-96-001) from the EPA program contact listed under INQUIRIES.

ELIGIBILITY REQUIREMENTS

Applications may be submitted by domestic non-profit organizations,
public and private, that meet the requirements stated in this RFA.
Minority individuals, persons with disabilities, and women are
encouraged to apply as Principal Investigators.  The need for
communication and interaction among awarded sites dictates that only
domestic institutions in the United States will be eligible for these
Center grant awards.

MECHANISM OF SUPPORT

The funding mechanisms to be used to assist the scientific community
in participating in this grant program will be those of: 1) the
National Institutes of Health (NIH) Specialized Center (P50); or 2)
the Environmental Protection Agency's Office of Research and
Development, administered in accordance with 40 CFR Part 30 and 40.
Policies that govern grant award programs of each agency will prevail
for respective sources of support.  Support of grants pursuant to
this RFA is contingent upon receipt of a sufficient number of
applications of high scientific merit and of appropriated funds for
this purpose.

Because the nature and scope of the research proposed in response to
this RFA may vary, it is anticipated that the size of the awards will
also vary within the funding limits available (see Description of a
Center).  The maximum award will be $1 million in direct costs in the
first and all subsequent years.  Funding in subsequent years is
contingent upon satisfactory progress during the preceding year and
availability of funds.

The total project period for an application submitted in response to
this RFA may not exceed five years.  The anticipated award date is
August, 1998.

FUNDS AVAILABLE

Although this solicitation is included in fiscal plans of EPA and
NIEHS for FY 1998, support for these Center grants is contingent upon
availability of funds for this purpose.  It is anticipated that an
estimated total of $10 million, including direct and indirect costs,
will be available for the first year of the program, which will
support up to six Centers in FY 1998.  It is expected that NIEHS and
EPA may solicit additional new Specialized Center applications
through subsequent issuance of a similar RFA addressing children's
environmental health.

RESEARCH OBJECTIVES

Background

Establishment by NIEHS and EPA of Centers for Children's
Environmental Health and Disease Prevention Research recognizes the
unique vulnerability of children to hazardous environmental
exposures.  The greater susceptibility of children to such exposures
is likely related to changes in organ system growth as well as
developmental and metabolic capacities that adjust during childhood.
For example, lung surface area increases tenfold and gas exchange
areas increases more than twenty-fold from birth to adulthood.  Since
many xenobiotics are absorbed through the alveolar epithelium, the
lung represents a particularly sensitive organ.  Moreover, the diets
of children and their unique behavioral patterns such as crawling and
hand-to-mouth activities augment the probability of certain
exposures.

In the past, standards regulating exposure to environmental health
threats have been, in some cases, based on research and assessment of
risks to adults.  Often, the knowledge base to ensure that standards
are protective of infants and children has not been adequate.
Because children have very different metabolic, physiologic, and
developmental processes, diets, and exposure patterns than adults,
their health outcomes can differ drastically.  There is a clear need
for additional research that can more fully incorporate children's
unique traits into risk assessment paradigms.

Environmentally related childhood diseases represent an enormous
public health problem.  For example, asthma, the most common chronic
childhood illness, afflicts nearly five million children and is the
leading cause of children's emergency room use, hospital admission,
and school absences.  From 1982 to 1993, the prevalence, morbidity,
and age-adjusted mortality rates for asthma increased significantly
despite improvements in asthma diagnosis and management and improved
understanding of the biology and immunology of the disease.  The
mortality rate attributed to asthma for children five to fourteen
years of age has doubled since 1980 and is highest among African-
American children, who are three times more likely than Caucasian
children to die of this illness.  Chronic asthma in children is
highly associated with chronic respiratory disease in adulthood and
has a huge health, societal, and economic impact.

Approximately 20% of the 76.7 million children in the United States
live in poverty.  Children who live in these impoverished communities
are exposed to multiple indoor and outdoor environmental pollutants
at disproportionately high levels.  Preambulatory and crawling
children spend significant time indoors and are subjected to high
levels of allergens found in carpeting, bedding, upholstered
furniture, and house dust.  Indoor pollution levels may also depend
on heating sources, use of household chemicals, parental smoking
habits, and the presence of nearby industrial or waste facilities,
which may result in increased amounts of polycyclic aromatic
hydrocarbons, volatile organic compounds, and particulates.  In
addition, it is estimated that 20-60% of children between one and
five years of age are exposed to unsafe levels of organophosphate
pesticides.  Exposure to such agents may occur in both indoor living
space and outdoor play areas.  There is thus a particular need to
address environmental health problems of children living in
socioeconomically disadvantaged or medically underserved communities.

The current initiative is intended to foster advancement in
children's health through enhancing our understanding of basic
disease mechanisms and promoting community-based prevention
activities related to children's respiratory disorders, childhood
learning, and growth and development.  Collaborative,
multidisciplinary research approaches are required to explore the
dynamic interaction of children with their environment.  This Center
program therefore emphasizes integration of basic laboratory science
with applied intervention strategies.  Because the latter are also
research projects, it is important to note that each intervention
research project should include appropriate methodology for assessing
its effectiveness (see 'Description of a Center' below). Centers are
expected to have fully coordinated programs that incorporate exposure
assessment and health effects research with development and
validation of risk management and health prevention strategies.
Moreover, involvement of the affected community in planning,
implementing, and evaluating an intervention effort is essential.
Community-based prevention/intervention research not only expands our
understanding of the causes and remedies of environmentally related
disorders, but also enhances the capacity of communities to
participate in processes that shape research and intervention
approaches.  By bridging gaps between basic and applied researchers
and between institutional researchers and community members, this
program aims to improve our knowledge regarding detection, treatment,
and prevention of environmentally related diseases in children.

Research Scope and Objectives

Centers for Children's Environmental Health and Disease Prevention
Research are research-based Center grants designed to support
interactive groups of research projects and core service facilities.
Research activities included in these Center grants must comprise, by
definition, a multidisciplinary approach to biomedical problems
addressing one or more of the specific research topic areas announced
in this RFA (see below).

A Center should identify a central theme or focus of its research
effort so that the subprojects involved are responsive to one or more
of the specific research areas of children's environmental health
supported by this grant program.  Furthermore, the translational
objective of this program requires that one of the subprojects
consist of a community-based intervention.

The following is the list of specific research topics that will be
considered to be responsive, for purposes of the current RFA, to the
research mission areas of EPA and NIEHS.  These topics identify areas
where research at the basic/applied interface is essential to
potential development of new approaches that can be used for
detection, prevention, treatment, and effective management of
environmentally related childhood disorders.

Respiratory Diseases

Particulate and gaseous pollutants and volatile organic compounds,
when inspired, can lead to inflammation of the airways and
development of a spectrum of respiratory and systemic disturbances
and diseases.  This is especially true in the case of environmental
agents, or their metabolic products, which have the capacity to
access alveolar spaces and to diffuse or be transported into the
blood stream.  Such compounds may then exert adverse health effects
at systemic target organs.  The principal objective of research in
this focus area is to understand the mechanisms of respiratory
disease in children, including asthma, chronic obstructive pulmonary
diseases, and allergy associated with chemical and biological
environmental exposures.  Additional research is needed to examine
mechanisms of tissue damage, including that produced by reactive
oxygen species generated as a result of exposure to environmental
oxidants.  These oxidants include ozone, nitrogen dioxide, and
particulate matter.  By virtue of their greater physical activity
out-of-doors when pollution levels may be high, children may
experience higher exposures to these hazards than adults.  In
response to such pollutant exposure, epithelial cells in the lung
synthesize and release a variety of potent mediators that can
contribute to a local inflammatory reaction and play a role in
pathogenesis of respiratory disturbances.  It is important to
understand the basic mechanisms by which pollutants alter the
inflammatory response in airways, resulting in airway hyperactivity,
IgE antibody production, and asthma.  It is equally important to
address other mechanisms of lung dysfunction, including compromise of
immunologic responsiveness and modulations of receptor signaling
pathways.

Childhood Learning

Exposure to a number of common environmental contaminants, such as
lead, polychlorinated biphenyls (PCBs), and mercury, may inhibit
intellectual development in children and ultimately result in
behavioral problems. For example, PCBs and their heat degradation
products have long half-lives, cross the placenta, and are excreted
in breast milk. Prenatal exposure to PCBs can cause significant
developmental toxicities in animals.  Children are more susceptible
to PCB-induced toxic effects than adults, and these effects are more
severe and influence more organ systems in children than in adults.
These effects may persist throughout a child's lifespan, while in an
adult only a portion of the lifespan may be affected.  Continued
research on toxic effects associated with low level developmental
exposure to these contaminants is needed.  Enhancing our
understanding of the pathways by which these contaminants exert their
toxic action may result in development of more effective
interventions.  Effects of intrauterine exposure to environmental
hazards are of interest, including changes that occur in maternal
biokinetics during pregnancy and determinants of placental transport
and fetal accumulation of toxicants.  Additional effort should also
be focused on defining how such contaminants modify intellectual and
behavioral development, especially in areas such as hyperactivity and
learning disabilities.  Alterations in cognitive and behavioral
function due to exposure to such agents as metals, solvents, and
pesticides have to date received little systematic attention.  For
the purposes of this RFA, research focusing exclusively on lead
poisoning in children will be considered nonresponsive.

Growth and Development

In utero or postnatal exposure to a variety of environmental agents
can have a profound influence on initial growth and development.  One
such area that merits research attention in both basic and applied
science is sexual development.  Endocrine-disrupting chemicals may
affect a number of physiological processes, including onset of menses
and puberty. Moreover, exposures during early windows of
vulnerability may carry risks for later onset of adult diseases.  For
example, children susceptible to effects of air pollution have
reduced lung development, leading to smaller lung capacity in
adulthood; this difference may in turn have important ramifications
for adult respiratory morbidity and mortality.  It is also important
to expand our understanding of the potential role of environmental
factors in the etiology of birth defects.  Parental exposure to
organic solvents, agricultural chemicals, or heavy metals may
increase the risk of having a child with a neural tube defect.

For all of these research areas, attention should be given to
mechanistic studies of toxicity.  It is also desirable that exposure
assessment research be included, where appropriate.  Furthermore, it
is important to evaluate the contribution of genetic heterogeneity to
the disease process.  Information on individual variability with
respect to chemical sensitivity and metabolism of xenobiotic agents
has a significant role in defining disease onset and progression.
Asthma susceptibility, for example, is known to run in families.
Identification of asthma susceptibility genes, which might interact
with environmental factors to contribute to the rising incidence of
this disease, would hold significant promise for designing new
prevention and treatment approaches.

Prospective applicants are strongly encouraged to discuss potential
program relevancy issues as well as application preparation with the
program staff contact cited under INQUIRIES in this RFA.  Applicants
should note that the research scope of this RFA does not include any
long-term (longer than five years) studies.

Description of a Center

A Specialized Center provides the opportunity for investigators to
engage in interdisciplinary and collaborative research directed
toward a specific focus in children's environmental health.  It is
required that each Center include community-based intervention
research as well as basic studies clearly related to a disease or
dysfunction.  The foundation of the intervention should be strongly
linked to the basic science research.  The basic science studies
should be driven by the needs of the intervention project.  Thus, a
Center should have a central theme to which all research projects
pertain.  In addition, a Center may include core units to provide
services to the various research projects and to support the
organizational and administrative aspects of the program.

Applications that include only basic or only intervention/ prevention
research will not be responsive to this RFA.

The minimal requirements for a Specialized Center of Research in
Children's Environmental Health are as follows:

Each Center will propose an overall research mission and plan that
are responsive to the objectives of the Specialized Center Program
set forth in the RFA (see Research Objectives above).

Each Center will support at least two basic research projects that
thematically address one or more research areas listed under Research
Scope.  Potential basic research projects should include mechanistic
studies of environmental agents which contribute to adverse health
outcomes in children.  These may include:  basic cellular and
molecular mechanisms of toxicity; pathophysiology; epidemiology; and
individual susceptibility.  These basic research projects should be
linked to the intervention research project described below.
Interactions between investigators responsible for basic research and
intervention research projects are expected to strengthen the
research, enhance transfer of fundamental findings to an applied
setting, and identify new research directions. [It is anticipated
that a Center will devote 30-45% of its budget to basic research
projects.]

Each Center will support one project that develops, implements, and
evaluates a community-based intervention/prevention program.
Activities conducted under this RFA should be consistent with Federal
Executive Order No. 12988 entitled, "Federal Actions to Address
Environmental Justice in Minority Populations and Low-Income
Populations."  To the extent practicable and permitted by law,
grantees shall make achieving environmental justice part of their
project's mission by identifying and addressing, as appropriate,
disproportionately high and adverse human health effects of
environmental contaminants on minority, low-income, and medically
underserved children, including African, Hispanic, Asian, and Native
Americans.  It is strongly encouraged that basic science projects be
in a similar scientific area as the intervention research project in
order to facilitate transfer of information from laboratory to the
community.  This project may take the form of a primary, secondary,
or tertiary prevention.  It is important to note that this project
must specifically address all of the following parameters: (a)
scientific basis of the proposed research and the hypothesis to be
tested; (b) sample size needed, power considerations, procedures for
sample selection, and recruitment and retention of a study
population; (c) detailed description of a research design for the
proposed intervention; (d) measurement instruments and their
reliability and validity, considering both process and outcome
evaluation; (e) data management and analysis methods; (f)
identification and description of target community and known
environmental health hazards; (g) means of establishing effective
interaction and collaboration with community members.  Because this
project is intended to be community-based, the application must
demonstrate a specific, existing linkage to a community-based
organization and specific involvement of community members in
development, conduct, and interpretation of the intervention. NIEHS,
EPA, and CDC recognize that local health departments often play an
important role in delivering public health services to the community.
Therefore, applicants are also encouraged to consider including
local, county, or state health departments in the proposed
intervention research project.  However, involvement of a local
health department will not substitute for the required community-
based organization. Applications lacking a demonstrable  linkage to a
community-based organization will be considered nonresponsive. [It is
anticipated that a Center will devote 20-30% of its budget to one
community-based intervention research project.]

Each Center may support facility cores that provide a technique,
service, or instrumentation that will enhance ongoing research
efforts. Examples of such facilities are animal resources,
cell/tissue culture, pathology, biostatistics, molecular biology,
analytical chemistry, exposure assessment, etc.  Budgeted Center
projects as well as research projects external to the Center may have
access to facility cores.  The application should provide a total
operational budget for each facility core together with the
percentage of support requested from the Center grant.  In addition,
the Center must have in place and adequately described in the
application management policies which ensure that budgeted Center
projects are given highest priority in receiving services provided by
the facility core.  The application should explain the organization
and proposed mode of operation of each core, including a plan for
usage, priority setting, allocation of resources, and any applicable
chargeback system. [It is anticipated that a Center will devote
10-20% of its budget to facility cores.]

An administrative core unit which provides overall oversight,
coordination, and integration of  Center activities.  An External
Advisory Committee to the Center Director must be established.  This
group should consist of a group of three (3) to five (5) scientists,
having expertise appropriate for the Center's research focus, plus
one (1) representative from a community-based organization involved
in community-based intervention research.  Representation from a
state or local health department is also encouraged.  At least 67% of
Committee members should be from outside the grantee institution.
The membership of the advisory committee must be approved by the
funding agency.  The function of this Committee is to assist in
evaluating the merit, value, and contribution of research projects;
the relevance and importance of individual organizational elements to
accomplishing the overall goals of the Center; and the effectiveness
of the newly recruited Center scientist program. [It is anticipated
that a Center will devote 10-15% of its budget to an administrative
core.]

To attract new investigators into children's environmental health
research, each Center is encouraged to partially support up to two
(2) newly recruited Center scientists.  Up to $70,000 per year,
direct cost, may be used for each newly recruited Center scientist to
provide up to 75% salary support, technical support, equipment, and
supplies.  The duration of support as a newly recruited scientist is
limited to two (2) years.  Following termination of support as a
newly recruited Center scientist, such an individual may, if
appropriate, become or continue to be a part of a basic or community-
based intervention research project and make use of Center
facilities.  Recruitment of women and underrepresented minority
scientists is specifically encouraged.  To the extent possible, the
types of individuals sought and their expected roles should be
described in the application if specific individuals have not been
identified. [It is anticipated that a Center will devote no more than
14% of its budget to recruitment of new scientists.]

SPECIAL REQUIREMENTS

Annual meetings, to be held in Washington, DC or Research Triangle
Park, NC, are planned for the exchange of information among
investigators. Applicants must budget travel costs associated with
these meetings in their applications.

In addition, since these Centers include a community-based
intervention, applicants are expected to maximize opportunities for
information exchange between institutional researchers and community
members.  As part of this program, applicants must generate a report
that describes community input, program implementation, and relevant
findings.  This report must be produced at least annually and
distributed among community members in such a way that it can be
easily comprehended by the public.  Applicants must budget for
production and dissemination of such reports.  This requirement is
intended to establish a minimal level of communication among project
participants; additional, more frequent dissemination efforts may be
appropriate.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

The NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43) requires that women and members of minority groups and their
subpopulations must be included in all NIH-supported biomedical and
behavioral research projects involving human subjects, unless a clear
and compelling rationale and justification is provided that inclusion
is inappropriate with respect to the health of the subjects or the
purpose of the research.  This new policy supersedes and strengthens
the previous policies (Concerning the Inclusion of Women in Study
Populations, and Concerning the Inclusion of Minorities in Study
Populations), which have been in effect since 1990.  The new policy
contains some provisions that are substantially different from the
1990 policies.  Grantees, regardless of funding source, will be
expected to adhere to this policy.

All investigators proposing research involving human subjects should
read the "NIH Guidelines for Inclusion of Women and Minorities as
Subjects in Clinical Research," which have been published in the
Federal Register of March 28, 1994 (FR 59 14508-14513) and reprinted
in the NIH Guide for Grants and Contracts, Volume 23, Number 11,
March 18, 1994. Investigators also may obtain copies of the policy
>From the program staff listed under INQUIRIES.  Program staff may
also provide further discussion concerning the policy.

LETTER OF INTENT

Prospective applicants are asked to submit, by September 30, 1997, a
letter of intent that includes a descriptive title of the proposed
research, the name, address, and telephone number of the Principal
Investigator, the identities of other key personnel and participating
institutions, and the number and title of the RFA in response to
which the application may be submitted.  Although a letter of intent
is not required, is not binding, and does not enter into the review
of subsequent applications, the information that it contains allows
EPA and NIEHS staff to estimate potential review workload and to
avoid conflict of interest in the review.

The letter of intent is to be sent to:

Ethel Jackson, DDS,
Chief, Scientific Review Branch
Division of Extramural Research and Training
National Institute of Environmental Health Sciences
P.O. Box 12233, EC-24
Research Triangle Park, NC 27709

APPLICATION PROCEDURES

Content of Applications

A response to this RFA should consist of an application that includes
a detailed description of a Specialized Center of Research in
Children's Environmental Health consisting of at least two individual
basic research projects, a community-based intervention research
project, an administrative core, up to two newly recruited Center
scientists, and, if applicable, one or more facility cores.  The
proposed research plan should present the applicant's perception of
the Center's organization and component functions.  This plan should
demonstrate the applicant's knowledge, ingenuity, practicality, and
commitment in organizing a multiproject research infrastructure for
conducting basic and applied studies in children's environmental
health sciences.  The research plan for the Center and all component
projects must address the "Research Scope" described earlier.

The research grant application form PHS 398 (rev. 5/95) is to be used
in applying for these awards.  Application kits are available at most
institutional offices of sponsored research or may be obtained from
the Division of Extramural Outreach and Information Resources,
National Institutes of Health, 6701 Rockledge Drive, MSC 7910,
Bethesda, MD 20892-7910, telephone 301/435-0714, email:
ASKNIH@odrockm1.od.nih.gov.

For individual projects or cores, page limits stated in the PHS 398
instructions must be followed.  The overall Center application must
also use the PHS 398 format to provide at the beginning of the
application an overall summary of the Center's organization and
cumulative aggregate budgeting for various research subprojects and
cores.  All information essential for evaluation of the application
must appear in the body of the application rather than in an
appendix.

If IRB or IACUC review is unavoidably delayed beyond submission of
the application, a follow-up IRB certification and/or IACUC
verification from an official signing for the applicant organization
must be sent to and received by the Scientific Review Administrator
of the Special Emphasis Panel by March 2, 1998.  If IRB certification
and/or IACUC verification is not received by March 2, 1998, the
application will be considered incomplete and returned to the
applicant.

The RFA label available in the PHS 398 (rev. 5/95) application form
must be affixed to the bottom of the face page of the application.
Failure to use this label could result in delayed processing of the
application such that it may not reach the review committee in time
for review.  In addition, the RFA title, Centers for Children's
Environmental Health and Disease Prevention Research, and number, RFA
ES-97-004, must be typed on line 2 of the face page of the
application form and the YES box must be checked.  To simplify
administration of this joint NIEHS/EPA initiative, submit a signed,
typewritten original of the application, including the Checklist, and
three signed, photocopies, in one package to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040 - MSC 7710
BETHESDA, MD  20892-7710
BETHESDA, MD  20817 (for express/courier service)

At the time of submission, two additional copies of the application
must be sent to:

Ethel Jackson, DDS
Chief, Scientific Review Branch
Division of Extramural Research and Training
National Institute of Environmental Health Sciences
P.O. Box 12233, EC-24
111 T.W. Alexander Drive, EC-24
Research Triangle Park, NC  27709
Research Triangle Park, NC  27709 (for express/courier service)

Applications must be received by January 21, 1998.

Schedule

The following is the schedule planned for this initiative.  It should
be noted that this schedule may be changed without notification due
to factors that were unanticipated at the time of announcement.
Please contact the program official listed below regarding any
changes in the schedule.

Letter of Intent Receipt Date:     September 30, 1997 Application
Receipt Date:          January 21, 1998
Initial Review Group Peer Review:  March 1998
NAEHS Council/NCERQA Review:       May 1998
Earliest Award Date:               August 1, 1998

REVIEW CONSIDERATIONS

Upon receipt, applications will be reviewed for completeness by DRG
and for responsiveness to the RFA by NIEHS and EPA Staff.  Incomplete
applications will be returned to the applicant without further
consideration.  Any application that does not meet the minimum
requirements as set forth in the 'Description of a Center' section of
this RFA will be considered unresponsive to the RFA and returned to
the applicant.  This includes, but is not limited to, an evaluation
by EPA and NIEHS Staff of the program relevancy of the proposed basic
research and intervention research subprojects.

Applications that are complete and responsive to the RFA will be
evaluated for scientific and technical merit by an appropriate peer
review group convened by the NIEHS and the EPA.  This initial review
group will function according to PHS policy, utilizing the review
criteria stated below.  As part of the initial merit review, a triage
process may be used in which applications will be determined to be
competitive or noncompetitive based on their scientific merit
relative to other applications received in response to this RFA.
Applications determined to be noncompetitive by the review committee
will be withdrawn from further consideration, and the principal
investigator will receive a summary statement reflecting the
reviewers' evaluation. Applications judged to be competitive will be
further discussed and assigned a priority score.

Applications recommended for funding will then receive a second level
review by both EPA's National Center for Environmental Research and
Quality Assurance (NCERQA) and NIEHS's National Advisory
Environmental Health Sciences Council (NAEHSC).

Review Criteria

Evaluation of applications will be based upon the following:

1.  Research Plan

Scientific and technical merit of each proposed basic research
project, including originality, feasibility, innovation, and adequacy
of experimental design.

Scientific and technical merit of the proposed intervention research
study, including the extent of community sanction, interaction, and
participation.  Extent to which the design demonstrates sensitivity
to cultural and socioeconomic factors in the community.
Demonstration of effective communication channels between
institutional researchers and community members.  Plans for useful
and practical dissemination of findings within the affected
community.  Adequacy of statistical and analytical methods, data
management, and process and outcome evaluation measures.

Integration of basic and intervention research into a coherent
enterprise with adequate plans for interaction and communication of
information and concepts among investigators.

Cohesiveness and multidisciplinary scope of the Center as a whole.
Degree of interrelationships, collaboration, and synergism of
research that might be expected to derive from Center support.
Coordination and interdependence of individual projects and their
capacity to result in a greater contribution to the overall goals of
the Center than if each were pursued independently.

Adequacy of plans to include both genders and minorities and their
subgroups as appropriate for the scientific goals of the research.
Plans for recruitment and retention of subjects will also be
evaluated. (See INCLUSION OF WOMEN AND MINORITIES IN RESEARCH
INVOLVING HUMAN SUBJECTS.)

Appropriateness of policies to ensure the protection of human
subjects and the humane care and use of laboratory animals.

2.  Personnel

Scientific, administrative, and leadership abilities of the Principal
Investigator and other key participants, particularly, but not
exclusively, in the area of the proposed research.  The Principal
Investigator should be an established research scientist with the
ability to ensure quality control and the experience to administer
effectively and integrate all components of the Center.  A minimum
time commitment of 25% is expected for this individual.

Documented commitment of time by key personnel for the proposed
studies.

Procedures established for recruitment and evaluation of new Center
scientists.  Evidence of efforts to develop novel mechanisms for
recruiting candidates among women and underrepresented minority
investigators.  Potential of new Center Scientists to become
independent investigators in clinical, basic, or intervention
research in children's environmental health.

3.  Facilities and Management

Adequacy of administrative and technical capabilities to conduct the
research proposed.

Scientific and organizational structure of the Center, including
adequacy of arrangements for external review.

Nature and quality of facility cores.  Technical merit,
justification, cost effectiveness, qualifications of staff, utility
to investigators, and arrangements for internal quality control,
allocation of resources, priority of usage, and day-to-day
management.

Adequacy of animal facilities and appropriateness of animal care
management where animal work is proposed.

Adequacy of clinical facilities and appropriateness of patient care
management where clinical work is proposed.  As appropriate, access
to inpatient and outpatient children's health care units providing
adequate numbers of patients for intervention research projects that
require patient participation. [Applications from institutions that
have a General Clinical Research Center (GCRC) funded by the NIH
National Center for Research Resources may wish to identify the GCRC
as a resource for conducting proposed research.  In such a case, a
letter of agreement from either the GCRC Program Director or
Principal Investigator should be included with the application.]

Institutional assurance to provide support to the Center in such
areas as fiscal administration, personnel management, space
allocation, procurement, planning, and budgeting.

4.  Budgeting

Appropriateness of the proposed budget and duration in relation to
proposed research.

AWARD CRITERIA

The anticipated date of award is August, 1998.  Approved applications
will be considered for award based on scientific and technical merit;
program balance; and availability of funds.  Funding will be provided
to each Center by a single award from either EPA or NIEHS or a
combination of two separate awards.  Administrative and budgetary
policies of EPA and NIEHS will apply to these awards.

In order to receive funding, an individual domestic institution's
application for a Specialized Center grant must have three or more
related, interactive, and high quality research subprojects that
provide a multidisciplinary, yet thematic, approach to the problems
to be investigated.  At least one of the subprojects must be a
community-based intervention.  Awards will not be made for
applications with research activities focused exclusively on
intervention research or exclusively on basic research or for
applications or components thereof proposing long-term
epidemiological or large-scale clinical trial research.

INQUIRIES

Written and telephone inquiries concerning this RFA are encouraged.
The opportunity to clarify any issues or questions from potential
applicants is welcome.

Direct inquiries regarding programmatic issues to:

Allen Dearry, Ph.D.
Chemical Exposures and Molecular Biology Branch
Division of Extramural Research and Training
National Institute of Environmental Health Sciences
P.O. Box 12233, EC-21
Research Triangle Park, NC 27709
Telephone: 919/541-4500
FAX: 919/541-2843
Email: dearry@niehs.nih.gov

Christopher Saint, Ph.D.
Assistant Center Director
National Center for Environmental Research and Quality Assurance U.S.
Environmental Protection Agency
401 M Street, SW (8723R)
Washington, DC 20460
Telephone: 202/564-6909
FAX: 202/565-2448
Email: saint.chris@epamail.epa.gov

Direct inquiries regarding fiscal matters to:

Mr. David Mineo
Chief, Grants Management Branch
Division of Extramural Research and Training
National Institute of Environmental Health Science
P.O. Box 12233, EC-22
Research Triangle Park, NC 27709
Telephone: 919/541-1373
FAX: 919/541-2860
Email: mineo@niehs.nih.gov

Mr. Jack Puzak
Deputy Director
National Center for Environmental Research and Quality Assurance U.S.
Environmental Protection Agency
401 M Street, SW (8701R)
Washington, DC 20460
Telephone: 202/564-6825
FAX: 202/565-2444
Email: puzak.jack@epamail.epa.gov

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance Number 66.500, 93.113, 93.114 and 93.115.  Awards by NIEHS
are made under authorization of the Public Health Service Act, Title
IV, Part A (Public Law 100-607) and administered under PHS grant
policies and Federal Regulations 42 CFR Part 52 and 45 CFR Part 74.
EPA awards are made under the authority of 40 CFR Part 30 and 40.
The program is not subject to the intergovernmental review
requirements of Executive Order 12372 or Health Systems Agency
review.

The PHS and EPA strongly encourage all grant recipients to provide a
smoke-free workplace and promote the non-use of all tobacco products.
In addition, Public Law 103-227, the Pro-Children Act of 1994,
prohibits smoking in certain facilities (or, in some cases, any
portion of a facility) in which regular or routine education,
library, day care, health care, or early childhood development
services are provided to children.  This is consistent with the EPA
and PHS missions to protect and advance the physical and mental
health of the American people.

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ADOLESCENTS AND STD COOPERATIVE RESEARCH CENTER

NIH Guide, Volume 26, Number 29, August 29, 1997

RFA:  AI-97-003

P.T.

National Institute of Allergy and Infectious Diseases

Letter of Intent Receipt Date:  October 15, 1997
Application Receipt Date:  January 8, 1998

PURPOSE

The purpose of this Request for Applications (RFA) is to stimulate
multi-disciplinary, collaborative research to further understanding
of sexually transmitted diseases (STDs) in adolescent populations and
to develop and evaluate effective approaches to their prevention and
control. The Sexually Transmitted Diseases Branch of the Division of
Microbiology and Infectious Diseases (DMID) of the National Institute
of Allergy and Infectious Diseases (NIAID) invites grant applications
for an Adolescents and Sexually Transmitted Diseases Cooperative
Research Center (STD CRC). The STD CRC will provide a multi-
disciplinary approach to STD research by bridging biomedical,
clinical, behavioral, and epidemiological research; will foster
interaction among STD investigators; and will facilitate
intervention-oriented research.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This RFA,
Adolescents and Sexually Transmitted Diseases Cooperative Research
Center (STD CRC), is related to the priority areas of STDs and AIDS.
Potential applicants may obtain a copy of "Healthy People 2000" (Full
Report:  Stock No. 017-001-00474-0 or Summary Report:  Stock No.
017-001-00473-1) through the Superintendent of Documents, Government
Printing Office, Washington, DC 20402-9325 (telephone 202-512-1800).

ELIGIBILITY REQUIREMENTS

Applications will be limited to domestic institutions but may include
an international component.  Applications may be submitted by
domestic for-profit and non-profit research institutions; public and
private organizations, such as universities, colleges, hospitals,
laboratories, units of State or local governments; and eligible
agencies of the Federal government.  Applications from minority
individuals and women are encouraged.

MECHANISM OF SUPPORT

The administrative and funding mechanism to be used to undertake this
program will be the Cooperative Agreement (U19), an "assistance"
mechanism, rather than an "acquisition" mechanism, in which
substantial NIH scientific and/or programmatic involvement with the
awardee is anticipated during performance of the activity.  Under the
cooperative agreement, the NIH purpose is to support and/or stimulate
the recipient's activity by involvement in and otherwise working
jointly with the award recipient in a partner role, but it is not to
assume direction, prime responsibility, or a dominant role in the
activity.  Details of the responsibilities, relationships, and
governance of the study funded under cooperative agreement(s) are
discussed later in this document under the section Terms and
Conditions of Award.

The total requested project period for applications submitted in
response to this RFA may not exceed 5 years.  At this time, the NIAID
has not determined whether and how this solicitation will be
continued beyond the present RFA.

The anticipated award date is August 1, 1998.

FUNDS AVAILABLE

The estimated total funds (direct and indirect costs) available for
the first year of support for awards under this RFA will be $1.2
million.  In Fiscal Year 1998, the NIAID plans to fund one
Adolescents and STD CRC.  The final number of awards to be made is
dependent upon the availability of funds.  The initial year's total
costs, including direct and indirect costs, should not exceed $1.2
million for each award.  The usual PHS policies governing grants
administration and management will apply.  This level of support is
dependent on the receipt of a sufficient number of applications of
high scientific merit.  Although this program is provided for in the
financial plans of the NIAID, awards pursuant to this RFA are
contingent upon the availability of funds for this purpose.  Funding
beyond the first and subsequent years of the grant will be contingent
upon satisfactory progress during the preceding years and
availability of funds.

RESEARCH OBJECTIVES

Background

In 1995, an estimated 14 million cases of STDs occurred in the United
States.  Approximately 65% occurred in people under 24 years of age;
three million occurred in teenagers.  Associated health care costs
exceeded $ 8 billion.  Because of infections acquired during
adolescence, women and their infants bear a disproportionate share of
disease burden and long term sequelae of STDs, including infertility,
ectopic pregnancy, cervical cancer , fetal wastage, low birth weight,
and congenital/perinatal infection.  Additionally, STDs
disproportionately impact the health of some minority populations.
Both the incidence of STDs and their long-term and potentially fatal
sequelae are consistently higher among African and Hispanic Americans
than among white Americans.

o  Chlamydial infection is the most prevalent bacterial STD in the
U.S. and a major cause of pelvic inflammatory disease (PID); over
four million cases are diagnosed annually.  In virtually all studies,
adolescents appear to have greater risk for infection compared to
older women.  Cross-sectional studies and data collected from
adolescent and family planning clinics have documented that
adolescents 15-19 years have the highest rates of infection
irrespective of socioeconomic status.  Due to delays in diagnosis or
inadequate therapy, 10 to 40 percent of these young women with
chlamydial cervicitis develop PID.

o  Gonorrhea, the other major cause of PID, occurs at an annual rate
of approximately 0.5 million new cases, 25 percent of which occur in
teenagers.  Although rates of infection have been steadily decreasing
in the last decade, gonorrhea rates have declined slowly  in
adolescent populations compared to older age groups.

o  During the 1980s, the rate of syphilis increased in African-
American adolescent males and females.  Congenital syphilis rates
were particularly high among pregnant adolescent women because
perinatal care is less frequent in younger women.

o  Trichomoniasis affects over three million American women; in the
US and throughout the world, it is not uncommon to find 25% of these
infections in adolescents.

o  In the U.S., as many as 40 million people are believed to be
infected with human papillomavirus (HPV).  High-risk HPV types are
causally associated with cervical cancer.  Globally, cervical cancer
is the most common cause of cancer-related death in women.  In one
study, the incidence rate for HPV infection in college-aged women
during their first year of sexual activity with a single partner was
25%.  Another study of female college students found a 50% prevalence
of the young women had HPV infection.

o  Approximately 65 million Americans are afflicted with genital
herpes, caused by herpes simplex viruses 1 & 2 (HSV).  Genital herpes
is a painful, recurrent, incurable disease with annual costs
estimated to exceed $96 million.  Serological evidence of genital
herpes infection suggests that rates increase rapidly during
adolescence.  Estimated annual cases of genital herpes in teenagers
and young adults in the U.S. increased from 15,000 yearly visits in
1966 to about 100,000 by 1995.

o  Both ulcerative and non-ulcerative STDs increase the risk of human
immunodeficiency virus (HIV) transmission approximately 3-5 fold,
independent of the effect of sexual behavior; and HIV infection,
which decreases immune function, may alter the natural history and
increase the prevalence of some STDs.  One in five cases of AIDS is
diagnosed in young people 20-29 years of age; given the length of the
incubation period between HIV infection and onset of AIDS, virtually
all of these people became infected as teenagers.

Objectives and Scope

In spite of decades of STD prevention and control programs and STD
research, rates of infection continue to grow.  The alarming
dimensions of STDs and related health problems described above point
to the need for more effective research that will lead to essential
tools for preventing and controlling STDs, especially in adolescent
populations.  The 1996 report of the Institute of Medicine, "The
Hidden Epidemic -  Confronting Sexually Transmitted Diseases"
identified adolescents as an underserved population that requires
special emphasis in both STD research and STD service delivery.  The
report encourages efforts in prevention that are dependent upon the
development of new biomedical tools (vaccines, topical microbicides
and diagnostic tests), interventions and paradigms that are likely to
be more effective for prevention and control of STDs in adolescent
populations.  The STD CRCs have been developed as multi-disciplinary
research efforts that integrate clinical observations into basic
biomedical research; apply the findings of basic research to the
development of improved diagnostics, therapeutics, vaccines and
topical microbicides; and integrate behavioral and epidemiological
research needed to ensure the optimal utilization of these tools.

The purpose of this RFA is to stimulate multi-disciplinary,
collaborative research to further understanding of STDs in adolescent
populations and to develop and evaluate effective approaches to STD
prevention and control.  The scientific complexity of the STD
problems is such that coordinated, multi-disciplinary research is
required to solve these problems.  This will be accomplished through
collaborations among scientists from various disciplines working in
the scientific areas of biomedical, clinical, behavioral, and
epidemiological research.  In this RFA, the term scientific area
refers to the four broad categories of investigation:  (1)
biomedical, (2) clinical, (3) behavioral, and (4) epidemiological
research.  The term discipline refers to investigators' specialized
areas of expertise or training.  Some examples of disciplines
associated with the four scientific areas include but are not limited
to (1) reproductive endocrinology, immunology, virology, and
molecular  biology; (2) gynecology, infectious diseases, and
adolescent medicine; (3) psychology, sociology, and anthropology; (4)
epidemiology, biostatistics, and computer modeling.  Research on HIV
infection is supported by the Division of Acquired Immunodeficiency
Syndrome (DAIDS) and is not included in the scope of this RFA except
in studies where it is directly linked to research on STDs as risk
factors for HIV transmission or in alteration of the natural history
of STDs.

Applications must include:

o  at least three research projects:  one should be in behavioral or
epidemiological research in adolescent populations (of particular
interest is research on social networks; and two or more projects
that link disciplines within a single scientific area and at least
one project that links disciplines in two different areas
(disciplines and scientific areas are defined above);

o  research on two or more STD pathogens or syndromes selected from
Diseases, Syndromes, and Areas of Interest listed below;

o  a strong clinical capability in adolescent medicine (described
below) with accessible adolescent populations to participate in the
clinical and behavioral/epidemiological research projects; and

o  provisions for the Principal Investigator of each CRC (also known
as the CRC Director) to attend meetings with NIAID staff twice each
year and for all CRC Project Leaders to attend CRC workshops twice
during the program period.

Diseases, Syndromes, and Areas of Interest

Applicants are encouraged, but not limited, to consider research
projects  in the following areas:

o  Pathogens:  Chlamydia trachomatis, Neisseria gonorrhoeae,
Haemophilus ducreyi, Treponema pallidum, Trichomonas vaginalis,
herpes simplex viruses 1 and 2, and human papillomavirus.  In
designing specific projects, use of human material to address basic
research questions is highly recommended.

o  Adverse Outcomes of Pregnancy:  Research is needed to define the
epidemiology, pathogenesis, and immunology of STD-related adverse
outcomes of pregnancy in adolescent populations.

o  Human Papillomavirus Infection: The NIAID's priorities in HPV
include research on the epidemiology, natural history, pathogenesis,
and immunology of infection , diagnosis and treatment in adolescent
populations.

o  Pelvic Inflammatory Disease (PID):  Additional research is needed
in a number of areas, including diagnosis, epidemiology,
pathogenesis, treatment, and long term sequelae.  Of particular
interest are age-related host factors that influence disease
progression including tubal scarring.

o  Inter-Relatedness of Sexually Transmitted Infections: Because of
the HIV epidemic, it is now recognized that infection with one
sexually transmitted infection can alter susceptibility to and
natural history of other STDs.  Understanding the molecular bases of
these interactions is needed, especially those that are age-related.
For example, research is needed to examine the role of classical STDs
in the acquisition and progression of HIV infection and on the role
of HIV in alterations of the natural history, diagnosis, or response
to treatment of STDs.  One project on HIV infection may be included.

o  Reproductive Endocrinology:  The role of reproductive hormonal
changes, both endogenous (puberty) and exogenous, on the biology of
susceptibility and resistance to infection is a high priority.

o  Immunology:  Basic immunological research related to vaccine
development for any of the pathogens or syndromes listed above is of
interest.  In order to make critical advances in this area vis a vis
adolescent populations, functional collaborations between
immunologists and microbiologists focused on the immune response in
adolescent populations will be extremely important.  Work on non-
specific defense mechanisms including the role of defensins, normal
flora (lactobacilli), mucus and pH is encouraged, especially in the
context of changes associated with puberty and the use of hormonal
contraceptives .

o  Behavioral/Epidemiological Research:  Behavioral research is
needed to decrease risk-associated behaviors and to increase health
behaviors, specifically those related to seeking early diagnosis,
treatment, and immunization.  Also of  interest is research on social
networks; special attention should be paid to methods and evaluation
outcomes that would be useful in characterizing social networks and
in designing interventions for social networks.  STD CRCs, because of
their multi-disciplinary approach, are in a unique position to assess
behavioral measures and evaluate interventions.

o  Topical Microbicides:  Basic biomedical and clinical research
leading to topical microbicide development to prevent sexually
transmitted infections is needed.  Topical microbicides are products
for intravaginal use that are microbicidal (virucidal and/or
bactericidal) but not necessarily spermicidal; they are used by women
to prevent sexually transmitted infections (HIV and other STDs).
Examples of such research include, but are not limited to,
identifying early events in the infectious process, characterizing
vaginal physiology and normal flora in adolescent populations,
developing methods to measure and assess clinical significance of
vaginal/cervical inflammation and comparing changes induced by
microbicides in adolescent versus adult women.

Clinical Capability

As stated earlier, applications must have a strong clinical
capability in adolescent medicine and access to adolescent
populations to serve the clinical and behavioral and/or
epidemiological research projects.  In describing the clinical and
laboratory facilities, the application should include specific
information on the institution's present patient load, projections
for patient involvement in future clinical investigations, history of
recruitment of subjects, and disease prevalence as well as on the
availability of appropriate biohazard facilities and safety
procedures.

Optional Developmental Component

Applications may include a Developmental Fund Core to provide support
for new investigators or pilot projects.  Eligible investigators are
individuals in the early or mid stages of their career who have NOT
held an NIH grant including an R29, RO1, PO1, UO1, any research
career or training grant (K or T awards), or any other type of grant
or contract with annual direct costs in excess of $37,500 for
research in STDs.

Potential awardees and specific research projects to be pursued need
not be identified in the CRC application.  However, the application
should include a one page description of the kind of project that
might be funded under this mechanism and how it interdigitates with
CRC research projects.  Approval of the developmental funds portion
of the application does not in any way commit the investigators to
the execution of the sample project.  In addition, the application
must provide a description of review process and selection criteria
for proposed projects.

Budget Issues

Budget requests within each project may include research-related
costs for supplies, patient involvement and medical care, funds for
limited investigator travel, and costs of publication.  Proposals for
studies that do not receive the majority of funding through the CRC
will not be counted as a project.  There must be concordance between
the science proposed and the budget requested.  Furthermore, if
additional sources of funding have been identified for a project,
then letters documenting a funding commitment must be included in the
application.

STD CRC award funds may be utilized to support the following
research-related activities:

o  PI Level of Effort:  The applicant Principal Investigator (STD CRC
Director) must allot 15% of time to the administration of the CRC.
If less effort is indicated, justification must be provided,
including a written plan explaining how they will be able to
successfully and fully meet the responsibilities demanded by these
endeavors.  Effort on scientific projects would be additional.

o  Shared Research Resources (Cores):  The STD CRC may include funds
for equipment, supplies, and services to expand and/or maintain
clinical, laboratory, biostatistical, or behavioral facilities shared
by research staff from at least two research projects.

o  Advisory group activities:  The STD CRC funds may be used to
support activities related to acquiring scientific advise from
experts in the field.  These advisory groups should be constituted
after the grant award has been made and should not be named in the
application.

o  Developmental Funds Core for New Investigators:  This optional
core sets aside and restricts funds solely to cover salaries and
research costs for new investigator or pilot projects.  There is no
ceiling on the total dollar amount of the developmental funds pool,
but once identified as developmental funds these monies constitute a
restricted portion of the total CRC budget and will not be available
for other CRC activities.  The annual total amount for each
developmental award may not exceed $40,000 and may be used for
salary, technical support, laboratory supplies, and equipment.
Supplies and equipment expenditures for each award may not exceed
$20,000 annually.  Projects and investigators funded under the
developmental core may not receive subsequent awards from this pool.
The duration of support is limited to three years.  If the
investigator achieves independent funding through a traditional
research grant (R01) or a FIRST (R29) award prior to the end of the
developmental award, the award must be terminated, and unexpended
funds must be returned to the developmental funds pool.

In general, the CRC should try to advance learning experiences in STD
research and to make medical students, house staff and postdoctoral
candidates more aware of STD research opportunities in the clinical,
biomedical, and behavioral sciences.  It is permissible for projects
to include post-residency personnel who spend a maximum of one third
of their time in clinical activities related to the research focus of
the project.  Formal training programs in clinical or basic sciences
that include stipends for these students are supported by other
funding mechanisms at the NIH, such as the National Research Service
Awards (T-32s) and do not, therefore, fall within the purview of this
request.

Applicants from institutions that have a General Clinical Research
Center (GCRC) funded by the NIH National Center for Research
Resources may wish to identify the GCRC as a resource for conducting
the proposed research.  If so, a letter of agreement from either the
GCRC program director or principal investigator should be included
with the application.

SPECIAL REQUIREMENTS

Collaborative Organization

The application should include a plan to maintain close collaboration
and communication among members this STD CRC (and potentially among
of the seven other STD CRCs) and an organizational chart showing the
name, the organization and the scientific discipline of the Principal
Investigator, the Project Leaders, and the key personnel for the
projects and cores.  The application must also include a signed
letter of agreement from each collaborator and/or consultant to the
program indicating willingness to participate in the program and a
description of the exact nature of the participation.

Terms and Condition of Award

The following terms and conditions will be incorporated into the
award statement and provided to the Principal Investigator as well as
the institutional official at the time of award.

These special Terms of Award are in addition to, and not in lieu of,
otherwise applicable OMB administrative guidelines, HHS Grant
Administration Regulations at 45 CFR Parts 74 and 92, and other HHS,
PHS, and NIH Grant Administration policy statements.

The administrative and funding instrument used for this program is
the cooperative agreement (U19), an "assistance" mechanism (rather
than an "acquisition" mechanism), in which substantial NIH scientific
and/or programmatic involvement with the awardee is anticipated
during the performance of the activity.  Under the cooperative
agreement, the NIH purpose is to support and/or stimulate the
recipient's activity by involvement in and  otherwise working jointly
with the award  recipient in a partner role, but it is not to assume
direction, prime responsibility, or a dominant role in the activity.

Awards will be made to an institution on behalf of a Principal
Investigator who will be responsible for the coordination of STD CRC
scientific and administrative activities.  Support of all CRC
activities will be coordinated through a Central Operations Office
located within the applicant organization.

1. Awardee Rights and Responsibilities

Awardees will have primary responsibility for defining the details
for the project within the guidelines of the RFA and for performing
the scientific activity, and agree to accept close coordination,
cooperation, and participation of NIAID staff in those aspects of
scientific and technical management of the project described in 2.
below.  Specifically, awardees have primary responsibilities as
described below.

Under the Cooperative Agreement, a partnership relationship exists
between the recipient of the award and NIAID in which successful
applicants are responsive to the guidelines and conditions set forth
in the RFA.  At the same time, investigators are expected to define
research objectives and approaches in accord with their own interests
and perceptions of novel and exploitable approaches to the research
which ultimately is likely to result in improved prevention and
control of STDs.

It is the primary responsibility of the Principal Investigator to
clearly state the objectives and approaches of the research, to plan
and conduct the research stipulated in the proposal, and to ensure
that the results obtained are analyzed and published in a timely
manner.  NIAID may periodically review and generate internal reports
>From data and progress reports developed under this cooperative
agreement. Awardees will retain custody of and have primary rights to
the data developed under this award, subject to Government rights of
access consistent with current HHS, PHS, and NIH policies.

The multi-disciplinary and collaborative nature of the STD CRCs
creates an extraordinary opportunity for information exchange and
scientific advancement in STD research.  Principal Investigators are
expected to take advantage of this opportunity by participation in
both formal events established expressly for this purpose and
informal investigator-initiated dialogues.

2. NIAID Staff Responsibilities

The NIAID will have substantial scientific/programmatic involvement
during the conduct of this activity, through technical assistance,
advice and coordination above and beyond normal program stewardship
for grants, as described below.

The NIAID will work closely with the Principal Investigators and
shall be represented by a Scientific Coordinator (Program Officer).
The Scientific Coordinator will be a program officer in the STD
Branch of NIAID.  During the award period, the NIAID Scientific
Coordinator may provide appropriate assistance, advice, and guidance
in:  design of research activities; coordination and facilitation of
information, technology, and reagent exchange between STD CRCs; data
collection and analysis; assistance in review and selection of
developmental fund applicants; and technical and administrative
activities of CRCs.  However, it is again emphasized that the role of
NIAID will be to facilitate and not to direct the activities of the
STD CRC.  It is anticipated that decisions in all activities outlined
within this RFA will be reached by consensus of the investigators and
that the NIAID Scientific Coordinator will be given the opportunity
to offer input to this process.

3. Collaborative Responsibilities

The CRC Principal Investigator of the Adolescents and STDs CRC and
the other seven STD CRCs and NIAID Scientific Coordinator will meet
twice a year to review progress of the CRCs at the NIH in Bethesda,
Maryland (or at a site designated by NIAID).  The first such meeting
will be a Post Award Meeting.  In addition, two workshops for the
Principal Investigators and CRC Project Leaders will be convened
during the project period to share STD research advances, and to
discuss STD research needs and opportunities, to develop
collaborations.  It is likely that workshops will be convened in Year
1 and Year 3 of the project period at the NIH in Bethesda, Maryland
(or at a site designated by NIAID).  Applicants should be aware that
there are no additional travel monies available.  Funds for travel to
all meetings must be included in applicant's budget.

A critical element of the STD CRCs' success is the degree of
communication among its members.  Therefore, additional informal
meetings among participants from other STD CRCs as well as regular
telephone and written communication will be encouraged.

4. Arbitration

Any disagreement that may arise on scientific/programmatic matters
(within the scope of the award) between award recipients and the
NIAID may be brought to arbitration.  An arbitration panel will be
composed of three members -- one selected by the Principal
Investigator, a second member selected by the NIAID, and the third
member selected by the two prior members.  This special arbitration
procedure in no way affects the awardee's right to appeal an adverse
action that is otherwise appealable in accordance with PHS
regulations at 42 CFR part 50, subpart D, and HHS regulation at 45
CFR part 16.

In the event that research supported by the Cooperative Agreement
results in development of a therapeutic or other medical
intervention, NIAID will retain the option to cross-file or
independently file an application for investigational clinical trial
(i.e., an Investigational New Drug Application [IND]) to the United
States Food and Drug Administration.  Reports of data generated by
the CRC or any of its members which are required for inclusion in
INDs and Clinical Brochures and for cross-filing purposes will be
submitted by the Principal Investigator to the Scientific Coordinator
upon request.  Such reports will be in final draft form and include
background information, methods, results, and conclusion.  They will
be subject to approval and revision by NIAID and may be augmented
with test results from other Government sponsored projects prior to
submission to the appropriate regulatory agency.

STUDY POPULATIONS

A strong emphasis is placed on studying STDs in adolescent
populations that are disproportionately affected.  These populations
include women and minorities.  Subjects may be recruited or specimens
obtained from domestic sites or through collaborations with foreign
institutions in developing countries if the collaboration is
beneficial to the foreign country and offers the potential for
collection of STD data that are pertinent to U.S. populations and
could not be generated as effectively in the United States.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification are
provided that inclusion is inappropriate with respect to the health
of the subjects of the purpose of the research.  This policy results
>From the NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43).

All investigators proposing research involving human subjects should
read the "NIH Guidelines for Inclusion of Women and Minorities as
Subjects in Clinical Research", which have been published in the
Federal Register of March 28, 1994 (FR 59 14508-14513) and the NIH
Guide for Grants and Contracts, Vol. 23, No. 11, March 18, 1994.

Investigators may obtain copies from these sources or from the
program staff listed under INQUIRIES.  Program staff may also provide
additional relevant information concerning the policy.

LETTER OF INTENT

Prospective applicants are asked to submit, by October 15, 1997, a
letter of intent that includes a descriptive title of the overall
proposed research; the name, address, and telephone number of the
Principal Investigator; a list of the key investigators and their
institution(s), and the number and title of the RFA in response to
which the application may be submitted.  Although the letter of
intent is not required, is not binding, does not commit the sender to
submit an application, and does not enter into the review of
subsequent applications, the information that it contains allows
NIAID staff to estimate the potential review workload and to avoid
conflict of interest in the review.  The letter of intent is to be
sent to Dr. Madelon Halula at the address listed under INQUIRIES.

APPLICATION PROCEDURES

Before preparing an application, the applicant should carefully read
the new information brochure accompanying the RFA, "NIAID Program
Project Grants and Multiproject Cooperative Agreements".
Instructions for formatting the application as outlined in the
brochure should be followed carefully.  Failure to follow the
instructions may result in unnecessary delays in the review process.

Applications are to be submitted on the standard research grant
application form PHS 398 (rev. 5/95).  Application forms are
available at most institutional offices of sponsored research and
>From the Division of Extramural Outreach Information Resources,
National Institutes of Health, 6701 Rockledge Drive, MSC 7910,
Bethesda, MD 20892-7910, telephone (301) 435-0714, email:
asknih@odrockm1.od.nih.gov.

Applications from multi-component consortia must contain a single
face page, an overall budget page, and separate budget pages for each
institution involved.

The RFA label available in the PHS 398 (rev. 5/95) application form
must be affixed to the bottom of the face page of the application.
Failure to use this label could result in delayed processing of the
application such that it may not reach the review committee in time
for review.  In addition, the RFA title and number must be typed on
line 2 of the face page of the application form and the YES box must
be marked.

Submit a signed, typewritten original of the application, including
the checklist, and three signed, exact, single-sided photocopies, in
one package, to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE - MSC 7710
BETHESDA, MD  20892-7710
BETHESDA, MD  20817 (for express/courier service)

At the time of submission, two additional exact copies of the grant
application and five sets of appendix material must also be sent to:

Dr. Madelon Halula
Division of Extramural Activities
National Institute of Allergy and Infectious Diseases 6003 Executive
Boulevard, Room 4C-16
Bethesda, MD  20892
Rockville, MD  20852 (for express/courier service)

Applications must be received by the January 8, 1998.  All
components, subparts and sections of the application must be collated
into the application, and the packages sent to the DRG and to the
NIAID must each be complete in themselves.  Applications that do not
conform to the instructions contained in PHS 398 (rev. 5/95)
application kit will be judged nonresponsive and will be returned to
the applicant.

Current NIH policy permits a component research project of a
multiproject grant application to be concurrently submitted as a
traditional individual research project (R01) application.  If,
following review, both the multiproject application and the R01
application are found to be in the fundable range, the investigator
must relinquish the R0l and will not have the option to withdraw from
the multiproject grant.  This is an NIH policy intended to preserve
the scientific integrity of a multiproject grant, which may be
seriously compromised if a strong component project(s) is removed
>From the program.  Investigators wishing to participate in a
multiproject grant must be aware of this policy before making a
commitment to the Principal Investigator and awarding institution.

REVIEW CONSIDERATIONS

Review Method

Upon receipt, applications will be reviewed for completeness by the
Division of Research Grants (DRG) and for responsiveness by NIAID
staff.  Incomplete and non-responsive applications will be returned
to the applicant without further consideration or review.

As part of the initial merit review, a process may be used by the
initial review group in which applications will be determined to be
competitive or non-competitive based on their scientific merit
relative to other applications received in response to the RFA.
Applications judged to be competitive  will be discussed and assigned
a priority score.  The NIAID will remove from competition those
applications judged to be non-competitive for award and will notify
the Principal Investigators and institutional business officials.
For applications found non-competitive, summary reports will be very
brief and will only highlight the major  reason(s) for the non-
competitive rating.

Those applications judged by the reviewers to be competitive for
award will be further reviewed for scientific and technical merit by
a review committee convened by the Division of Extramural Activities,
NIAID.  The second level of review will be provided by the National
Advisory Allergy and Infectious Diseases Council.

Review Criteria

The review criteria are stated in the NIAID Program Project Grants
and Multiproject Cooperative Agreements brochure which accompanies
the RFA.  In addition, applicants are expected to address research
priorities, objectives, and other requirements stated in this RFA as
well as the following:

o  the scientific and technical significance, merit, and originality
of the research projects and anticipated contributions to the
prevention and control of STDs;

o  the scientific expertise and experience of the Principal
Investigator, the Project Leaders and key project and core personnel;

o  documentation of a strong capability in adolescent medicine,
adequate and appropriate patient populations, disease prevalence, and
historical success of recruitment and retention of subjects;

o  inclusion of populations that are not currently represented in
existing STD CRCs;

o  documentation of the sponsoring institution's commitment to the
cooperative program and willingness to accept the participation and
assistance of NIAID staff;

o  adequacy of proposed plan for coordination and communication
within the applicant STD CRC and with NIAID and other STD CRCs; and

o  adequacy of review plan and selection criteria for new
investigators making application to the optional Developmental Funds.

In addition, applications from existing STD CRCs must include a
comprehensive progress report (as stated above under Objectives and
Scope) and demonstrate successful collaborative activities supported
through their CRC.  Applicants who have not had an STD CRC should
explain how they will establish successful collaborative efforts.

AWARD CRITERIA

Funding decisions will be made on the basis of scientific and
technical merit as determined by peer review, program priorities and
balance, and availability of funds.  Program balance takes into
account pathogen(s) proposed for study, the potential impact on
health of women, minorities and adolescents, as well as geographic
distribution of the existing CRCs (of particular interest is access
to populations that are currently not being studied in other STD
CRCs).

INQUIRIES

Written and telephone inquiries concerning this RFA are encouraged.
The opportunity to clarify any issues or questions from potential
applicants is welcome.

Direct inquiries regarding programmatic issues to:

Dr. Penelope J. Hitchcock
Division of Microbiology and Infectious Diseases
National Institute of Allergy and Infectious Diseases 6003 Executive
Boulevard, Room 3A-24
Bethesda, MD  20892
Bethesda, MD  20852 (for express/courier service
Telephone:  (301) 402-0443
Email:  ph22k@nih.gov

Direct inquiries regarding review issues, address the letter of
intent to, and mail two copies of the application and all five sets
of appendices to:

Dr. Madelon Halula
Division of Extramural Activities
National Institute of Allergy and Infectious Diseases 6003 Executive
Boulevard, Room 4C-16
Bethesda,  MD  20892
Bethesda, MD  20852 (for express/courier service
Telephone: (301) 402-2636
FAX:  (301) 402-2638
Email:  mh30x@nih.gov

Direct inquiries regarding fiscal matters to:

Ms. Sharie Bernard
Division of Extramural Activities
National Institute of Allergy and Infectious Diseases 6003 Executive
Boulevard, Room 4B-33
Bethesda, MD  20892
Telephone:  (301) 496-7075

Schedule

Letter of Intent Receipt Date:  October 15, 1997
Application Receipt date:       January 8, 1998
Scientific Review Date:         April 1998
Advisory Council Date:          June 1998
Earliest Award Date:            August 1998

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance No. 93.855 Immunology, Allergic and Immunological Diseases
Research and 93.856 Microbiology and Infectious Diseases Research.
Grants are awarded under the authority of the Public Health Service
Act, Section 301 (42 USC 241) and administered under PHS grants
policies and Federal Regulations, most specifically at 42 CFR Part 52
and 45 CFR Part 74.  This program is not subject to the
intergovernmental review requirements of the Executive Order 12372 or
Health Systems Agency review.

The PHS and EPA strongly encourage all grant recipients to provide a
smoke-free workplace and promote the non-use of all tobacco products.
In addition, Public Law 103-227, the Pro-Children Act of 1994,
prohibits
smoking in certain facilities (or, in some cases, any portion of a
facility) in which regular or routine education, library, day care,
health care, or early childhood development services are provided to
children.  This is consistent with the EPA and PHS missions to
protect
and advance the physical and mental health of the American people.

ADDENDUM

STD CRCs can serve as important resources to increase awareness of
the prevention, diagnosis, and treatment of STDs in the public
health, the lay and the local medical communities.  The NIAID has
been involved with the Centers for Disease Control's (CDC)
Accelerated Research Program in STDs.  Several proposed projects for
this CDC program involve collaborations between the existing STD CRCs
and state and local health departments.  Applicants with interest in
this area should contact the Division of STDs/HIV, National Center
for Prevention Services, CDC for information on support of outreach
projects.

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GENES AND MECHANISMS UNDERLYING PRIMARY IMMUNODEFICIENCY

NIH Guide, Volume 26, Number 29, August 29, 1997

PA NUMBER:  PA-97-099

P.T.

National Institute of Allergy and Infectious Diseases National
Institute of Child Health and Human Development

PURPOSE

The National Institute of Allergy and Infectious Diseases (NIAID) and
the National Institute of Child Health and Human Development (NICHD),
National Institutes of Health (NIH), invite applications for research
studies to:  identify and characterize genes that cause primary
immunodeficiency diseases; characterize the molecular mechanisms
involved in primary immunodeficiency diseases which are not the
result of a single defective gene; identify the immunologic role of
defective gene products and their normal counterparts; and, based on
this knowledge, develop more effective approaches for the diagnosis,
treatment, and prevention of these disorders.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Program
Announcement, "GENES AND MECHANISMS UNDERLYING PRIMARY
IMMUNODEFICIENCY", is related to the priority areas of Maternal and
Infant Health and Diabetes and Chronic Disabling Diseases.  Potential
applicants may obtain a copy of "Healthy People 2000" (Full Report:
Stock No. 017-001-00474-0 or Summary Report:  Stock No.
017-001-00473-1) through the Superintendent of Documents, Government
Printing Office, Washington, DC 20402-9325 (telephone 202-512-1800).

ELIGIBILITY

Applications may be submitted by for profit and non-profit
organizations, public and private, such as universities, colleges,
hospitals, laboratories, units of State and local governments, and
eligible agencies of the Federal government.  Domestic and foreign
institutions are eligible to apply for R01 grants.  Domestic
institutions are eligible for First Independent Research Support and
Transition Award (FIRST)(R29) grants.  Foreign institutions are not
eligible for FIRST award (R29) grants. Racial/ethnic minority
individuals, women, and persons with disabilities are encouraged to
apply as Principal Investigators.

MECHANISMS OF SUPPORT

Mechanisms supported by NIAID and NICHD in this PA are the
traditional research project grant (R01) and the FIRST award (R29)
grant.  Applications for R01 grants may request up to five (5) years
of support, however, foreign application may not request more than 3
years of support; applications for R29 grants must request five years
of support.  Responsibility for the planning, direction, and
execution of the proposed research for all applicable mechanisms of
support will be solely that of the applicant.

RESEARCH OBJECTIVES

Background

Primary immunodeficiency diseases are a heterogeneous group of
diseases all of which are characterized by an immune system
dysfunction that is responsible for clinical features such as
increased susceptibility to infection and abnormal inflammatory
responses.  There are more than 70 such diseases (e.g., Wiskott-
Aldrich Syndrome, Ataxia-telangiectasia, Bare Lymphocyte Syndrome).
Although many are rare it has been estimated that as many as 500,000
individuals in the United States are affected, of whom 5,000-10,000
(many of them children) are severely affected.  The causative genes
and pathogenic mechanisms for many of these diseases have not been
identified.  Morbidity, mortality, medical and social costs for
severely affected individuals and their families are extremely high.

Remarkable progress has been made in the identification and cloning
of genes which cause primary immunodeficiency diseases.  These
include: 1)  X-linked Agammaglobulinemia, an antibody deficiency
disease in which all classes of antibody are low or absent; the
defective gene encodes Btk, an enzyme found in the cytoplasm of B
lymphocytes; 2)  X-linked Severe Combined Immunodeficiency, an
immunodeficiency in which both cellular and humoral immunity are
deficient; the defective gene encodes the common gamma chain of many
of the cytokine receptors on T lymphocytes; 3) X-linked Hyper-IgM
Syndrome in which IgM antibodies are normal or elevated but IgG and
IgA are low or absent; the defective gene encodes a protein expressed
on activated T lymphocytes called CD40 ligand; 4)  Wiskott-Aldrich
Syndrome, an immunodeficiency involving T and B lymphocytes and
platelets; the defective gene encodes a previously unknown protein
whose function is not yet known; and 5)  Chronic Granulomatous
Disease in which patients suffer from defective neutrophil function;
the defective genes encode proteins which are important for the
production of microbicidal oxidants.

Research Objectives and Scope

The research objectives of this PA are to:  identify and characterize
genes that cause primary immunodeficiency diseases; characterize the
molecular mechanisms involved in primary immunodeficiency diseases
which are not the result of a single defective gene, identify the
immunologic role of defective gene products and their normal
counterparts; and, based on this knowledge, develop more effective
approaches for the diagnosis, treatment, and prevention of these
disorders.

The identification of the genes described in the background section
provides the opportunity for detailed evaluation of the roles that
the products of these genes play in normal immune system function.
Progress in genome mapping and the application of positional cloning
techniques provide the opportunity to identify and characterize the
genetic defects in additional disorders.  For disorders which are not
caused by a single genetic defect, advances in the understanding of
the molecular mechanisms of immunity provide opportunities for
characterization of the pathogenic mechanisms.

Research topics of interest include, but are not limited to, the
following:

Identification of previously unidentified defective  single genes
which cause primary immunodeficiency  e.g., X-linked
Lymphoproliferative Syndrome, Chediak- Higashi Syndrome)

Characterization of the molecular mechanisms involved  in the
pathogenesis of immunodeficiency diseases which  are not the result
of a single defective gene (e.g.,  Common Variable Immunodeficiency)

Characterization of the immunologic role of genes whose  defects
cause primary immunodeficiency, including  cellular expression,
ligands, signaling pathways and  molecular interactions

Delineation of the mechanisms for associated clinical  abnormalities
not apparently explained by the known  genetic defect (e.g.
neutropenia in Hyper IgM Syndrome)

Identification of genetic and other factors which  result in
different levels of severity by exacerbating  or compensating for the
mutations in these genes

Characterization of the transcriptional regulation of  the defective
genes

Characterization of the defective genes in mouse models  of
immunodeficiency

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification are
provided that inclusion is inappropriate with respect to the health
of the subjects of the purpose of the research.  This policy results
>From the NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43). All investigators proposing research involving human
subjects should read the "NIH Guidelines for Inclusion of Women and
Minorities as Subjects in Clinical Research", which have been
published in the Federal Register of March 28, 1994 (FR 59
14508-14513) and the NIH Guide for Grants and Contracts, Vol. 23, No.
11, March 18, 1994.

APPLICATION PROCEDURES

Applications are to be submitted on the grant application for PHS 398
(rev. 5/95) and will be accepted on the standard application
deadlines as indicated on the application kit.  Application kits are
available at most institutional offices of sponsored research and may
be obtained from the Division of Extramural Outreach and Information
Resources, National Institutes of Health, 6701 Rockledge Drive, MSC
7910, Bethesda, MD 20892-7910, telephone (301) 435-0714, email:
asknih@odrockm1.nih.gov.

For purposes of identification and processing, item 2 on the face
page of the application must be marked "YES".  The PA number and the
PA title must also be typed in section 2.

The completed, signed original and five legible, single-sided copies
of the application must be sent or delivered to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040, MSC 7710
BETHESDA, MD 20892-7710
BETHESDA, MD 20817-7710 (for express/courier service)

R29 applications must include at least three (3) sealed letters of
reference attached to the face page of the original application.
FIRST applications submitted without the required number of reference
letters will be considered incomplete and will be returned without
review.

Applicants from institutions that have a General Clinical Research
Centers (GCRC) funded by the NIH National Center for Research
Resources may wish to identify the Center as a resource for
conducting the proposed research.  If so, a letter of agreement from
the GCRC Program Director must be included in the application
material.

REVIEW CONSIDERATIONS

Review Procedures

Applications will be assigned on the basis of established PHS
referral guidelines. Upon receipt, applications will be reviewed for
completeness by the NIH Division of Research Grants.  Incomplete
applications will be returned to the applicant without further
consideration.  Applications will be reviewed for scientific and
technical merit by study sections of the Division of Research Grants,
NIH, in accordance with the standard NIH peer review procedures.

As part of the initial merit review, all applications will receive a
written critique and undergo a process in which only those
applications deemed to have the highest scientific merit, generally
the top half of the applications under review, will be discussed,
assigned a priority score, and receive a second level review by the
appropriate national advisory council.

Review Criteria

The five criteria to be used in the evaluation of grant applications
are listed below.  To put those criteria in context, the following
information is contained in instructions to the peer reviewers.

The goals of NIH-supported research are to advance our understanding
of biological systems, improve the control of disease, and enhance
health.  The reviewers will comment on the following aspects of the
application in their written critiques in order to judge the
likelihood that the proposed research will have a substantial impact
on the pursuit of these goals.  Each of these criteria will be
addressed and considered by the reviewers in assigning the overall
score weighting them as appropriate for each application.  Note that
the application does not need to be strong in all categories to be
judged likely to have a major scientific impact and thus deserve a
high priority score.  For example, an investigator may propose to
carry out important work that by its nature is not innovative but is
essential to move a field forward.

1.  Significance.  Does this study address an important problem? If
the aims of the application are achieved, how will scientific
knowledge be advanced?  What will be the effect of these studies on
the concepts or methods that drive this field?

2.  Approach.  Are the conceptual framework, design, methods, and
analyses adequately developed, well-integrated, and appropriate to
the aims of the project?  Does the applicant acknowledge potential
problem areas and consider alternative tactics?

3.  Innovation.  Does the project employ novel concepts, approaches
or method?  Are the aims original and innovative? Does the project
challenge existing paradigms or develop new methodologies or
technologies?

4.  Investigator.  Is the investigator appropriately trained and well
suited to carry out this work?  Is the work proposed appropriate to
the experience level of the principal investigator and other
researchers (if any)?

5.  Environment.  Does the scientific environment in which the work
will be done contribute to the probability of success?  Do the
proposed experiments take advantage of unique features of the
scientific environment or employ useful collaborative arrangements?
Is there evidence of institutional support?

The initial review group will also examine: the appropriateness of
proposed project budget and duration; the adequacy of plans to
include both genders and minorities and their subgroups as
appropriate for the scientific goals of the research and plans for
the recruitment and retention of subjects; the provisions for the
protection of human and animal subjects; and the safety of the
research environment.

AWARD CRITERIA

Applications will compete for available funds with all other
favorably recommended applications.  The following will be considered
when making funding decisions: quality of the proposed project as
determined by peer review, program balance, and availability of
funds.

INQUIRIES

Written and telephone inquiries are encouraged.  The opportunity to
clarify any issues or questions from potential applicants is welcome.

Inquiries regarding programmatic (research scope and eligibility)
issues may be directed to:

Howard B. Dickler, M.D.
Chief, Clinical Immunology Branch
Division of Allergy, Immunology, and Transplantation National
Institute of Allergy and Infectious Diseases Solar Building, Room
4A-19
6003 Executive Blvd.
Bethesda, MD 20892-7640
Telephone: (301) 496-7104
FAX:  (301) 402-2571
EMAIL:  hd7e@nih.gov

Allan Lock, D.V.M.
Health Science Administrator
Developmental Biology, Genetics and Teratology Branch Center for
Research for Mothers and Children
National Institute of Child Health and Human Development Building
61E, Room 4B01B
6100 Executive Boulevard
Bethesda, MD 20892-7510
Telephone: (301) 496-5541
FAX:  (301) 402-4083
EMAIL:  LockA@hd01.nichd.nih.gov

Direct inquiries regarding fiscal matters to:

Maryellen Connell
Grants Management Branch
Division of Extramural Activities
National Institute of Allergy and Infectious Diseases Solar Building,
Room 4B-28
6003 Executive Blvd.
Bethesda, MD 20892-7610
Telephone: (301-402-5576)
Fax: (301-480-3780)
Email: mc40u@nih.gov

or

Douglas Shawver
Grants Management Branch
National Institute of Child Health and Human Development Building
61E, Room 8A17 MSC-7510
6100 Executive Boulevard
Bethesda, MD 20892-7510
Telephone: (301) 496-1303
FAX:  (301) 402-0915
EMAIL:  ShawverD@hd01.nichd.nih.gov

AUTHORITY AND REGULATIONS

This program is supported under authorization of the Public Health
Service Act, Sec. 301(c), Public Law 78-410, as amended.  The
Catalogue of Federal Domestic Assistance Citations are No. 93.855 -
Immunology, Allergy, and Transplantation Research and No. 93.865 -
Research for Mothers and Children.  Awards will be administered under
PHS grants policies and Federal Regulations 42 CFR Part 52 and 45 CFR
Part 74.  This program is not subject to the intergovernmental review
requirements of Executive Order 12372 or Health Systems review.

The PHS strongly encourages all grant and contract recipients to
provide a smoke-free workplace and promote the non-use of all tobacco
products.  In addition, Public Law 103-227, the Pro-Children Act of
1994, prohibits smoking in certain facilities (or in some cases, any
portion of a facility) in which regular or routine education,
library, day care, health care or early childhood development
services are provided to children.  This is consistent with the PHS
mission to protect and advance the physical and mental health of the
American people.

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Subject: NIH Guide, vol. 26, no. 29, pt. 1of1, 29 August 1997
Date: 2 Sep 1997 14:38:34 -0700
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NIH GUIDE - Vol. 26, No. 29 - August 29, 1997

$$INDEX BEGIN *******************************************************

                               NOTICES

$$INDEX N1 **********************************************************

CHANGE IN RECEIPT DATES FOR NIDA RESEARCH CENTERS GRANT PROGRAM
National Institute on Drug Abuse
INDEX:  DRUG ABUSE

               NOTICES OF AVAILABILITY (RFPs/RFAs/PAs)

$$INDEX R1 01/08/98 *************************************************

ADOLESCENTS AND STDS COOPERATIVE RESEARCH CENTER (RFA AI-97-003)
National Institute of Allergy and Infectious Diseases INDEX:
ALLERGY, INFECTIOUS DISEASES

$$INDEX R2 01/21/98 *************************************************

CENTERS FOR CHILDREN'S ENVIRONMENTAL HEALTH AND DISEASE PREVENTION
RESEARCH (RFA ES-97-004)
National Institute of Environmental Health Sciences
U.S. Environmental Protection Agency, National Center for
Environmental Research and Quality Assurance
INDEX:  ENVIRONMENTAL HEALTH SCIENCES; ENVIRONMENTAL PROTECTION
AGENCY

$$INDEX P1 **********************************************************

AUTOIMMUNITY: GENETICS, MECHANISMS, AND SIGNALING (PA-97-098)
National Institute of Allergy and Infectious Diseases National
Institute of Diabetes and Digestive and Kidney Diseases National
Institute of Arthritis, Musculoskeletal and Skin Diseases National
Institute on Aging
Office of Research on Women's Health
INDEX:  ALLERGY, INFECTIOUS DISEASES; DIABETES, DIGESTIVE, KIDNEY
DISEASES; ARTHRITIS, MUSCULOSKELETAL, SKIN DISEASES; AGING; WOMEN'S
HEALTH

$$INDEX P2 **********************************************************

GENES AND MECHANISMS UNDERLYING PRIMARY IMMUNODEFICIENCY (PA-97-099)
National Institute of Allergy and Infectious Diseases National
Institute of Child Health and Human Development INDEX:  ALLERGY,
INFECTIOUS DISEASES; CHILD HEALTH, HUMAN DEVELOPMENT

$$INDEX P3 **********************************************************

REGULATION OF THE IMMUNE RESPONSE (PA-97-100)
National Institute of Allergy and Infectious Diseases National
Institute on Aging
National Institute of Diabetes and Digestive Diseases and Kidney
Diseases
National Institute of Arthritis and Musculoskeletal and Skin Diseases
INDEX:  ALLERGY, INFECTIOUS DISEASES; AGING; DIABETES, DIGESTIVE
DISEASES, KIDNEY DISEASES; ARTHRITIS, MUSCULOSKELETAL, SKIN DISEASES

$$INDEX P4 **********************************************************

BASIC MECHANISMS OF VACCINE EFFICACY (PA-97-101)
National Institute of Allergy and Infectious Diseases National
Institute of Dental Research
National Institute on Aging
National Institute of Child Health and Human Development INDEX:
ALLERGY, INFECTIOUS DISEASES; DENTAL RESEARCH; AGING; CHILD HEALTH,
HUMAN DEVELOPMENT

$$INDEX P5 **********************************************************

NINDS CLINICAL TRIAL PLANNING GRANT (PAR-97-102)
National Institute of Neurological Disorders and Stroke INDEX:
NEUROLOGICAL DISORDERS, STROKE

$$INDEX P6 **********************************************************

PILOT CLINICAL TRIAL GRANT FOR NEUROLOGICAL DISEASE (PAR-97-103)
National Institute of Neurological Disorders and Stroke INDEX:
NEUROLOGICAL DISORDERS, STROKE

$$INDEX P7 **********************************************************

CENTERS FOR BEHAVIORAL SCIENCE RESEARCH IN MENTAL HEALTH (PAR-97-104)
National Institute of Mental Health
INDEX:  MENTAL HEALTH

The NIH GUIDE is available electronically via LISTSERV subscription,
and is also on the NIH gopher (gopher.nih.gov) and the NIH website
(http://www.nih.gov). Alternative access is through the NIH Grant
Line via modem (data line 301/402-2221); contact Dr. John James at
301/435-2801 for details on the NIH Grant Line.

All competing grant applications submitted to the National Institutes
of Health must be sent to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040 - MSC 7710
BETHESDA, MD  20892-7710
BETHESDA, MD  20817 (for express/courier service)

ASKNIH is a service of the Division of Extramural Outreach &
Information Resources, Office of Extramural Research, Office of the
Director, NIH.  ASKNIH is the point of contact for obtaining general
information about NIH extramural research & research training
programs, requesting publications, and learning more about obtaining
the NIH GUIDE and other information on the NIH web site.  ASKNIH is
also the contact aid which organizations should request application
kits and forms.

ASKNIH
NATIONAL INSTITUTES OF HEALTH
EMAIL:  ASKNIH@odrockm1.od.nih.gov
FAX:  (301) 480-0525
TELEPHONE:  (301) 435-0714

INQUIRIES ABOUT THE NOTICES, PAs, AND RFAs IN THIS PUBLICATION SHOULD
BE DIRECTED TO THE NIH STAFF MEMBER IDENTIFIED AT THE END OF EACH
ITEM.

THE PHS STRONGLY ENCOURAGES ALL GRANT AND CONTRACT RECIPIENTS TO
PROVIDE A SMOKE-FREE WORKPLACE AND PROMOTE THE NON-USE OF ALL TOBACCO
PRODUCTS.  IN ADDITION, PUBLIC LAW 103-227, THE PRO-CHILDREN ACT OF
1994, PROHIBITS SMOKING IN CERTAIN FACILITIES (OR IN SOME CASES, ANY
PORTION OF A FACILITY) IN WHICH REGULAR OR ROUTINE EDUCATION,
LIBRARY, DAY CARE, HEALTH CARE OR EARLY CHILDHOOD DEVELOPMENT
SERVICES ARE PROVIDED TO CHILDREN.  THIS IS CONSISTENT WITH THE PHS
MISSION TO PROTECT AND ADVANCE THE PHYSICAL AND MENTAL HEALTH OF THE
AMERICAN PEOPLE.

$$INDEX END *********************************************************

                               NOTICES

$$N1 BEGIN **********************************************************

CHANGE IN RECEIPT DATES FOR NIDA RESEARCH CENTERS GRANT PROGRAM

NIH Guide, Volume 26, Number 29, August 29, 1997

P.T.

National Institute on Drug Abuse

The National Institute on Drug Abuse (NIDA) wishes to give notice of
a change in the receipt dates for Center grant applications submitted
under NIDA's Research Center Grant Program Guidelines, December 1995.
The previous receipt dates were June 1 and October 1 annually.
Effective immediately, NIDA will accept applications under the NIDA
Research Center Grant Program using the three standard receipt dates
of February 1, June 1, and October 1 (annually).

INQUIRIES

Inquiries regarding this notice may be directed to:

Jacqueline R. Porter
Office of Extramural Program Review
National Institute on Drug Abuse
5600 Fishers Lane, Room 10-42
Rockville, MD  20857
Telephone:  (301) 443-2755
Email:  jp86z@nih.gov

$$N1 END ************************************************************

               NOTICES OF AVAILABILITY (RFPs/RFAs/PAs)

$$R1 BEGIN AI-97-003 FULL-TEXT **************************************

ADOLESCENTS AND STDS COOPERATIVE RESEARCH CENTER

NIH Guide, Volume 26, Number 29, August 29, 1997

RFA AVAILABLE:  AI-97-003

P.T.

National Institute of Allergy and Infectious Diseases

Letter of Intent Receipt Date:  October 15, 1997
Application Receipt Date:  January 8, 1998

PURPOSE

The purpose of this Request for Applications (RFA) is to stimulate
multi-disciplinary, collaborative research to further understanding
of sexually transmitted diseases (STDs) in adolescent populations and
to develop and evaluate effective approaches to their prevention and
control. The Sexually Transmitted Diseases Branch of the Division of
Microbiology and Infectious Diseases (DMID) of the National Institute
of Allergy and Infectious Diseases (NIAID) invites grant applications
for an Adolescents and Sexually Transmitted Diseases Cooperative
Research Center (STD CRC).  The Institute recognizes that adolescents
>From all segments of society are at extremely high risk for STDs.
Furthermore there are unique biomedical and behavioral factors that
underlie the risk of STD acquisition and transmission in adolescents.
Therefore, a research program that specifically focuses on STDs in
this young, at-risk population is likely to be highly productive.
The STD CRC will provide a multi-disciplinary approach to STD
research by bridging biomedical, clinical, behavioral, and
epidemiological research; will foster interaction among STD
investigators; and will facilitate intervention-oriented research.

The estimated total funds (direct and indirect costs) available for
the first year of support for awards under this RFA will be $1.2
million.  In Fiscal Year 1998, the NIAID plans to fund one
Adolescents and STD CRC.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This RFA,
Adolescents and Sexually Transmitted Diseases Cooperative research
Center (STD CRC), is related to the priority areas of STDs & AIDS.
Potential applicants may obtain a copy of "Healthy People 2000" (Full
Report:  Stock No. 017-001-00474-0 or Summary Report:  Stock No.
017-001-00473-1) through the Superintendent of Documents, Government
Printing Office, Washington, DC 20402-0325 (telephone 202-512-1800).

INQUIRIES

The RFA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov), and by mail and email from the
program contact listed below.

Penelope J. Hitchcock
Division of Microbiology and Infectious Diseases
National Institute of Allergy and Infectious Diseases 6003 Executive
Boulevard, Room 3A24
Bethesda, MD  20892
Telephone:  (301) 402-0443
FAX:  (301) 402-1456
Email:  ph22k@nih.gov

$$R1 END ************************************************************

$$R2 BEGIN ES-97-004 FULL-TEXT **************************************

CENTERS FOR CHILDREN'S ENVIRONMENTAL HEALTH AND DISEASE PREVENTION
RESEARCH

NIH Guide, Volume 26, Number 29, August 29, 1997

RFA AVAILABLE:  ES-97-004

P.T.

National Institute of Environmental Health Sciences
U.S. Environmental Protection Agency, National Center for
Environmental Research and Quality Assurance

Letter of Intent Receipt Date:  September 30, 1997
Application Receipt Date:  January 21, 1998

PURPOSE

Establish research/prevention programs addressing environmental
contributions to children's health; facilitate translation into
clinical applications and intervention strategies to reduce the
incidence of environmentally related childhood disease; establish a
network that fosters communication, innovation, and research
excellence with the goal of reducing morbidity among children as a
result of exposure to harmful environmental agents.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Request
for Applications (RFA), Specialized Centers in Children's
Environmental Health, is related to the priority area of
Environmental Health. Potential applicants may obtain a copy of
"Healthy People 2000" (Full Report:  Stock No. 017-001-00474-0 or
Summary Report: Stock No. 017-001-00473-1) through the Superintendent
of Documents, Government Printing Office, Washington, DC 20402-9325
(telephone 202-512-1800).

INQUIRIES

The RFA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov), and by mail and email from the
program contact listed below.

Allen Dearry, Ph.D.
Division of Extramural Research and Training
National Institute of Environmental Health Sciences
P.O. Box 12233, EC-21
Research Triangle Park, NC  27709
Telephone:  (919) 541-4500
FAX:  (919) 541-4937
Email:  dearry@niehs.nih.gov

Christopher Saint, Ph.D.
National Center for Environmental Research and Quality Assurance U.S.
Environmental Protection Agency
401 M Street, SW (8723R)
Washington, DC  20460
Telephone:  (202) 564-6909
FAX:  (202) 565-2448
Email:  saint.chris@epamail.epa.gov

$$R2 END ************************************************************

$$P1 BEGIN PA-97-098 FULL-TEXT **************************************

AUTOIMMUNITY: GENETICS, MECHANISMS, AND SIGNALING

NIH Guide, Volume 26, Number 29, August 29, 1997

PA AVAILABLE:  PA-97-098

P.T.

National Institute of Allergy and Infectious Diseases National
Institute of Diabetes and Digestive and Kidney Diseases National
Institute of Arthritis, Musculoskeletal and Skin Diseases National
Institute on Aging
Office of Research on Women's Health

PURPOSE

The National Institute of Allergy and Infectious Diseases (NIAID),
National Institute of Diabetes and Digestive and Kidney Diseases
(NIDDK), National Institute of Arthritis, Musculoskeletal and Skin
Diseases (NIAMS), National Institute on Aging (NIA), and the Office
of Research on Women's Health, National Institutes of Health (NIH)
invite applications for new and innovative investigator-initiated
basic and preclinical research into the immune responses underlying
autoimmune disease and its regulation for preventive or therapeutic
purposes.  Three specific areas of emphasis are highlighted:  1)
genetic susceptibility for autoimmune disease, including the MHC and
other genetic loci;  2) role and regulation of co-stimulation of T
cells in autoimmunity; and 3) signal transduction in the autoreactive
response.  The funding mechanisms to be used to support research
under this PA are research project grants (R01) and First Independent
Research Support and Transition (FIRST) (R29) awards.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This PA,
Autoimmunity: Genetics, Mechanisms, and Signaling, related to the
priority area of Diabetes and Chronic Disabling Diseases. Potential
applicants may obtain a copy of "Healthy People 2000" (Full Report:
Stock No. 017-001-00474-0 or Summary Report:  Stock No.
017-001-00473-1) through the Superintendent of Documents, Government
Printing Office, Washington, DC 20402-9325 (telephone 202-512-1800).

INQUIRIES

This PA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221, the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov)), and by mail and email from the
program contact listed below.

Elaine Collier, M.D.
Division of Allergy, Immunology and Transplantation
National Institute of Allergy and Infectious Diseases 6003 Executive
Boulevard, Room 4A20 - MSC 7640
Bethesda, MD  20892-7640
Telephone:  (301) 496-7104
FAX:  (301) 402-2571
Email:  ec5x@nih.gov

$$P1 END ************************************************************

$$P2 BEGIN PA-97-099 FULL-TEXT **************************************

GENES AND MECHANISMS UNDERLYING PRIMARY IMMUNODEFICIENCY

NIH Guide, Volume 26, Number 29, August 29, 1997

PA AVAILABLE:  PA-97-099

P.T.

National Institute of Allergy and Infectious Diseases National
Institute of Child Health and Human Development

PURPOSE

The National Institute of Allergy and Infectious Diseases (NIAID) and
the National Institute of Child Health and Human Development (NICHD),
National Institutes of Health (NIH), invite applications for research
studies to:  identify and characterize genes that cause primary
immunodeficiency diseases; characterize the molecular mechanisms
involved in primary immunodeficiency diseases which are not the
result of a single defective gene; identify the immunologic role of
defective gene products and their normal counterparts; and, based on
this knowledge, develop more effective approaches for the diagnosis,
treatment, and prevention of these disorders.  The funding mechanisms
to be used to support research under this PA are R01s and R29s.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Program
Announcement, "GENES AND MECHANISMS UNDERLYING PRIMARY
IMMUNODEFICIENCY", is related to the priority areas of Maternal and
Infant Health and Diabetes and Chronic Disabling Diseases.  Potential
applicants may obtain a copy of "Healthy People 2000" (Full Report:
Stock No. 017-001-00474-0 or Summary Report:  Stock No.
017-001-00473-1) through the Superintendent of Documents, Government
Printing Office, Washington, DC 20402-9325 (telephone 202-512-1800).

INQUIRIES

This PA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221, the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov)), and by mail and email from the
program contact listed below.

Howard B. Dickler, M.D.
Division of Allergy, Immunology, and Transplantation National
Institute of Allergy and Infectious Diseases 6003 Executive
Boulevard, Room 4A-19
Bethesda, MD  20892-7640
Telephone:  (301) 496-7104
FAX:  (301) 402-2571
Email:  hd7e@nih.gov

$$P2 END ************************************************************

$$P3 BEGIN PA-97-100 FULL-TEXT **************************************

REGULATION OF THE IMMUNE RESPONSE

NIH Guide, Volume 26, Number 29, August 29, 1997

PA AVAILABLE:  PA-97-100

P.T.

National Institute of Allergy and Infectious Diseases National
Institute on Aging
National Institute of Diabetes and Digestive Diseases and Kidney
Diseases
National Institute of Arthritis and Musculoskeletal and Skin Diseases

PURPOSE

The National Institute of Allergy and Infectious Diseases (NIAID),
the National Institute on Aging (NIA), the National Institute of
Diabetes and Digestive and Kidney Diseases (NIDDK), and the National
Institute of Arthritis and Musculoskeletal and Skin Diseases (NIAMS),
National Institutes of Health (NIH), invite applications to enhance
our knowledge of the broad range of mechanisms that control the
immune response and age-related changes in the regulation of immune
responses and the underlying mechanisms responsible for these
changes.  Enhanced knowledge in these areas is critical for
understanding the generation and control of immune responses to
antigenic challenges and in the development of new strategies to
treat and prevent immunologically based diseases.  Support will be
provided for basic and pre-clinical studies using molecular and
cellular approaches to dissect the immune response.  The funding
mechanisms to be used to support research under this Program
Announcement (PA) are R01s and R29s.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This PA,
"REGULATION OF THE IMMUNE RESPONSE", is related to the priority areas
of Immunization and Infectious Diseases and Diabetes and Chronic
Disabling Disease.  Potential applicants may obtain a copy of
"Healthy People 2000" (Full Report:  Stock No. 017-001-00474-0 or
Summary Report:  Stock No. 017-001-00473-1) through the
Superintendent of Documents, Government Printing Office, Washington,
DC 20402-9325 (telephone 202-512-1800).

INQUIRIES

The PA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov), and by mail and email from the
program contact listed below.

Stephen M. Rose, Ph.D.
Division of Allergy, Immunology and Transplantation
National Institute of Allergy and Infectious Diseases 6003 Executive
Boulevard, Room 4A14
Bethesda, MD  20892-7640
Telephone:  (301) 496-5598
FAX:  (301) 402-2571
Email:  sr8j@nih.gov

$$P3 END ************************************************************

$$P4 BEGIN PA-97-101 FULL-TEXT **************************************

BASIC MECHANISMS OF VACCINE EFFICACY

NIH Guide, Volume 26, Number 29, August 29, 1997

PA AVAILABLE:  PA-97-101

P.T.

National Institute of Allergy and Infectious Diseases National
Institute of Dental Research
National Institute on Aging
National Institute of Child Health and Human Development

PURPOSE

The National Institute of Allergy and Infectious Diseases (NIAID),
the National Institute of Dental Research (NIDR), the National
Institute on Aging (NIA), and the National Institute of Child Health
and Human Development, National Institutes of Health (NIH), invite
applications that utilize basic knowledge of antigen presentation
pathways, lymphocyte activation and immunoregulation to define
fundamental principles of vaccine efficacy. Innovative studies are
sought to develop vaccination strategies applicable for broad classes
of pathogens or to define approaches to direct specific immune
responses in order to enhance vaccine effectiveness for infectious
pathogens.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Program
Announcement (PA), BASIC MECHANISMS OF VACCINE EFFICACY, is related
to the priority areas of Immunization and Infectious Diseases, HIV
Infection and Maternal and Infant Health.  Potential applicants may
obtain a copy of "Healthy People 2000" (Full Report: Stock No.
017-001-00474-0 or Summary Report: Stock No. 017-001-00473) through
the Superintendent of Documents, Government Printing Office,
Washington, DC 20402-9325 (telephone 202-512-1800).

INQUIRIES

The PA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
program, may be obtained electronically through the NIH Grant Line,
(data line 301-402-2221) and the NIH Gopher (gopher@nih.gov) and the
NIH Website (Http://www.nih.gov) and by mail and Email from the
program contacts listed below.

Charles Hackett, Ph.D.
Division of Allergy, Immunology and Transplantation
National Institute of Allergy and Infectious Diseases 6003 Executive
Boulevard, Room 4A23
Bethesda, MD  20892-7640
Telephone:  (301) 496-7551
FAX:  (301) 402-2571
Email:  ch187q@nih.gov

Dennis F. Mangan, Ph.D.
Division of Extramural Research
National Institute of Dental Research
Building 45, Room 4AN-32F
Bethesda, MD  20892-6402
Telephone:  (301) 594-2421
FAX:  (301)480-8318
Email:  Dennis.Mangan@nih.gov

Anna McCormick, Ph.D.
Biology of Aging Program
National Institute on Aging
Gateway Building, Suite 2C231
Bethesda, MD  20892
Telephone:  (301) 496-6402
FAX:  (301) 402-0010
Email:  am38k@nih.gov

Allen Lock, D.V.M.
Center for Research for Mothers and Children
National Institute for Child Health and Human Development 6100
Executive Boulevard, Room 4B01 - MSC-7510
Bethesda, MD  20892-7510
Telephone:  (301) 496-5541
FAX:  (301) 402-4083
Email:  locka@hd01.nichd.nih.gov

$$P4 END ************************************************************

$$P5 BEGIN PAR-97-102 FULL-TEXT *************************************

NINDS CLINICAL TRIAL PLANNING GRANT

NIH Guide, Volume 26, Number 29, August 29, 1997

PA AVAILABLE:  PAR-97-102

P.T.

National Institute of Neurological Disorders and Stroke

PURPOSE

The National Institute of Neurological Disorders and Stroke (NINDS)
seeks to fund high quality clinical trials to evaluate treatments for
neurological disorders.  The NINDS Clinical Trial Planning Grant
allows for early peer review of the rationale and design for clinical
trials of treatments for neurological disorders and provides support
for the development of a detailed clinical trial research plan,
including a complete manual of operations and procedures.  The
mechanism of support will be a Developmental Planning Grant (R21),
which will provide up to $150,000 in direct costs for a single year.
The award cannot be renewed.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This PA,
Title of PA, is related to the priority area of chronic disabling
conditions.  Potential applicants may obtain a copy of "Healthy
People 2000" (Full Report:  Stock No. 017-001-00474-0 or Summary
Report:  Stock No. 017-001-00473-1) through the Superintendent of
Documents, Government Printing Office, Washington, DC 20402-9325
(telephone 202-512-1800).

INQUIRIES

The PA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov), and by mail and email from the
program contact listed below.

Joseph S. Drage, M.D.
Training and Special Programs Officer,
National Institute of Neurological Disorders and Stroke Telephone:
(301) 496-4188
FAX:  301-402-0302
Email:  jd66x@nih.gov

$$P5 END ************************************************************

$$P6 BEGIN PAR-97-103 FULL-TEXT *************************************

PILOT CLINICAL TRIAL GRANT FOR NEUROLOGICAL DISEASE

NIH Guide, Volume 26, Number 29, August 29, 1997

PA AVAILABLE:  PAR-97-103

P.T.

National Institute of Neurological Disorders and Stroke

PURPOSE

The National Institute of Neurological Disorders and Stroke (NINDS)
is committed to identifying effective treatments for neurological
disorders by supporting well-executed clinical trials.  Before
proceeding to a full-scale clinical trial, pilot clinical studies are
often required.  The NINDS announces its interest in supporting pilot
studies required to obtain necessary information to clearly establish
the clinical basis for proceeding to a full-scale trial.  The purpose
of the NINDS Pilot Clinical Trial Grant For Neurological Disease is
to obtain preliminary data and conduct studies to support the
rationale for a subsequent full-scale clinical trial of an
intervention to treat or prevent neurological disease.  The mechanism
of support for the NINDS Pilot Clinical Trial Grant is the research
project grant (R01).  It is expected that most grants will not exceed
$350,000 per year in direct costs for three years.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This PA,
Title of PA, is related to the priority area of chronic disabling
conditions.  Potential applicants may obtain a copy of "Healthy
People 2000" (Full Report:  Stock No. 017-001-00474-0 or Summary
Report:  Stock No. 017-001-00473-1) through the Superintendent of
Documents, Government Printing Office, Washington, DC 20402-9325
(telephone 202- 512-1800).

INQUIRIES

The PA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov), and by mail and email from the
program contact listed below.

Joseph S. Drage, M.D.
Training and Special Programs Officer,
National Institute of Neurological Disorders and Stroke Telephone:
(301) 496-4188
FAX:  301-402-0302
Email:  jd66x@nih.gov

$$P6 END ************************************************************

$$P7 BEGIN PAR-97-104 FULL-TEXT *************************************

CENTERS FOR BEHAVIORAL SCIENCE RESEARCH IN MENTAL HEALTH

NIH Guide, Volume 26, Number 29, August 29, 1997

PA AVAILABLE:  PAR-97-104

P.T.

National Institute of Mental Health

PURPOSE

The National Institute of Mental Health (NIMH) invites centers grant
(P50) applications for Centers for Behavioral Science Research in
Mental Health (CBSR).  The purpose of these Centers is to provide
integrated multidisciplinary research environments in which to pursue
focused questions in basic behavioral science related to mental
health and mental disorder.  This mechanism is intended to encourage
investigators from a variety of disciplines and approaches to
contribute the full range of expertise and advanced technologies
available in basic behavioral science toward the understanding of
mechanisms underlying mental health and mental illness, and to begin
the translation of basic behavioral findings and techniques to
relevant clinical issues.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Program
Announcement (PA), Centers for Behavioral Science Research in Mental
Health, is related to the priority area of mental health and mental
disorders.  Potential applicants may obtain a copy of "Healthy People
2000" (Full Report:  Stock No. 017-001-00474-0 or Summary Report:
Stock No. 017-001-00473-1) through the Superintendent of Documents,
Government Printing Office, Washington, DC 20402-9325 (telephone
202-512-1800).

INQUIRIES

The PA, which describes the research objectives, application
procedures, review considerations and award criteria for this
program, may be obtained electronically through the NIH Grant Line
(data line 301-402-2221) and the NIH Home Page (www.nih.gov) and by
mail and E-mail from the program contact listed below.

Mary Ellen Oliveri, Ph.D.
Division of Mental Disorders, Behavioral Research, and AIDS National
Institute of Mental Health
5600 Fishers Lane, Room 18C-26
Rockville, MD  20857
Telephone:  (301) 443-3942
FAX:  (301) 443-4822
Email:  MOLIVERI@NIH.GOV

$$P7 END ************************************************************

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BASIC MECHANISMS OF VACCINE EFFICACY

NIH Guide, Volume 26, Number 29, August 29, 1997

PA NUMBER:  PA-97-101

P.T.

National Institute of Allergy and Infectious Diseases National
Institute of Dental Research
National Institute on Aging
National Institute of Child Health and Human Development

PURPOSE

The National Institute of Allergy and Infectious Diseases (NIAID),
the National Institute of Dental Research (NIDR), the National
Institute on Aging (NIA), and the National Institute of Child Health
and Human Development, National Institutes of Health (NIH), invite
applications that utilize basic knowledge of antigen presentation
pathways, lymphocyte activation and immunoregulation to define
fundamental principles of vaccine efficacy. Innovative studies are
sought to develop vaccination strategies applicable for broad classes
of pathogens or to define approaches to direct specific immune
responses in order to enhance vaccine effectiveness for infectious
pathogens.  Applications submitted in response to Program
Announcements are assigned according to established PHS referral
guidelines.  When the subject of an application is of interest to
more than one component of NIH, dual assignments are made.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Program
Announcement (PA), BASIC MECHANISMS OF VACCINE EFFICACY, is related
to the priority areas of Immunization and Infectious Diseases, HIV
Infection and Maternal and Infant Health.  Potential applicants may
obtain a copy of "Healthy People 2000" (Full Report: Stock No.
017-001-00474-0 or Summary Report: Stock No. 017-001-00473-1) through
the Superintendent of Documents, Government Printing Office,
Washington, DC 20402-9325 (telephone 202-512-1800).

ELIGIBILITY

Applications may be submitted by for profit and non-profit
organizations, public and private, such as universities, colleges,
hospitals, laboratories, units of State and local governments, and
eligible agencies of the Federal government.  Domestic and foreign
institutions are eligible to apply for R01 grants.  Foreign
institutions are not eligible for First Independent Research Support
and Transition (FIRST) Awards (R29). Racial/ethnic minority
individuals, women, and persons with disabilities are encouraged to
apply as Principal Investigators.

MECHANISMS OF SUPPORT

Traditional research project grant (R01) and FIRST award (R29)
applications may be submitted in response to this announcement.
Applications for R01 grants may request up to five (5) years of
support; applications for R29 grants must request five years of
support.  Responsibility for the planning, direction, and execution
of the proposed research for all applicable mechanisms of support
will be solely that of the applicant.

RESEARCH OBJECTIVES

Background

Vaccination has proved to be enormously successful in combating a
number of infectious diseases, yet attempts to produce effective
vaccines for certain pathogenic viruses, bacteria, fungi, or
parasites have been unsuccessful. The specific nature of the pathogen
determines the type of immune response required for successful
elimination and prevention of disease. Many currently used vaccines
elicit antibody responses that provide effective protection.
However, antibodies are not effective against certain microorganisms,
such as tuberculosis, malaria, hepatitis C or the human
immunodeficiency virus (HIV), and T cell-dependent cytotoxic
responses may be required to prevent disease.

Recent advances in basic immunology have demonstrated that different
antigen presentation pathways are utilized for the stimulation of CD4
and CD8 T cell subsets, which then mediate different functional
activities. Furthermore, the types of cytokines produced by activated
T cells determine the types of immune responses that will result. The
cytokine profile that is induced depends on the local cytokine
milieu, on the antigen concentration and on the types of
costimulatory signals provided by the antigen-presenting cells. A
dominance of type-2 cytokines, such as IL-4 or IL-10, results in
strong antibody responses of certain isotypes, whereas type-1
dominance, characterized by IFN-gamma or TNF-alpha, results primarily
in cell-mediated cytotoxicity. This diversity in immune functional
responses is essential for natural protection against a broad
spectrum of pathogenic agents and offers the potential for
manipulating the immune system to induce more effective immunity to
particular pathogens.

In conjunction with the recently enhanced ability to identify
immunogenic epitopes by molecular and biochemical techniques,
application of the basic principles of antigen presentation,
lymphocyte activation, cytokine regulation and mechanisms of
cytotoxicity should provide novel and predictable approaches for the
development of more effective vaccines.

Research Objectives and Scope

Innovative research applications are sought that use the current
wealth of knowledge of the immune system to define basic and general
principles of vaccine efficacy. This PA is NOT intended to support
the identification of specific pathogen antigens or descriptive
studies on protection against particular pathogens. Rather, the
emphasis is focused on studies to elucidate basic mechanisms of
immune protection by vaccination protocols that may be applied to a
variety of antigen systems.  Projects should address key issues at
the basis of vaccine function; accordingly, employment of relevant
microbial systems and utilization of models that will facilitate
application of principles to eventual clinical studies in humans are
especially encouraged.  Examples of research topics of interest
include, but are not limited to, the following:

o  The mechanistic basis of adjuvant activity, and the design of
novel adjuvants based upon functional principles;
o  Elucidation of the basic causes of vaccine failure, such as T cell
receptor antagonism and age-related deficiencies in responses; and
novel approaches to counteract these problems;
o  Immunological memory related to vaccine composition, form, and
delivery; for example, memory responses to different microbial
polysaccharides;
o  Basic mechanisms of epitope dominance and their impact on vaccine
design;
o  Methodologies to target immunogens to specific antigen presenting
cells and antigen-processing pathways for enhancement of protective
responses;
o Genetic basis for variability in immune responsiveness to vaccines;
o  Mechanisms of unique antigenic and immunogenic properties of novel
vaccine vectors, including nucleic acid, viral or microbial vectors;
and
o  Design of effective vaccination approaches for non-peptide
immunogens, including lipids, carbohydrates, and other types of
antigens not readily addressable by genetic vectors.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification are
provided that inclusion is inappropriate with respect to the health
of the subjects or the purpose of the research.  This policy results
>From the NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43).

All investigators proposing research involving human subjects should
read the "NIH Guidelines for Inclusion of Women and Minorities as
Subjects in Clinical Research", which have been published in the
Federal Register of March 28, 1994 (FR 59 14508-14513) and the NIH
Guide for Grants and Contracts, Vol. 23, No. 11, March 18, 1994.

Investigators may obtain copies from these sources or from the
program staff listed under INQUIRIES.  Program staff may also provide
additional relevant information concerning the policy.

APPLICATION PROCEDURES

Applications are to be submitted on the grant application form PHS
398 (rev. 5/95) and will be accepted on the standard application
deadlines as indicated on the application kit.  Application kits are
available at most institutional offices of sponsored research and may
be obtained from the Division of Extramural Outreach and Information
Resources, National Institutes of Health, 6701 Rockledge Drive, MSC
7910, Bethesda, MD 20892-7910, telephone (301) 435-0714, email:
asknih@odrockm1.od.nih.gov.

For purposes of identification and processing, item 2 on the face
page of the application must be marked "YES".  The PA number and the
PA title, "BASIC MECHANISMS OF VACCINE EFFICACY," must also be typed
in section 2.

The completed, signed original and five (5) legible, single-sided
copies of the application must be sent or delivered to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040, MSC 7710
BETHESDA, MD 20892-7710
BETHESDA, MD 20817-7710 (for express/courier service)

R29 APPLICANTS ONLY.  R29 applications must include at least three
(3) sealed letters of reference attached to the face page of the
original application.  FIRST applications submitted without the
required number of reference letters will be considered incomplete
and will be returned without review.

GCRC INSTITUTIONS

Applicants from institutions that have a General Clinical Research
Centers (GCRC) funded by the NIH National Center for Research
Resources may wish to identify the Center as a resource for
conducting the proposed research.  If so, a letter of agreement from
the GCRC Program Director must be included in the application
material.

REVIEW CONSIDERATIONS

Review Procedures

Applications will be assigned on the basis of established PHS
referral guidelines. Upon receipt, applications will be reviewed for
completeness by the NIH Division of Research Grants. Incomplete
applications will be returned to the applicant without further
consideration.

R01 and R29 applications will be reviewed for scientific and
technical merit by study sections of the Division of Research Grants,
NIH, in accordance with the standard NIH peer review procedures.  As
part of the initial merit review, all applications will receive a
written critique and undergo a process in which only those
applications deemed to have the highest scientific merit, generally
the top half of the applications under review, will be discussed,
assigned a priority score, and receive a second level review by the
appropriate national advisory council.

Review Criteria

The five criteria to be used in the evaluation of grant applications
are listed below.  To put those criteria in context, the following
information is contained in instructions to the peer reviewers.

The goals of NIH-supported research are to advance our understanding
of biological systems, improve the control of disease, and enhance
health.  The reviewers will comment on the following aspects of the
application in their written critiques in order to judge the
likelihood that the proposed research will have a substantial impact
on the pursuit of these goals.  Each of these criteria will be
addressed and considered by the reviewers in assigning the overall
score and weighting them as appropriate for each application. Note
that the application does not need to be strong in all categories to
be judged likely to have a major scientific impact and thus deserve a
high priority score.  For example, an investigator may propose to
carry out important work that by its nature is not innovative but is
essential to move a field forward.

1.  Significance.  Does this study address an important problem?  If
the aims of the application are achieved, how will scientific
knowledge be advanced? What will be the effect of these studies on
the concepts of methods that drive this field?

2.  Approach.  Are the conceptual framework, design, methods, and
analyses adequately developed, well-integrated, and appropriate to
the aims of the project?  Does the applicant acknowledge potential
problem areas and consider alternative tactics?

3.  Innovation.  Does the project employ novel concepts, approaches,
or method?  Are the aims original and innovative?  Does the project
challenge existing paradigms or develop new methodologies or
technologies?

4.  Investigator.  Is the investigator appropriately trained and well
suited to carry out this work?  Is the work proposed appropriate to
the experience level of the principal investigator and other
researchers (if any)?

5.  Environment.  Does the scientific environment in which the work
will be done contribute to the probability of success?  Do the
proposed experiments take advantage of unique features of the
scientific environment or employ useful collaborative arrangements?
Is there evidence of institutional support?

The initial review will also examine: the appropriateness of proposed
budget and duration; the adequacy of plans to include both genders
and minorities and their subgroups as appropriate for the scientific
goals of the research and plans for the recruitment and retention of
subjects; the provisions for the protection of human and animal
subjects; and the safety of the research environment.

AWARD CRITERIA

Applications will compete for available funds with all other
favorably recommended applications.  The following will be considered
when making funding decisions: quality of the proposed project as
determined by peer review, program balance among research areas of
the announcement, and availability of funds.

INQUIRIES

Written and telephone inquiries are encouraged.  The opportunity to
clarify any issues or questions from potential applicants is welcome.

Inquiries regarding programmatic (research scope and eligibility)
issues may be directed to:

Charles Hackett, Ph.D.
Chief, Molecular and Structural Immunology Section
Division of Allergy, Immunology and Transplantation
National Institute of Allergy and Infectious Diseases Solar Building,
Room 4A23
6003 Executive Blvd.
Bethesda, MD 20892-7640
Telephone: (301) 496-7551
FAX:  (301) 402-2571
EMAIL:  ch187q@nih.gov

Dennis F. Mangan, Ph.D.
Division of Extramural Research
National Institute of Dental Research
Building 45, Room 4AN-32F
Bethesda, MD 20892-6402
Telephone: (301) 594-2421
FAX:  (301)480-8318
Email:  Dennis.Mangan@nih.gov

Anna McCormick, Ph.D.
Chief, Biology Branch
Biology of Aging Program
National Institute on Aging
Gateway Building, Suite 2C231
Bethesda, MD 20892
Telephone:  (301) 496-6402
FAX:  (301) 402-0010
Email:  am38k@nih.gov

Allen Lock, D.V.M.
Center for Research for Mothers and Children
National Institute for Child Health and Human Development 6100
Executive Boulevard, Room 4B01 MSC-7510
Bethesda, MD 20892-7510
Telephone:  (301) 496-5541
FAX:  (301) 402-4083
Email:  locka@hd01.nichd.nih.gov

Direct inquiries regarding fiscal matters to:

Celeste Kerner
Division of Extramural Activities
National Institute of Allergy and Infectious Diseases Solar Building,
Room 4B26
6003 Executive Blvd.
Bethesda, MD 20892-7610
Telephone: (301) 402-6213
FAX:  (301) 480-3780
Email:  ckerner@mercury.niaid.nih.gov

Mr. Martin Rubinstein
Division of Extramural Research
National Institute of Dental Research
Natcher Building, Room 4AN-44A
Bethesda, MD 20892-6402
Telephone: (301) 594-4800
FAX:  (301) 480-8301
Email:  Martin.Rubinstein@nih.gov

Mr. Joseph Ellis
Grants Management Officer
Grants and Contracts Management Office
National Institute on Aging
Gateway Building, Suite 2N212
Bethesda, MD 20892
Telephone:  (301) 496-1472
FAX:  (301) 402-3672
Email:  je14j@nih.gov

E. Douglas Shawver
Grants Management Branch
National Institute for Child Health and Human Development 6100
Executive Boulevard, Room 8A17 MSC-7510
Bethesda, MD 20892-7510
Telephone:  (301) 496-1303
FAX:  (301) 402-0915
Email:  shawverd@hd01.nichd.nih.gov

AUTHORITY AND REGULATIONS

This program is supported under authorization of the Public Health
Service Act, Sec. 301(c), Public Law 78-410, as amended.  The
Catalogue of Federal Domestic Assistance Citation is No. 93.855 -
Immunology, Allergy, and Transplantation Research, No. 93.121- Oral
Diseases and Disorders Research Awards, No. 93.366 - Aging Research,
and No. 93.865 - Research for Mothers and Children.  Awards will be
administered under PHS grants policies and Federal Regulations 42 CFR
Part 52 and 45 CFR Part 74.  This program is not subject to the
intergovernmental review requirements of Executive Order 12372 or
Health Systems Agency review.

The PHS strongly encourages all grant and contract recipients to
provide a smoke-free workplace and promote the non-use of all tobacco
products.  In addition, Public Law 103-227, the Pro-Children Act of
1994, prohibits smoking in certain facilities (or in some cases, any
portion of a facility) in which regular or routine education,
library, day care, health care or early childhood development
services are provided to children.  This is consistent with the PHS
mission to protect and advance the physical and mental health of the
American people.

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REGULATION OF THE IMMUNE RESPONSE

NIH Guide, Volume 26, Number 29, August 29, 1997

PA NUMBER:  PA-97-100

P.T.

National Institute of Allergy and Infectious Diseases National
Institute on Aging
National Institute of Diabetes and Digestive Diseases and Kidney
Diseases
National Institute of Arthritis and Musculoskeletal and Skin Diseases

PURPOSE

The National Institute of Allergy and Infectious Diseases (NIAID),
the National Institute on Aging (NIA), the National Institute of
Diabetes and Digestive and Kidney Disease (NIDDK), and the National
Institute of Arthritis and Musculoskeletal and Skin Diseases (NIAMS),
National Institutes of Health (NIH), invite applications to enhance
our knowledge of mechanisms that control the immune response, age-
related changes in the regulation of immune responses, and the
underlying mechanisms responsible for these changes.  Enhanced
knowledge in these areas is needed for the generation and control of
immune responses to antigenic challenges and for the development of
new strategies to treat and prevent immunologically based diseases.
Support will be provided for basic and pre-clinical studies using
molecular and cellular approaches to dissect the immune response.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Program
Announcement (PA), "REGULATION OF THE IMMUNE RESPONSE", is related to
the priority areas of Immunization and Infectious Diseases and
Diabetes and Chronic Disabling Disease.  Potential applicants may
obtain a copy of "Healthy People 2000" (Full Report:  Stock No.
017-001-00474-0 or Summary Report:  Stock No. 017-001-00473-1)
through the Superintendent of Documents, Government Printing Office,
Washington, DC 20402-9325 (telephone 202-512-1800).

ELIGIBILITY

Applications may be submitted by for profit and non-profit
organizations, public and private, such as universities, colleges,
hospitals, laboratories, units of State and local governments, and
eligible agencies of the Federal government.  Domestic and foreign
institutions are eligible to apply for R01 grants.  Foreign
institutions are not eligible for First Independent Research Support
and Transition (FIRST) awards.  Racial/ethnic minority individuals,
women, and persons with disabilities are encouraged to apply as
Principal Investigators.

MECHANISMS OF SUPPORT

Traditional research project grant (R01) and FIRST (R29) applications
may be submitted in response to this PA.  Applications for R01 grants
may request up to five (5) years of support; applications for R29
grants must request five years of support.

Responsibility for the planning, direction, and execution of the
proposed research for all applicable mechanisms of support will be
solely that of the applicant.

RESEARCH OBJECTIVES

Background

Investigation is needed to enhance understanding of the activation of
signaling pathways in immune system cells, the development of
effector cell specificity, phenotype and function, and processes
involved in the overall regulation of immune responses.  For example,
the molecular control of immunoglobulin gene expression and gene
recombination has progressed significantly with the identification of
enhancer elements, switch recombination sequences and immunoglobulin
germline heavy chain transcription from cryptic promoters. The
finding that the same molecular machinery used for immunoglobulin
gene recombination is also used for the T-cell receptor gene
recombination shows economy of the system.  However, it has been
demonstrated that the intracellular and external regulatory signals
that trigger and control the recombination processes in the two
systems are different.

While many components of immune cell regulation have been discovered,
including pathways of antigen processing and subsequent Major
Histocompatibility Complex (MHC) association as well as the
activities of cytokines, chemokines and growth factors, the
complexity of the emerging picture suggests that many regulatory
processes are still unknown.  One example is how signals from the
surface of immune cells are differentially interpreted to lead to
either stimulation or suppression of immune function.  Little is
known about how the immune system is influenced by and interacts with
other systems, including the endocrine and nervous systems.  It is
expected that continued support of immunological research will ensure
further progress leading to a better understanding of the immune
system.

Research Objectives and Scope

The major objective of this PA is to continue support for research to
elucidate the molecular machinery and control of the immune response
at all levels.  This includes support for molecular biological
studies on gene expression, gene recombination and interactions among
different parts of the immune system to control the overall response
to a stimulus. The scope of research to be supported under this PA
includes, but is not limited to, the following broad areas of
interest and specific examples of investigations.

o  definition of pathways that regulate gene activation and intra- or
extra-cellular signals that control gene rearrangements in the immune
system;

o  elucidation of the control of the immune system antigen receptor
repertoire to prevent autoimmune reactivity;

o  further definition of interactions of immune system molecules to
initiate and maintain an effective immune response;

o  continued mapping of genes activated in cells of the immune
system;

o  further definition of the processes that control immune cell
differentiation and development;

o  determination, at the cellular and molecular levels, of the
central nervous system modulation of the immune response;

o  determination of the role of bidirectional signaling between T
cells, B cells, antigen presenting cells and other immune system
cells in normal and abnormal immune responses;

o  elucidation of the function of antigen processing, presentation
and costimulation in establishing the local microenvironment
necessary for activation and establishment of effector functions; and

o  elucidation of the cellular and molecular bases of age-related
changes in immune regulation.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification are
provided that inclusion is inappropriate with respect to the health
of the subjects of the purpose of the research.  This policy results
>From the NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43).

All investigators proposing research involving human subjects should
read the "NIH Guidelines for Inclusion of Women and Minorities as
Subjects in Clinical Research", which have been published in the
Federal Register of March 28, 1994 (FR 59 14508-14513) and the NIH
Guide for Grants and Contracts, Vol. 23, No. 11, March 18, 1994.

Investigators may obtain copies from these sources or from the
program staff listed under INQUIRIES.  Program staff may also provide
additional relevant information concerning the policy.

APPLICATION PROCEDURES

Applications are to be submitted on the grant application for PHS 398
(rev. 5/95) and will be accepted on the standard application
deadlines as indicated on the application kit.  Application kits are
available at most institutional offices of sponsored research and may
be obtained from the Division of Extramural Outreach and Information
Resources, National Institutes of Health, 6701 Rockledge Drive, MSC
7910, Bethesda, MD 20892-7910, telephone (301) 435-0714, email:
asknih@odrockm1.nih.gov.

For purposes of identification and processing, item 2 on the face
page of the application must be marked "YES".  The PA number and the
PA title must also be typed in section 2.

The completed, signed original and five (5) legible, single-sided
copies of the application must be sent or delivered to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040, MSC 7710
BETHESDA, MD 20892-7710
BETHESDA, MD 20817-7710 (for express/courier service)

R29 applications must include at least three (3) sealed letters of
reference attached to the face page of the original application.
FIRST applications submitted without the required number of reference
letters will be considered incomplete and will be returned without
review.

Applicants from institutions that have a General Clinical Research
Centers (GCRC) funded by the NIH National Center for Research
Resources may wish to identify the Center as a resource for
conducting the proposed research.  If so, a letter of agreement from
the GCRC Program Director must be included in the application
material.

REVIEW CONSIDERATIONS

Review Procedures

Applications will be assigned on the basis of established PHS
referral guidelines. Upon receipt, applications will be reviewed for
completeness by the NIH Division of Research Grants. Incomplete
applications will be returned to the applicant without further
consideration.  Applications will be reviewed for scientific and
technical merit by study sections of the Division of Research Grants,
NIH, in accordance with the standard NIH peer review procedures.

As part of the initial merit review, all applications will receive a
written critique and undergo a process in which only those
applications deemed to have the highest scientific merit, generally
the top half of the applications under review, will be discussed,
assigned a priority score, and receive a second level review by the
appropriate national advisory council.

Review Criteria

The five criteria to be used in the evaluation of grant applications
are listed below.  To put those criteria in context, the following
information is contained in instructions to the peer reviewers.

The goals of NIH-supported research are to advance our understanding
of biological systems, improve the control of disease, and enhance
health.  The reviewers will comment on the following aspects of the
application in their written critiques in order to judge the
likelihood that the proposed research will have a substantial impact
on the pursuit of these goals.  Each of these criteria will be
addressed and considered by the reviewers in assigning the overall
score weighting them as appropriate for each application.  Note that
the application does not need to be strong in all categories to be
judged likely to have a major scientific impact and thus deserve a
high priority score.  For example, an investigator may propose to
carry out important work that by its nature is not innovative but is
essential to move a field forward.

1.  Significance.  Does this study address an important problem? If
the aims of the application are achieved, how will scientific
knowledge be advanced?  What will be the effect of these studies on
the concepts or methods that drive this field?

2.  Approach.  Are the conceptual framework, design, methods, and
analyses adequately developed, well-integrated, and appropriate to
the aims of the project?  Does the applicant acknowledge potential
problem areas and consider alternative tactics?

3.  Innovation.  Does the project employ novel concepts, approaches
or method?  Are the aims original and innovative? Does the project
challenge existing paradigms or develop new methodologies or
technologies?

4.  Investigator.  Is the investigator appropriately trained and well
suited to carry out this work?  Is the work proposed appropriate to
the experience level of the principal investigator and other
researchers (if any)?

5.  Environment.  Does the scientific environment in which the work
will be done contribute to the probability of success?  Do the
proposed experiments take advantage of unique features of the
scientific environment or employ useful collaborative arrangements?
Is there evidence of institutional support?

The initial review group will also examine: the appropriateness of
proposed project budget and duration; the adequacy of plans to
include both genders and minorities and their subgroups as
appropriate for the scientific goals of the research and plans for
the recruitment and retention of subjects; the provisions for the
protection of human and animal subjects; and the safety of the
research environment.

AWARD CRITERIA

Applications will compete for available funds with all other
favorably recommended applications.  The following will be considered
when making funding decisions:  quality of the proposed project as
determined by peer review, program balance, and availability of
funds.

INQUIRIES

Written and telephone inquiries are encouraged.  The opportunity to
clarify any issues or questions from potential applicants is welcome.

Inquiries regarding programmatic (research scope and eligibility)
issues may be directed to:

Stephen M. Rose, Ph.D.
Chief, Genetics and Transplantation Branch
Division of Allergy, Immunology and Transplantation
National Institute of Allergy and Infectious Diseases Solar Building,
Room 4A14
6003 Executive Blvd.
Bethesda, MD 20892-7640
Telephone: (301) 496-5598
FAX:  (301) 402-2571
EMAIL:  sr8j@nih.gov

Anna M. McCormick, Ph.D.
Chief, Biology Branch
Biology of Aging Program
National Institute on Aging
Gateway Building, Suite 2C231
Bethesda, MD  20892
Telephone:  (301) 496-6402
FAX:  (301) 402-0010
Internet: am38k@nih.gov

Walter S. Stolz, Ph.D.
Director, Division of Extramural Activities
National Institute of Diabetes and Digestive and Kidney Diseases
National Institutes of Health
Natcher Building, Room 6As-25C
Bethesda, MD  20892-6600
Telephone:  (301) 594-8834
FAX:  (301) 480-3505
Email:  stolzw@ep.niddk.nih.gov

Susana Serrate-Sztein, M.D.
Chief, Arthritis Branch
National Institute of Arthritis and Musculoskeletal and Skin Diseases
Natcher Building, Room 5AS37G
Telephone:  (301) 594-5032
FAX:  (301) 480-4543
Email:  szteins@ep.niams.nih.gov

Direct inquiries regarding fiscal matters to:

Laura Eisenman
Division of Extramural Activities
National Institute of Allergy and Infectious Diseases Solar Building,
Room 4B23
6003 Executive Blvd.
Bethesda, MD 20892-7610
Telephone: (301) 496-7075
FAX:  (301) 480-3780
Email:  le55d@nih.gov

Mr. Joseph Ellis
Grants Management Officer
Grants and Contracts Management Office
National Institute on Aging
Gateway Building, Suite 2N212
Bethesda, MD  20892
Telephone:  (301) 496-1472
FAX:  (301) 402-3672
Internet:  je14j@nih.gov

Nancy Dixon
Grants Management Officer
Division of Extramural Activities
National Institute of Diabetes and Digestive and Kidney Diseases
Natcher Building, Room 6An-44C
National Institutes of Health
Bethesda, MD  20892-6600
Telephone:  (301) 594-8854
FAX:  (301) 480-3504
email:  dixonn@ep.niddk.nih.gov

Ms. Carol Fitzpatrick
Grants Management Branch
National Institute of Arthritis and Musculoskeletal and Skin Diseases
Natcher Building, Room 5AS43K
Telephone:  (301) 594-3506
FAX:  (301) 480-4543
Email:  fitzpatric@ep.niams.nih.gov

AUTHORITY AND REGULATIONS

This program is supported under authorization of the Public Health
Service Act, Sec. 301(c), Public Law 78-410, as amended.  The
Catalogue of Federal Domestic Assistance Citation is No. 93.855 -
Immunology, Allergy, and Transplantation Research, No. 93.366  -Aging
Research, No. 93.847 - Digestive Diseases and Nutrition, No. 93.848 -
Diabetes, Endocrinology and Metabolic Diseases, No. 93.849 -Kidney,
Urologic and Hematologic Diseases, and No. 93.846 -Arthritis,
Musculoskeletal and Skin Diseases Research.  Awards will be
administered under PHS grants policies and Federal Regulations 24 CFR
Part 52 and 45 CFR Part 74.  This program is not subject to the
intergovernmental review requirements of Executive Order 12372 or
Health Systems review.

The PHS strongly encourages all grant and contract recipients to
provide a smoke-free workplace and promote the non-use of all tobacco
products.  In addition, Public Law 103-227, the Pro-Children Act of
1994, prohibits smoking in certain facilities (or in some cases, any
portion of a facility) in which regular or routine education,
library, day care, health care or early childhood development
services are provided to children.  This is consistent with the PHS
mission to protect and advance the physical and mental health of the
American people.

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CENTERS FOR BEHAVIORAL SCIENCE RESEARCH IN MENTAL HEALTH

NIH GUIDE, Volume 26, Number 29, August 29, 1997

PA NUMBER:  PAR-97-104

P.T.

National Institute of Mental Health

Application Receipt Dates:  March 23, 1998; March 23, 1999

PURPOSE

The National Institute of Mental Health (NIMH) invites applications
for Centers for Behavioral Science Research in Mental Health (CBSR).
The purpose of these Centers is to provide integrated
multidisciplinary research environments in which to pursue focused
questions in basic behavioral science related to mental health and
mental disorder.  This mechanism is intended to encourage
investigators from a variety of disciplines and approaches to
contribute the full range of expertise and advanced technologies
available in basic behavioral science toward the understanding of
mechanisms underlying mental health and mental illness, and to begin
the translation of basic behavioral findings and techniques to
relevant clinical issues.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Program
Announcement (PA), "Centers for Behavioral Science Research in Mental
Health," is related to the priority area of mental health and mental
disorders.  Potential applicants may obtain a copy of "Healthy People
2000" (Full Report:  Stock No. 017-001-00474-0 or Summary Report:
Stock No. 017-001-00473-1) through the Superintendent of Documents,
Government Printing Office, Washington, D.C. 20402-9325 (telephone
202-512-1800).

ELIGIBILITY REQUIREMENTS

Applications may be submitted by domestic public and private
organizations, such as universities, colleges, hospitals,
laboratories, units of State or local governments, and eligible
agencies of the Federal government.  Racial/ethnic minorities, women,
and persons with disabilities are encouraged to apply as Center
Directors and/or Principal Investigators.

MECHANISM OF SUPPORT

A CBSR will be supported by the Center grant mechanism (P50), which
provides funding for multidisciplinary and multi-investigator
approaches to the investigation of specific and complex research
problems requiring the application of diverse expertise and
methodologies.

FUNDS AVAILABLE

It is estimated that up to $3.25 million total costs will be
available across fiscal years 1998 and 1999 to support up to five new
or competing centers, with an anticipated average annual total cost
(including indirect costs) of approximately $650,000 per award.  A
maximum of three new or competing centers will be funded in either
year.  The exact amount of funding available will depend on
appropriated funds, the quality of applications, and program
priorities at the time of award.  No plans exist currently for
funding any new or competing centers after 1999.

Support under this Program Announcement may be requested for a
project period of up to 5 years.  Previously supported NIMH Centers
for Behavioral Science Research may submit competing renewal
applications in response to this Program Announcement.  Individual
centers will be limited to a maximum of ten years of total support.

RESEARCH OBJECTIVES

Background

The basic behavioral sciences are comprised of a number of fields,
including psychology, sociology, anthropology, and linguistics; each
of these fields encompasses a number of sub-fields that, in turn, are
associated with a broad range of conceptual and methodological
strategies.  There also are a number of different levels of analysis
for addressing research questions in behavioral science, including
social experience and behavior (e.g., culture, interpersonal and
group interaction), individual psychological processes and
characteristics (e.g., cognition, emotion, personality), and
biological processes that influence and are influenced by behavioral
phenomena (e.g., brain function, autonomic and hormonal systems,
genetics).  Available methods and technologies also cover a wide
range, including performance measures, subjective report, behavioral
observation, and detailed psychophysiological assessments.

There are two goals of the CBSR.  The first goal is to foster
integration among the various basic behavioral science approaches in
order to provide a fuller understanding of mental health.  In so
doing, this program aims to promote the scientific advances and
opportunities that are made possible by cross-disciplinary
collaboration and the cross-fertilization of approaches.  The second
goal is to begin the process of translating basic behavioral findings
and techniques from the laboratory or the field to more applied
mental health arenas by including in each Center some examination of
relevant clinical, preventive, or services issues related to mental
health and disorder. The components of a Center that address these
issues of clinical translation are expected to be limited in scope
and to enhance (but not to eclipse) the overall basic-science thrust
of the Center.  NIMH also will be interested in the separate
submission of more clinically-relevant R01-type applications that may
emerge from a CBSR's beginning efforts at translation.  Center
Characteristics

A CBSR is expected to address critical questions in basic behavioral
science research through multidisciplinary, integrative, and highly
focused research programs.  A CBSR is characterized as follows:

The Center should be conceptualized and organized according to a
broad multidisciplinary framework.  In the design and execution of
the research program, expertise and technological support must be
available to address social, psychological, and biobehavioral levels
of analysis.  It is not necessary for each constituent research
project to involve all three levels, but they all must be represented
in the Center as a whole, and the overarching Center goal must be to
foster their integration.

Research questions addressed must concern basic behavioral processes
and mechanisms that are important to understanding mental health.

A limited set of research questions must be directed towards
beginning translational research.  Such questions may involve the
linkage of basic behavioral science knowledge and methods to issues
relevant to prevention, treatment, or mental health services.
Research on basic behavioral processes that utilizes populations
characterized by specific risk factors or clinical diagnoses also may
be relevant.

The research must propose novel approaches and must not duplicate
work that is currently grant supported.

The CBSR Director must have a demonstrated capability to organize,
administer, and direct the Center.  This individual should be the
scientific leader of the Center and thus must also be the Principal
Investigator on at least one of the projects and have a minimum time
commitment of 30 percent to the Center grant.

A CBSR must provide research apprenticeship opportunities for junior
investigators who have the potential for independent research careers
to become skilled in the strategies, approaches, and techniques of
modern behavioral science research.  At least two Research
Apprenticeships must be made available each year.  In addition, there
should be close coordination between the Center and relevant
predoctoral and/or postdoctoral research training programs of the
institution.

A CBSR should be conceptualized and defined by its integrative,
multidisciplinary nature and need not be limited by geographical or
departmental boundaries.  A research team may consist of
investigators or institutions that are geographically distant, to the
extent that the research design requires and accommodates such
arrangements.

Research Areas

The following are examples of broad basic behavioral science research
areas related to the NIMH research mission that could be supported by
this program.  The list is not comprehensive.

Attitudes, persuasion, stereotyping

Emotion and mood

Group identity and behavior, including multi-ethnic and minority
issues

Interpersonal interactions and processes

Language and communication

Learning and memory

Marital and family relationships

Motor control and skill

Personality/individual differences; gender differences

Reasoning; problem-solving; decision-making; planning

Sensation and perception

Sexual and reproductive behavior

Societal and cultural influences on behavior

Stress, coping, and adaptation

Sleep and circadian rhythms

In keeping with the integrative, multidisciplinary emphasis of the
CBSR, it is very important that attention be given to connections
across these various domains and processes, e.g., links between
emotion and learning or memory, between interpersonal interactions
and physiological reactivity, or between group identity and decision-
making.  Developmental approaches to understanding these domains and
processes also are of interest.  In addition to human studies, animal
models are appropriate.  Also appropriate are theoretical and
mathematical modeling approaches.

Activities Supported

To provide a suitable structure for achieving objectives of this
program, a Center may request funds for the following:

Individual Research Projects:  Funds must be requested to support
three or more individual research projects.  Each project should have
the characteristics of a traditional research grant (R01) as well as
demonstrating a significant integrative contribution to the CBSR.

Cores:  Funds may be requested for "core" support.  Each Core must
provide essential services to two or more approved Individual
Research Projects.  Possible Cores include those focused on
administrative, subject recruitment, measurement, or data
management/analysis issues.  Core support may involve salaries,
research resources to be shared across projects, equipment needed to
conduct the proposed research, and incidental alteration and
renovation of facilities consistent with Public Health Service
policy.  Depending upon the geographical and administrative
boundaries of the Center components, there may be one or more Cores.

Research Apprenticeships:  Funds must be requested to support the
supervised research activities of junior faculty, postdoctoral staff,
and/or advanced graduate students.  These individuals should have
high potential for a research career but require further supervised
research experience.  Salary support, tuition, travel, and research
support may be provided.  At least two research apprenticeships must
be made available each year.

Essential Scientific Expertise:  To provide the most effective
combination of scientific knowledge and skills, applicants may
request funds to support scientists to augment or strengthen the
skills, expertise, and capabilities of existing staff.  Although
recruitment of such scientists may take place after the award has
been made, the expertise required, the role in Center activities, and
the time to be devoted to the Center should be provided in the
application.  It should be emphasized, however, that after the award
is made, such individuals may not serve as a substitute for a Project
Principal Investigator.

SPECIAL REQUIREMENTS

A major requirement for a CBSR is the conduct of multidisciplinary,
integrative basic behavioral science research on focused questions
related to mental health and mental illness; the nature of these
relationships must be stated clearly in the application.  The
application must describe the hypotheses to be tested and the goals
and approaches for the CBSR.  In addition, the proposal should
clearly articulate the reasons a Center approach is needed for the
proposed work as well as the unique benefits that will accrue from a
Center.

The application should include the following components, in the
designated order.

Budget:
A summary "detailed budget page for the initial budget period" and
"budgets for the entire project period" should be included for the
proposed CBSR as a whole.  In addition, an individual "detailed
budget page for the initial budget period" and "budgets for the
entire project period" should be included for EACH component (Core(s)
plus Individual Research Projects).

General Description of the Center (Not to exceed 10 pages): An
overview should be provided of the entire proposed Center describing
the central theme and goals, and how the Center will achieve its
major objectives.  The proposed contribution of each of the
Individual Research Projects and Core(s) in achieving the objectives
of the Center should be explained.  Plans for the Research
Apprenticeships should be described as well as the methods for
selecting qualified individuals.  Furthermore, the administrative
arrangements and support necessary to effect the research should be
carefully described.  In particular, when more than one institutional
site is involved, a detailed statement and supporting documentation
for the cooperative administrative arrangements are required and
should be submitted with the application.  In addition, detailed
information should be provided on collaborations, recruitment,
facilities, and resources as well as any expenses anticipated from
grant funds for sites with such an arrangement.

Cores (Not to exceed 5 pages for any one Core): The applicant should
describe how the Core will contribute to the overall goals of the
Center as well as how each specific project will draw upon a
particular Core.  The description of each Core should clearly
indicate the facilities, resources, services, and professional skills
that the facility will provide.

Individual Research Projects (Not to exceed 10 pages for any one
project): The major research objectives and goals of each project,
its integration with the other projects, and its relationships to the
overall Center should be described.  In addition, detailed
descriptions should be provided on the following:

a. Research Plan:  The questions to be addressed and the hypotheses
to be tested by the proposed research should be highly focused and
fully explained.  Full discussion is required on the status of
current research efforts (both within the Center and elsewhere)
addressing this issue, the limitations of existing approaches, and
why the research necessitates a multidisciplinary, integrative
approach.

b. Method:  The description of the design, methodology, and data
management and analysis plan should outline the strategies proposed
to accomplish the specific aims of the project, and should include a
discussion of the innovative aspects of the approach.  The
experimental procedures need not be spelled out in great detail if
those procedures have already been extensively published and widely
accepted by the scientific community.  In contrast, any new
methodology and its advantage over existing methodologies should be
fully described.  Furthermore, the feasibility of the proposed
studies, the potential pitfalls, relevant alternative approaches
should changes become necessary, and their relevance to the goals of
the Center should be fully discussed.  The methods to be used should
be cited and referenced.  It should be emphasized that this
necessitates the inclusion of investigators that are considered to be
leaders in their fields and whose studies are widely published and
accepted by the scientific community.

c. Operational Plan:  A description of the resources and working
arrangements required to implement the research plan should be fully
elaborated.  A detailed description should be given of all research
components.  A distinction must be made between those resources that
already are in place (including staff) and those resources that must
be added to complete the proposed research.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification is provided
that inclusion is inappropriate with respect to the health of the
subjects or the purpose of the research.  This policy results from
the NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43).

All investigators proposing research involving human subjects should
read the "NIH Guidelines For Inclusion of Women and Minorities as
Subjects in Clinical Research," which have been published in the
Federal Register of March 28, 1994 (FR 59 14508-14513) and in the NIH
Guide for Grants and Contracts, Volume 23, Number 11, March 18, 1994.

Investigators also may obtain copies of the policy from the program
staff listed under INQUIRIES.  Program staff may also provide
additional relevant information concerning the policy.

LETTER OF INTENT

Prospective applicants are encouraged to submit, by January 5, a
letter of intent. that includes a descriptive title of the proposed
Center, the name, address, and telephone number of the Center
Director, the identities of other key personnel and participating
institutions and the number and title of the PA in response to which
the application may be submitted.

Although a letter of intent is not required, is not binding, and does
not enter into the review of a subsequent application, the
information that it contains allows NIMH staff to estimate the
potential review workload and avoid conflict of interest in the
review.  The letter of intent is to be sent to Dr. Mary Ellen Oliveri
at the address listed under INQUIRIES.

APPLICATION PROCEDURES

Applications are to be submitted on the grant application form PHS
398 (rev. 5/95). These forms are available at most institutional
offices of sponsored research and from the Division of Extramural
Outreach and Information Resources, National Institutes of Health,
6701 Rockledge Drive,  MSC 7910, Bethesda, MD 20892-7910; telephone
(301) 435-0714; fax (301) 480-0525; Email:
ASKNIH@ODROCKM1.OD.NIH.GOV.

The PA title and number, "PAR-97-104; CENTERS FOR BEHAVIORAL SCIENCE
RESEARCH IN MENTAL HEALTH," must be typed in section 2 of the face
page of the application form and the YES box must be marked.

Applicants responding to this Program Announcement are advised that
they must contact the program director (Dr. Oliveri at the address
listed under INQUIRIES) prior to submitting an application, if they
will be requesting direct costs in excess of $500,000 in any year.
If agreement from NIMH is obtained to accept the application for
consideration for award, the applicant must indicate this in a cover
letter sent with the application, citing the Program Announcement
number, the Institute (NIMH), and the NIMH staff contact (Dr.
Oliveri, address below).  An application subject to this policy that
does not contain the required information in the cover letter sent
with the application will be returned to the applicant without
review.

Submit a signed, typewritten original of the application, including
the Checklist, and three signed photocopies, in one package to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040 - MSC 7710
BETHESDA, MD  20892-7710
BETHESDA, MD  20817 (for courier/overnight mail service)

At the time of submission, two additional copies of the application
must be sent to:

Mary Ellen Oliveri, Ph.D.
Division of Mental Disorders, Behavioral Research, and AIDS National
Institute of Mental Health
5600 Fishers Lane, Room 18C-26
Rockville, MD  20857
Telephone:  (301) 443-3942
FAX:  (301) 443-4822
E-mail: MOLIVERI@NIH.GOV

Applications must be received by the March 23, 1998 and March 23,
1999. If an application is received after the date, it will be
returned to the applicant without review. The Division of Research
Grants (DRG) will not accept any application in response to this PA
that is essentially the same as one currently pending initial review,
unless the applicant withdraws the pending application.  The DRG will
not accept any application that is essentially the same as one
already reviewed.  This does not preclude the submission of
substantial revisions of applications already reviewed, but such
applications must include an introduction addressing the previous
critique.

Schedule

Fiscal Year 1998

Letter of Intent Receipt Date:  January 5, 1998
Application Receipt Date:       March 23, 1998
Administrative review:          March-April 1998
IRG review:                     May-June 1998
Advisory Council Review:        September 1998
Anticipated Start Date:         September 30, 1998

Fiscal Year 1999

Letter of Intent Receipt Date:  January 5, 1999
Application Receipt Date:       March 23, 1999
Administrative Review:          March-April 1999
IRG review:                     May-June 1999
Advisory Council Review:        September 1999
Anticipated Start Date:         September 30, 1999

REVIEW CONSIDERATIONS

Review Procedures

Upon receipt, applications will be reviewed by the Division of
Research Grants (DRG) for completeness, and by the NIMH to determine
if they satisfy the objectives and requirements of a CBSR as outlined
in this program announcement Incomplete and/or nonresponsive
applications will be returned to the applicant without further
consideration.

Applications that are complete and responsive to this PA will be
evaluated for scientific and technical merit by an appropriate peer
review group convened by the NIMH in accordance with the review
criteria stated below.  As part of the initial merit review, all
applications will receive a written critique and undergo a process in
which only those applications deemed to have the highest scientific
merit will be discussed, assigned a priority score, and receive a
second level review by the appropriate national advisory council or
board, when applicable.

Review Criteria

Criteria for review of CBSR applications will include the following:

Intrinsic merit:  The overall quality, scientific merit, relevance to
mental health/illness, and innovation of the research to be done; the
likelihood that the work will lead to fundamental advances within the
field, to new discoveries, and/or to new technological developments.
In addition, the research conducted must center around a highly
focused and well-defined research problem.

Appropriateness of the Center approach:  The need for and suitability
of the Center approach; whether a Center approach will add
significantly to what could be accomplished through other modes of
research support.  In this respect, the integration of component
projects is of utmost significance and should be described
explicitly.

Research competence:  The qualifications and scientific credentials
of the Center Director and constituent project directors will be
considered.  It is expected that these individuals will be regarded
by their peers as leaders in their respective fields.

Center Director credentials:  Ability of the Center Director to
organize, direct, and administer the Center and, in addition, be the
principal investigator on at least one of the proposed projects.  It
is expected that this individual will devote a minimum of 30 percent
time to the Center grant.  Thus, the Director must by necessity be
the scientific leader of the Center.

Institutional commitment:  The nature and level of resource
commitments and resources available from the home institution and
>From other participant institutions; and plans for interactions with
the rest of the sponsoring institution.

Appropriateness of management plans and arrangements:  The
feasibility and adequacy of the organizational and administrative
plans; the appropriateness of the budget; and the mechanisms to
evaluate the Center's progress.

Quality of plans for Research Apprenticeships:  The effectiveness of
approaches used to attract and involve junior investigators and
students who show potential for significant contributions and
independent research careers.

Quality of linkages between the proposed Center and ongoing training
programs in the institutional environment.

Human and animal subjects:  Adequacy of the Center's plans for the
protection of human and animal subjects.

Gender and minority concerns:  Adequacy of the Center's plans to
address gender and minority issues in the proposed research.

AWARD CRITERIA

Potential to advance the field

Scientific merit of the research program as determined by peer review

Responsiveness to the purposes and objectives outlined in this PA

Availability of research funds and the competing demands of other
research funding requirements

The P50 grant supporting a Center for Behavioral Science Research in
Mental Health is not transferable to another institution.

INQUIRIES

Inquiries from potential applicants are strongly encouraged. The
opportunity to clarify any issues or questions from potential
applicants is welcome.

Direct and inquiries regarding programmatic issues and address the
letter of intent to:

Mary Ellen Oliveri, Ph.D.
Division of Mental Disorders, Behavioral Research, and AIDS National
Institute of Mental Health
5600 Fishers Lane, Room 18C-26
Rockville, MD  20857
Telephone:  (301) 443-3942
FAX:  (301) 443-4822
Email:  MOLIVERI@NIH.GOV

Direct inquiries regarding fiscal matters to:

Diana Trunnell
Grants Management Branch
National Institute of Mental Health
5600 Fishers Lane, Room 7C-08
Rockville, MD  20857
Telephone:  (301) 443-2805
Email:  Diana_Trunnell@NIH.GOV

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance No. 93.242.  Awards are made under authorization of the
Public Health Service Act, Title IV, Part A (Public Law 78-410), as
amended by Public Law 99-158, 42 USC 241 and 285) and administered
under PHS grants policies and Federal Regulations 42 CFR 52 and 45
CFR Part 74.  This program is not subject to the intergovernmental
review requirements of Executive Order 12372 or Health Systems Agency
review. Awards will be administered under PHS grants policy as stated
in the Public Health Service Grants Policy Statement (April 1, 1994).

PHS strongly encourages all grant and contract recipients to provide
a smoke-free workplace and promote the nonuse of all tobacco
products.  In addition, Public Law 103-227, the Pro-Children Act of
1994, prohibits smoking in certain facilities (or in some cases, any
portion of a facility) in which regular or routine education,
library, day care, health care or early childhood development
services are provided to children.  This is consistent with the PHS
mission to protect and advance the physical and mental health of the
American people.

From owner-sci-resources@net.bio.net Thu Sep 04 23:00:00 1997
Path: biosci!biosci!not-for-mail
From: "Josef P. Magyar" <magyar@cell.biol.ethz.ch>
Newsgroups: bionet.sci-resources
Subject: mouse-human fusion cell lines
Date: 5 Sep 1997 11:22:08 -0700
Organization: Institute of cell Biology, Swiss Federal Institute of Technology
Lines: 18
Sender: daemon@net.bio.net
Approved: biosci-help@net.bio.net
Distribution: world
Message-ID: <340BDD31.590F2759@cell.biol.ethz.ch>
NNTP-Posting-Host: net.bio.net

We are looking for a cell fusion library containig characterised human
chromosomes e.g. chromosome 1 or 2 etc.
Could anybody provide this, or give a source for it ?
Please reply to the eMail address indicated below (I will post it
afterwards to the discussion group)
--

   *********************************************
   *   Silvio Hemmi, PhD
   *   Molecular Biology I
   *   University of Zuerich
   *   ETH-Hoenggerberg, HPM D5
   *   CH-8093 Zurich, Switzerland
   *   Tel +41/1/633 24 93
   *   eMail   hemmi@molbiol.unizh.ch
   *********************************************



From owner-sci-resources@net.bio.net Fri Sep 05 23:00:00 1997
Path: biosci!biosci!not-for-mail
From: BIOSCI Administrator <biosci-help@net.bio.net>
Newsgroups: bionet.sci-resources
Subject: NIH Guide, vol. 26, no. 30, pt. 1of1, 5 September 1997
Date: 5 Sep 1997 18:56:15 -0700
Organization: BIOSCI International Newsgroups for Molecular Biology
Lines: 685
Sender: daemon@net.bio.net
Approved: biosci-help@net.bio.net
Distribution: world
Message-ID: <5uqd7v$bbd@net.bio.net>
NNTP-Posting-Host: net.bio.net

NIH GUIDE - Vol. 26, No. 30 - September 5, 1997

$$INDEX BEGIN *******************************************************

                               NOTICES

$$INDEX N1 **********************************************************

FINDINGS OF SCIENTIFIC MISCONDUCT
Department of Health and Human Services
INDEX:  DEPARTMENT OF HEALTH AND HUMAN SERVICES

$$INDEX N2 **********************************************************

IMMIGRANT ELIGIBILITY PROVISIONS OF THE PERSONAL RESPONSIBILITY AND
WORK OPPORTUNITY RECONCILIATION ACT OF 1996 (PRWORA), P.L. 103-193
National Institutes of Health
INDEX:  NATIONAL INSTITUTES OF HEALTH

$$INDEX N3 **********************************************************

NOTICE OF LEGISLATIVE AND ADMINISTRATIVE CHANGES
National Institutes of Health
INDEX:  NATIONAL INSTITUTES OF HEALTH

$$INDEX N4 **********************************************************

MUCOSAL IMMUNITY IN PATHOGENESIS/PREVENTION OF HUMAN DISEASE
(PA-97-073)
National Institutes of Health
INDEX:  NATIONAL INSTITUTES OF HEALTH

               NOTICES OF AVAILABILITY (RFPs/RFAs/PAs)

$$INDEX R1 11/25/97 *************************************************

CANCER RESEARCH NETWORK ACROSS HEALTH CARE SYSTEMS (RFA CA-97-017)
National Cancer Institute
INDEX:  CANCER

$$INDEX R2 11/25/97 *************************************************

LONG-TERM CANCER SURVIVORS: RESEARCH INITIATIVES (RFA CA-97-018)
National Cancer Institute
INDEX:  CANCER

$$INDEX P1 **********************************************************

HIV PATHOGENESIS IN WOMEN'S INTERAGENCY HIV STUDY (WIHS) (PA-97-105)
National Institute of Allergy and Infectious Diseases
National Institute of Child Health and Human Development
National Institute on Drug Abuse
National Cancer Institute
National Institute of Dental Research
National Institute of Diabetes and Digestive and Kidney Diseases
National Institute of Neurological Disorders and Stroke
Office of Research Women's Health
INDEX:  ALLERGY, INFECTIOUS DISEASES; CHILD HEALTH, HUMAN
DEVELOPMENT; DRUG ABUSE; CANCER; DENTAL RESEARCH; DIABETES,
DIGESTIVE, KIDNEY DISEASES; NEUROLOGICAL DISORDERS, STROKE; WOMEN'S
HEALTH

The NIH GUIDE is available electronically via LISTSERV subscription,
and is also on the NIH gopher (gopher.nih.gov) and the NIH website
(http://www.nih.gov). Alternative access is through the NIH Grant
Line via modem (data line 301/402-2221); contact Dr. John James
at 301/435-2801 for details on the NIH Grant Line.

All competing grant applications submitted to the National Institutes
of Health must be sent to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040 - MSC 7710
BETHESDA, MD  20892-7710
BETHESDA, MD  20817 (for express/courier service)

ASKNIH is a service of the Division of Extramural Outreach &
Information Resources, Office of Extramural Research, Office of the
Director, NIH.  ASKNIH is the point of contact for obtaining general
information about NIH extramural research & research training
programs, requesting publications, and learning more about obtaining
the NIH GUIDE and other information on the NIH web site.  ASKNIH is
also the contact aid which organizations should request application
kits and forms.

ASKNIH
NATIONAL INSTITUTES OF HEALTH
EMAIL:  ASKNIH@odrockm1.od.nih.gov
FAX:  (301) 480-0525
TELEPHONE:  (301) 435-0714

INQUIRIES ABOUT THE NOTICES, PAs, AND RFAs IN THIS PUBLICATION SHOULD
BE DIRECTED TO THE NIH STAFF MEMBER IDENTIFIED AT THE END OF EACH
ITEM.

THE PHS STRONGLY ENCOURAGES ALL GRANT AND CONTRACT RECIPIENTS TO
PROVIDE A SMOKE-FREE WORKPLACE AND PROMOTE THE NON-USE OF ALL TOBACCO
PRODUCTS.  IN ADDITION, PUBLIC LAW 103-227, THE PRO-CHILDREN ACT OF
1994, PROHIBITS SMOKING IN CERTAIN FACILITIES (OR IN SOME CASES, ANY
PORTION OF A FACILITY) IN WHICH REGULAR OR ROUTINE EDUCATION,
LIBRARY, DAY CARE, HEALTH CARE OR EARLY CHILDHOOD DEVELOPMENT
SERVICES ARE PROVIDED TO CHILDREN.  THIS IS CONSISTENT WITH THE PHS
MISSION TO PROTECT AND ADVANCE THE PHYSICAL AND MENTAL HEALTH OF THE
AMERICAN PEOPLE.

$$INDEX END *********************************************************

                               NOTICES

$$N1 BEGIN **********************************************************

FINDINGS OF SCIENTIFIC MISCONDUCT

NIH GUIDE, Volume 26, Number 30, September 5, 1997

P.T. 34; K.W. 1014004, 1014006

Department of Health and Human Services

Notice is hereby given that the Office of Research Integrity (ORI)
has made a final finding of scientific misconduct in the following
cases:

Jill A. London, Ph.D., University of Connecticut Health Center:
Based upon a report from the University of Connecticut Health Center
as well as information obtained by the Office of Research Integrity
(ORI) during its oversight review, ORI found that Dr. London, former
Assistant Professor, Department of Biostructure and Function, School
of Dental Medicine, University of Connecticut Health Center, engaged
in scientific misconduct by intentionally falsifying data in
conjunction with applying for and reporting research supported by the
National Institute of Neurological Disorders and Stroke (NINDS) and
the National Institute on Deafness and Other Communication Disorders
(NIDCD), National Institutes of Health (NIH).

Specifically, ORI found that Dr. London~s grant applications and
articles contained numerous falsifications, including

(1) Figures 6, 7, and 8 in a paper (London, J.A. & Cohen, L.B.  ~High
time resolution, multi-site optical measurement of vertebrate
somatosensory cortex during epileptiform discharges and vertebrate
gustatory cortex.~  Optical Methods in Neurobiology, pp. 61-78,
1988.) prepared for the 11th Annual Meeting of the European
Neuroscience Association (hereafter referred to as the European
Neuroscience paper) that cited support by NINDS, NIH grants R01
NS08437 and P01 NS16993;

(2) Figure 1A in a paper (London, J.A., ~Optical recording of
activity in the hamster gustatory cortex elicited by electrical
stimulation of the tongue.~  Chemical Senses 15:137-143, 1990.) that
cited support by NINDS, NIH grants R01 NS08437 and P01 NS16993;
Figure 1A was found to be very similar or identical to Figure 7 of
the European Neuroscience paper in #1 above;

(3) Figures 10 to 13 in grant application 2 P50 DC00168-14,
~Connecticut Chemosensory Clinical Research Center,~ submitted to
NIDCD, NIH on January 28, 1994; these figures also appear as Figures
4 to 7 in grant application 2 P50 DC00168-14A1, submitted to NIDCD,
NIH on September 28, 1994;

(4) Figures 2, 8, and 9 in grant application 1 R01 DC01752-01,
~Optical recording of hamster gustatory cortex activity,~ submitted
to NIDCD, NIH on January 29, 1992; these figures were the same as
Figures 11, 12, and 13, respectively, in grant application 2 P50
DC00168-14 (see #3 above);

(5) figures supplied for Figures 1 and 3 in grant application 1 F32
NS09601-01, ~Modular response patterns in hamster gustatory cortex,~
submitted to NINDS, NIH on August 3, 1993; these figures were the
same as Figures 10 and 11, respectively, in grant application 2 P50
DC00168-14 (see #3 above);

(6) Figure 3 of a handout that Dr. London provided during an NIH site
visit on April 25, 1994, conducted in conjunction with the review of
grant application 2 P50 DC00168-14; the top and bottom portions of
Figure 3 of the site visit handout were very similar or identical to
Figures 6 and 7, respectively, of the European Neuroscience paper
(see #1 above), and approximately 115 of the 125 traces appearing in
each of the figures showed identities, with one or two ~active~
traces being identical;

(7) Figures 1, 2, and 3 in a paper (London, J.A. & Wehby, R.G.
~Classification of inhibitory responses of hamster gustatory cortex.~
Brain Research 666:270-274, 1994.) that cited support by NIDCD, NIH
grants P50 DC00168 and T32 DC00025; and

(8) nine figures included in a manuscript (London, J.A. & Wehby, R.G.
~Excitatory neural responses in the hamster gustatory cortex.~
Submitted to Brain Research, 1996.) that cited support by NIDCD, NIH
grants P50 DC00168 and T32 DC00025.

Dr. London has accepted the ORI finding and has entered into a
Voluntary Exclusion Agreement with ORI in which she has voluntarily
agreed, for a period of five (5) years, beginning August 8, 1997:

(1) to exclude herself from any contracting or subcontracting with
any agency of the United States Government and from eligibility for,
or involvement in, nonprocurement transactions (e.g., grants and
cooperative agreements) of the United States Government as defined in
45 C.F.R. Part 76 (Debarment Regulations); and

(2) to exclude herself from serving in any advisory capacity to the
Public Health Service (PHS), including but not limited to service on
any PHS advisory committee, board, and/or peer review committee, or
as a consultant.

Dr. London is required to submit a letter to

o  Chemical Senses requesting a retraction of the following article:
London, J.A.  ~Optical recording of activity in the hamster gustatory
cortex elicited by electrical stimulation of the tongue.~  Chemical
Senses 15:137-143, 1990;

o  Brain Research requesting a retraction of the following article:
London, J.A., & Wehby, R.G.  ~Classification of inhibitory responses
of the hamster gustatory cortex.~  Brain Research 666:270-274, 1994;
and

o  Optical Methods in Neurobiology requesting a retraction of Section
V, Results -- Hamster of the following article:  London, J.A., &
Cohen, L.B.  ~High time resolution, multi-site optical measurement of
vertebrate somatosensory cortex during epileptiform discharges and
vertebrate gustatory cortex.~  Optical Methods in Neurobiology, pp.
61-78, 1988, prepared for the 11th Annual Meeting of the European
Neuroscience Association.

Shoushu Jiao, M.D., University of Wisconsin:  Based upon reports from
the University of Wisconsin as well as information obtained by the
Office of Research Integrity (ORI) during its oversight review, ORI
found that Dr. Jiao, former Research Associate, Department of
Pediatrics, University of Wisconsin, engaged in scientific misconduct
by falsifying and creating laboratory records while conducting
biomedical research.  The data in these records were reported in a
National Institute of Neurological Disorders and Stroke (NINDS),
National Institutes of Health (NIH) grant application to support a
request for Public Health Service (PHS) funding.  Based on the
factual findings in the reports, the following article has been
retracted:  Jiao, S., Gurevich, V., & Wolff, J.A.  ~Long-term
correction of rat model of Parkinson~s disease by gene therapy.~
Nature 362:450-453, 1993.

Dr. Jiao has entered into a Voluntary Exclusion Agreement with ORI in
which he has voluntarily agreed:

(1) to exclude himself from serving in any advisory capacity to PHS,
including but not limited to service on any PHS advisory committee,
board, and/or peer review committee, or as a consultant for a period
of four (4) years, beginning on August 8, 1997.

(2) to exclude himself from any contracting or subcontracting with
any agency of the United States Government and from eligibility for,
or involvement in, nonprocurement transactions (e.g., grants and
cooperative agreements) of the United States Government as defined in
45 C.F.R. Part 76 (Debarment Regulations) for a period of three (3)
years, beginning on August 8, 1997; and

(3) that any institution that submits an application for PHS support
for a research project on which Dr. Jiao~s participation is proposed,
uses him in any capacity on PHS supported research, or submits a
report of PHS-funded research in which he is involved must
concurrently submit a plan for supervision of his duties to the
funding agency for approval for a period of one (1) year following
the three (3) year exclusion.  The supervisory plan must be designed
to ensure the scientific integrity of Dr. Jiao~s research
contribution.  The institution also must submit a copy of the
supervisory plan to ORI.

INQUIRIES

For further information contact:

Acting Director, Division of Research Investigations
Office of Research Integrity
5515 Security Lane, Suite 700
Rockville, MD  20852
Telephone:  (301) 443-5330

$$N1 END ************************************************************

$$N2 BEGIN **********************************************************

IMMIGRANT ELIGIBILITY PROVISIONS OF THE PERSONAL RESPONSIBILITY AND
WORK OPPORTUNITY RECONCILIATION ACT of 1996 (PRWORA), P.L. 103-193

NIH GUIDE, Volume 26, Number 30, September 5, 1997

P.T. 34; K.W. 1004006

National Institutes of Health

This notice provides information on the Personal Responsibility and
Work Opportunity Reconciliation Act of 1996 (PRWORA), P.L. 104-193,
which restricts the access of certain categories of immigrants to
specified Federal benefits. Since this Act  affects some benefits
administered by the Department of Health and Human Services (HHS),
HHS has issued guidance on certain immigrant eligibility provisions
of the PRWORA.

Effective August 26, 1997, HHS has adopted an interpretation on
Section 403 of the PRWORA.  Section 403 of  PRWORA bars most
qualified aliens who enter the U.S. on or after the enactment (August
22, 1996) from being eligible for ~Federal means-tested public
benefits~ for five years.  Under HHS interpretation, ~Federal means-
tested public benefits~ include only  those benefits provided under
the means-tested, mandatory spending programs. The only HHS programs
meeting this definition include Medicaid and Temporary Assistance for
Needy Families (TANF) Block Grants (the successor to the AFDC
program).  No NIH programs meet the  ~Federal means-tested public
benefits~ criterion for purposes of PRWORA.  Therefore, all qualified
aliens, regardless of when they entered the U.S., may continue to be
eligible to participate in programs supported by the National
Institutes of Health if they meet other program requirements.

Guidance on other immigration-related issues is still under
consideration.  HHS is currently analyzing these complex provisions
to determine their impact on numerous programs and services.  Further
information will be provided as issues are resolved.

For detailed information concerning this notice, please refer to The
Federal Register, Volume 62, Number 165, Pages 45,256 - 45,258,
August 26, 1997.  If additional questions remain, please contact your
awarding grants or contracts management office in the NIH Institutes
and Centers.

$$N2 END ************************************************************

$$N3 BEGIN **********************************************************

NOTICE OF LEGISLATIVE AND ADMINISTRATIVE CHANGES

NIH GUIDE, Volume 26, Number 30, September 5, 1997

P.T. 34; K.W. 1014006

National Institutes of Health

The purpose of this Notice is to provide information on recent
legislative changes, administrative requirements and Executive Orders
that impact NIH grantees.  There are no additional reporting
requirements required by these changes.

1.  Military Recruiting and Reserve Officer Training Corps Program
Access to Institutions of Higher Education

Effective March 29, 1997, the Department of Defense adopted an
interim rule to implement Section 514 of the Omnibus Consolidated
Appropriations Act of 1997 (see ~NOTICE OF LEGISLATIVE MANDATES
CONTAINED IN THE OMNIBUS CONSOLIDATED FISCAL YEAR 1997 APPROPRIATIONS
ACT, P.L. 104-208, SIGNED SEPTEMBER 30, 1996", NIH GUIDE, Volume 26,
Number 4, February 7, 1997).

The rule prohibits NIH from providing funds to educational
institutions that have a policy or practice (regardless of when
implemented) that either prohibits, or in effect prevents (1) the
maintaining, establishing, or operation of a unit of the Senior
Reserve Officer Training Corps at the covered education entity; or
(2) a student at the covered educational entity from enrolling in a
unit of the Senior Reserve Officer Training Corps at another
institution of higher education.  Under the same rule, NIH is
prohibited from providing funds to educational institutions that have
a policy or practice that prohibits or prevents (1) entry to
campuses, or access to students (who are 17 years of age or older) on
campuses, for purposes of Federal military recruiting; or (2) access
by military recruiters for purposes of Federal military recruiting to
information pertaining to students (who are 17 years of age or older)
enrolled at the covered educational entity.

The adopted rule implements the law, and is effective March 29, 1997.
Additional information on this topic can be found at
gopher://gopher.legislate.com:70/11/regs/590/590178.

2.  Implementation of the President~s Welfare-to-Work Initiative for
Federal Grant Employees

On March 8, 1997, the President issued a memorandum to the heads of
the executive departments and agencies entitled "Government
Employment for Welfare Recipients."  This memorandum directs all
Federal agencies to hire people off the welfare rolls into available
job positions in the Government.  To supplement this initiative,
Federal agencies have been asked to encourage all  grantees and their
subrecipients to hire welfare recipients and to provide additional
training and/or mentoring to hired welfare recipients. Additional
information on the Welfare-to-Work initiative and hiring of welfare
recipients, including the allowability of training costs, available
Federal tax credits, and examples of successful private sector
initiatives, can be found at
http://www.whitehouse.gov/WH/EOP/OMB/html/fedreg/omb-not.html.

3.  Seat Belt Use by Grantees - Executive Order 13043

On April 16, 1997, the President issued Executive Order 13043,
"Increasing Seat Belt Use in the United States."  In support of this
Order, the NIH encourages all grantees to adopt and enforce on-the-
job seat belt policies and programs for their employees when
operating company-owned, rented, or personally owned vehicles.  The
text of the notice, and additional details on this issue can be found
at: gopher://gopher.legislate.com:70/11/regs/591/591354.

Appropriate links to related regulations and policies have been
provided with the copy of this notice published on the NIH Homepage.
If additional questions remain, please contact your awarding grants
or contracts management office in the NIH Institutes and Centers.

$$N3 END ************************************************************

$$N4 BEGIN **********************************************************

MUCOSAL IMMUNITY IN PATHOGENESIS/PREVENTION OF HUMAN DISEASE

NIH GUIDE, Volume 26, Number 30, September 5, 1997

PA NUMBER:  PA-97-073

P.T.

National Institutes of Health

This notice is an addendum to Program Announcement PA-97-073, MUCOSAL
IMMUNITY IN PATHOGENESIS/PREVENTION OF HUMAN DISEASE, which was
published in the NIH Guide for Grants and Contracts, Vol. 26, No. 23,
July 18, 1997.

The National Institute of Child Health and Human Development (NICHD)
is also a sponsor of this program announcement.  The NICHD was
inadvertently omitted from the PA.

The NICHD staff contact for electronic and telephone is listed below
and inquiries regarding programmatic (research scope and eligibility)
issues are encouraged.  The opportunity to clarify any issues or
answer questions from potential applicants is welcome.

National Institute of Child Health and Human Development
Allan Lock, D.V.M.
Telephone:  (301) 496-5541
FAX:  (301) 402-4083
Email:  LockA@hd01.nichd.nih.gov

$$N4 END ************************************************************

               NOTICES OF AVAILABILITY (RFPs/RFAs/PAs)

$$R1 BEGIN CA-97-017 FULL-TEXT **************************************

CANCER RESEARCH NETWORK ACROSS HEALTH CARE SYSTEMS

NIH GUIDE, Volume 26, Number 30, September 5, 1997

RFA AVAILABLE:  CA-97-017

P.T.

National Cancer Institute

Letter of Intent Receipt Date:  October 17, 1997
Application Receipt Date:  November 25, 1997

PURPOSE

A Request for Applications is available to encourage the expansion of
collaborative cancer research among health care provider
organizations that are oriented to community care,  have access to
large, stable and diverse patient populations and are able to take
advantage of existing integrated data-bases that can provide
patient-level information relevant to research studies on cancer
control and cancer-related population studies.  Health care provider
organizations range from traditional staff model health maintenance
organizations (HMO) to extended health care networks associated with
academic medical centers. A CRN would consist of a research network
of such health care provider organizations that possess in-house
clinical research capacity, that collaborate with other provider
organizations with such capacity, or with clinical researchers
affiliated with academic health centers. A CRN should consist of
diverse members drawn from a number of financially autonomous and
managerially distinct organizations. Up to two awards are
anticipated.  A total of  $16.8 million is set aside to fund
applications submitted in response to this solicitation (first year
funding is $4 million).

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas. This RFA,
CANCER RESEARCH NETWORK ACROSS HEALTH CARE SYSTEMS, is related to
multiply priority areas, including cancer surveillance and data
systems.  Potential applicants may obtain a copy of "Healthy People
2000" (Full Report:  Stock No. 017-001-00474-0 or Summary Report:
Stock No. 017-001-00473-1) through the Superintendent of Documents,
Government Printing Office, Washington, DC 20402-9325 (telephone
202-512-1800).

INQUIRIES

The RFA, which describes the research objectives, application
procedures, review considerations and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301-402-2221), and the NIH GOPHER (gopher.nih.gov),
and the NIH Website (http://www.nih.gov), and by mail and E-mail from
the program contact listed below.

Martin Brown, Ph.D.
Applied Research Branch
National Cancer Institute
6130 Executive Boulevard, Room 313
Bethesda, MD  20892-7344
Telephone:  (301) 496-5716
FAX:  (301) 435-3710
Email:  mb53o@nih.gov

$$R1 END ************************************************************

$$R2 BEGIN CA-97-018 FULL-TEXT **************************************

LONG-TERM CANCER SURVIVORS: RESEARCH INITIATIVES

NIH GUIDE, Volume 26, Number 30, September 5, 1997

RFA AVAILABLE:  CA-97-018

P.T.

National Cancer Institute

Letter of Intent Receipt Date:  October 24, 1997
Application Receipt Date:  November 25, 1997

PURPOSE

The National Cancer Institute invites research grant applications to
identify important areas that have an impact on long term survivors
of cancer.  The purpose of this RFA is to support research that will
lead to a decrease in the physiologic and psychological morbidity
associated with long term (more than 5 years) survival after cancer
treatment.  Questions related to the experience of the cancer
survivor encompassing both physiologic and psychological variables
are to be explored and interventions to promote positive outcomes
evaluated where appropriate.  This RFA is not intended to address
questions that explore differences between survivors and
non-survivors that may be linked to mechanisms of disease progression
or genetic predisposition.  The estimated funds (total costs)
available for the first year of support for awards under the RFA will
be $3,000,000.  Pending receipt of a sufficient number of
applications of high scientific merit, the NCI intends to fund a
total of approximately 12 to 15 awards in response to the RFA in
FY98. This RFA will use the National Institutes of Health (NIH)
Research Project Grant (R01), the Small Grant (R03) and the FIRST
(R29) award.  The total project period for an application submitted
in response to this RFA may not exceed 5 years.  The small grant
(R03) is limited to 2 years.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas. This RFA,
Long-Term Cancer Survivors: Research Initiatives, is related to the
priority area of long term and late effects of cancer and its
treatment.  Potential applicants may obtain a copy of "Healthy People
2000" (Full Report:  Stock No. 017-001-00474-0 or Summary Report:
Stock No. 017-001-00473-1) through the Superintendent of Documents,
Government Printing Office, Washington, DC 20402-9325 (telephone
202-512-1800).

INQUIRIES

The RFA, which describes the research objectives, application
procedures, review considerations and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301-402-2221), and the NIH GOPHER (gopher.nih.gov),
and the NIH Website (http://www.nih.gov), and by mail and E-mail from
the program contact listed below.

Claudette G. Varricchio DSN, RN, FAAN
Division of Cancer Prevention and Control
National Cancer Institute
6130 Executive Boulevard, Room 300
Bethesda, MD  20892-7340
Telephone:  (301) 496-8541
FAX:  (301) 496-8667
Email:  varriccc@dcpcepn.nci.nih.gov

$$R2 END ************************************************************

$$P1 BEGIN PA-97-105 FULL-TEXT **************************************

HIV PATHOGENESIS IN WOMEN'S INTERAGENCY HIV STUDY (WIHS)

NIH GUIDE, Volume 26, Number 30, September 5, 1997

PA AVAILABLE:  PA-97-105

P.T.

National Institute of Allergy and Infectious Diseases
National Institute of Child Health and Human Development
National Institute on Drug Abuse
National Cancer Institute
National Institute of Dental Research
National Institute of Diabetes and Digestive and Kidney Diseases
National Institute of Neurological Disorders and Stroke
Office of Research Women's Health

PURPOSE

The National Institute of Allergy and Infectious Diseases (NIAID),
the National Institute of Child Health and Human Development (NICHD),
the National Institute on Drug Abuse (NIDA), the National Cancer
Institute (NCI), the National Institute of Dental Research (NIDR),
the National Institute of Diabetes and Digestive and Kidney Diseases
(NIDDK),  the National Institute of Neurological Disorders and Stroke
(NINDS) and the Office of Research on Women's Health (ORWH) invite
applications for studies on HIV Pathogenesis in the Women's
Interagency HIV Study (WIHS).

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Program
Announcement (PA), "HIV PATHOGENESIS IN WOMEN'S INTERAGENCY HIV STUDY
(WIHS)", is related to the priority area(s) of HIV infection.
Potential applicants may obtain a copy of "Healthy People 2000" (Full
Report:  Stock No. 017-001-00474-0 or Summary Report:  Stock No.
017-001-00473-1) through the Superintendent of Documents, Government
Printing Office, Washington, DC 20402-0325 (telephone 202-512-1800).

INQUIRIES

The PA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov), and by mail and email from the
program contacts listed below.

NIAID:
Paolo G. Miotti, M.D., M.P.H.
Telephone:  (301) 496-9176
FAX:  (301) 402-3211
Email:  pm122m@nih.gov

NICHD:
David Burns, M.D., M.P.H.
Telephone:  (301) 496-7339
FAX:  (301) 496-8678
Email:  db98d@nih.gov

NIDA:
Katherine Davenny, Ph.D.
Telephone:  (301) 443-1801
FAX:  (301) 443-2317
Email:  kd25h@nih.gov

NCI:
Sandra Melnick, Dr.P.H.
Telephone:  (301) 435-4914
FAX:  (301) 402-4279
Email:  sm33k@nih.gov

NIDR:
Maryann Redford, D.D.S., M.P.H.
Telephone:  (301) 544-5588
FAX:  (301) 480-8254
Email:  mr48a@nih.gov

NIDDK:
Judith Fradkin, M.D.
Telephone:  (301) 594-8814
FAX:  (301) 480-3503
Email:  jf58s@nih.gov

NINDS:
A.P. Kerza-Kwiatecki, Ph.D.
Telephone:  (301) 496-1431
FAX:  (301) 402-2060
Email:  ak45w@nih.gov

ORWH:
Joyce Rudick
Telephone:  (301) 402-1770
FAX:  (301) 402-1798
Email:  jr27q@nih.gov

$$P1 END ************************************************************

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Subject: NIH GUIDE - RFA CA-97-017 - V26(30) 09/05/97
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CANCER RESEARCH NETWORK ACROSS HEALTH CARE SYSTEMS

NIH GUIDE, Volume 26, Number 30, September 5, 1997

RFA:  CA-97-017

P.T.

National Cancer Institute

Letter of Intent Receipt Date:  October 17, 1997
Application Receipt Date:  November 25, 1997

PURPOSE

The purpose of this Request for Applications (RFA) is to encourage
the expansion of collaborative cancer research among health care
provider organizations that are oriented to community care, have
access to large, stable and diverse patient populations and are able
to take advantage of existing integrated data-bases that can provide
patient-level information relevant to research studies on cancer
control and cancer-related population studies.  Health care provider
organizations range from traditional staff model health maintenance
organizations (HMO) to extended health care networks associated with
academic medical centers. A CRN would consist of a research network
of such health care provider organizations that possess in-house
clinical research capacity, that collaborate with other provider
organizations with such capacity, or with clinical researchers
affiliated with academic health centers. A CRN should consist of
diverse members drawn from a number of financially autonomous and
managerially distinct organizations. In this RFA, organizations which
affiliate for research purposes as components of the Cancer Research
Network will be referred to as CRN members.

The Division of Cancer Control and Population Studies (DCCPS),
National Cancer Institute, invites applications for cooperative
agreements to develop and support a cancer research infrastructure,
consisting of 1 or more networks, composed of health care provider
organization researchers who will be capable of conducting studies of
cancer epidemiology, treatment, and prevention and control. The
central objective of this RFA is to encourage cancer research
uniquely well-suited to the research interests and strengths of
researchers affiliated with health care provider organizations as
well as of high priority to NCI.  The RFA is also intended to
encourage collaboration between researchers based as health care
provider organizations and researchers affiliated with academic
medical centers.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Request
for Applications (RFA), Cancer Research Networks Across Health Care
Systems, is related to multiple priority areas, but centrally related
to cancer surveillance and data systems.  Potential applicants may
obtain a copy of "Healthy People 2000" (Full Report:  Stock
No.017-001-00474-0) or "Healthy People 2000" (Summary Report:  Stock
No. 017-001-00473-1) through the Superintendent of Documents,
Government Printing Office, Washington, DC 20402-9325 (telephone
202-512-1800).

ELIGIBILITY REQUIREMENTS

The CRN will be led by a Principal Investigator, a researcher
affiliated with one of the CRN members, who will coordinate of
overall activities of the CRN.  Each CRN member will also be
represented by a co-Principal Investigator, who may also be
designated as lead researcher on one or more of the specific research
projects of the CRN.  The organizational entity with which the CRN
Principal Investigator is affiliated will be the awardee institution
for this RFA and the lead institution for the CRN.  The application
must name the CRN Principal Investigator, co-Principal Investigators
and the respective CRN organizational members.

Applications may be submitted by domestic for-profit and non-profit
health care provider organizations (network members) acting jointly
as a U.S. research network.  A domestic application may not include
an international component.  Networks must include a sufficient
number of  health care provider organization members, such that total
patient enrollment is at least 2 million adults (ages 18 and over).
Also, network covered populations must include diverse populations
with respect to gender, race/ethnicity and, to the extent that is it
practical, rural/urban and geographic location.  Applicants must
demonstrate a shared commitment among all participating network
members to working together on proposed research studies.  Applicants
must show evidence of ability to access and organize data collection
from all participating network members.  Applicants are encouraged to
demonstrate the capability of data linkages with local centralized
tumor registries, pathology and radiologic facilities, and state
vital records.  If these capabilities do not currently reside within
one or more of the network members,  the applicant may assemble a
group with plans to develop the necessary expertise across all
network members. Each network member must have access to a resource
unit that supports research data management locally or centrally.
Racial/ethnic minority individuals, women, and persons with
disabilities are encouraged to apply as Principal Investigators.

MECHANISM OF SUPPORT

The administrative and funding instrument to be used for this program
will be a cooperative agreement (U19), an "assistance" mechanism
(rather than an "acquisition" mechanism), in which substantial NIH
scientific and/or programmatic involvement with the awardee is
anticipated during performance of the activity.  (The U19 is a
program project cooperative agreement. Therefore, the NCI Program
Project Guidelines must be used in the preparation of applications in
response to this RFA [vide infra]).  Under the cooperative agreement,
the NIH purpose is to support and/or stimulate the recipient's
activity by involvement in and otherwise working jointly with the
award recipient in a partner role, but it is not to assume direction,
prime responsibility, or a dominant role in the activity. Details of
the responsibilities, relationships and governance of the study to be
funded under cooperative agreement(s) are discussed later in this
document under the section "Terms and Conditions of Award."

The total project period for applications submitted in response to
the present RFA may not exceed 4 years.  The anticipated award dates
will be Summer 1998.

Because the nature and scope of the research proposed in response to
this RFA may vary, it is anticipated that the sizes of awards will
vary also.

Awards and level of support depend on receipt of a sufficient number
of applications of high scientific merit.  Although this program is
included in the financial plans of the National Cancer Institute,
awards pursuant to this RFA are contingent upon the availability of
funds for this purpose.

At this time, the National Cancer Institute has not determined
whether or how this solicitation will be continued beyond the present
RFA.

FUNDS AVAILABLE

The estimated funds (total costs) available for the first year of
support for this program is $4 million. It is anticipated that 1 or 2
applicants will receive awards.

RESEARCH OBJECTIVES

The purpose of this RFA is to enhance research on cancer
epidemiology, prevention, early detection and control in the context
of  health care delivery systems.  To accomplish this, the initiative
will support the development of research capabilities across multiple
healthcare provider organizations for the conduct of cancer research
projects.  The CRN will accomplish two major objectives:

- Formulate and implement a joint CRN research agenda resulting in
the conduct of three or more specified research projects in selected
areas of cancer control and population studies.

- Develop standardized data collection instruments, surveys and
analytical methods to promote the development of consistent and
uniform data bases, and other research materials that can be shared
across member institutions and utilized in joint research projects
using uniform protocols when appropriate.

Meeting these research objectives will be facilitated by ongoing
meetings and communication.  These meetings would be structured to
foster collaboration between clinical practice and research personnel
within individual CRN organizations, between researchers at different
CRN organizations and between CRN researchers, researchers affiliated
with academic medical centers and NCI.

In accomplishing these objectives NCI anticipates the development of
increased cancer research capacity through increased sharing of
specific expertise, thereby raising research competence of all CRN
members.  This would enable more CRN based researchers to participate
more fully in existing NCI-sponsored research mechanisms, such as
CCOPs and Cooperative Groups and to collaborate with NCI-sponsored
cancer centers.

Background

The National Cancer Institute has long supported a program of
research in cancer control that is designed to identify promising
innovations in cancer prevention, detection, treatment and
rehabilitation and to demonstrate, through controlled studies, which
interventions are efficacious.  As cancer control research matures
there is a growing need to identify existing patient care settings
and existing data resources that will facilitate the conduct of
cancer control translational research.  Once efficacy for specific
interventions has been demonstrated in selected populations, research
on effectiveness in larger, more diverse populations found in
representative community settings is essential to ensure the full
benefit of the intervention is realized.  Efficacy, which denotes how
well the intended objectives of a procedure or treatment are realized
in ideal settings, such as a research trial, is a necessary but not
sufficient prerequisite of effectiveness.  Effectiveness implies that
an efficacious intervention is also feasible and can be replicated in
diverse settings at reasonable economic cost. Settings that capture
large, diverse care populations also constitute a valuable resource
for conducting studies of primary prevention interventions, novel
methods of early detection and interventions designed to increase the
quality-of-life and reduce the risk of recurrent disease in cancer
survivors.

In order to conduct studies of effectiveness at the national level,
it is necessary to capture a large and diverse patient population
with adequate representations of individuals by age, gender, income,
education, minority status and urban/rural and geographical
locations.  Sample size requirements will vary from study to study,
but many studies may require a CRN population of a few million
persons.  This would be true of many studies that require cancer
incidence, stage-at-diagnosis, survival, or cancer patterns of care
as study endpoints.  For example, a health care provider organization
with a membership of one million individuals over the age of 18 would
expect about 750 newly diagnosed breast cancer cases each year and
about 133 deaths from breast cancer.  Much smaller numbers of cases
would be expected for specific sub-populations that may be of
interest or for the less common cancer sites. Effectiveness research
often requires large and diverse populations because the
effectiveness of an intervention may vary as a function of such
individual characteristics as education, income, age, gender and
minority status as well as by health care system characteristics.
Effectiveness research is greatly facilitated when pre-existing
database systems can be used to track, retrospectively or
prospectively, longitudinal patterns of health services resource use
and clinical outcomes at the individual patient level.

While historically less research oriented than academic medical
centers, some large health care provider organizations have
substantial records of conducting clinical research supported by R01
grants as well as internal funds.  There is currently growing
interest on the part of provider organizations in participating in
clinical research,  and there has been rapid development and
standardization, among these organizations, of integrated
epidemiological-clinical-financial databases that would greatly
facilitate the conduct of cancer control research on a large
population-based scale.  In addition, many academic health centers
have developed extensive primary care networks that provide formal
links between primary care delivery systems and the research
capabilities of traditional academic centers.

There is a great diversity in the operation and structure of health
care provider organizations.  However, certain provider organizations
possess characteristics that make them particularly well suited for
population-based medical research.  This is especially true of
provider organizations that have:

-  Patient populations enrolled in the provider organization over an
extended period that are roughly representative of the general
population, and that receive most or all of their medical care
services through those organizations.

-  Research resources including qualified and experienced clinical
research personnel with institutional access to research-oriented
primary care and specialty physicians.

- A history and/or willingness to establish collaborative research
relationships with clinical research personnel affiliated with
academic medical centers.

- Practice settings with an emphasis on prevention, detection and
treatment of early stage disease.

-  The capability to track individual patients longitudinally and, by
record linkage from diverse sources, to integrate information on
patient clinical characteristics with information on behavior,
knowledge and attitudes, health status, and medical care use, cost
and cancer outcomes.

-  An organizational structure that facilitates the collection of
study specific data on  organization members, recruitment of members
into intervention trials and demonstration projects, and the linkage
of these data with existing patient-specific clinical data.

 - An emphasis on the practice of evidence-based medicine, with a
priority on the public health and welfare of organization members.

Objectives and Scope

The ultimate purpose of the type of research funded by this RFA is to
reduce the burden of cancer morbidity and mortality.  Therefore, it
is appropriate that studies funded by this RFA focus on cancer sites
that are responsible for substantial components of cancer morbidity
and mortality.  Research funded by this RFA  might address any of the
diverse areas noted below.  The following broad areas are of
particular interest:

- Studies which address the distribution of  preventable cancer risk
factors and the burden of disease in the covered population of the
CRN;

- Studies which evaluate how innovative cancer prevention and control
programs, based on rigorous intervention research, can be effectively
disseminated throughout and implemented in the context of health care
provider systems;

- Studies of the relationship between health care delivery system
organizational structure and patterns of cancer prevention and
control service delivery associated with access to care and favorable
outcomes.

In addition, research funded by this RFA should be designed to take
advantage of the large patient populations and diverse patient care
settings, the integrated data systems and the other complimentary
research resources made available by the CRN to achieve research
objectives that would otherwise be infeasible or prohibitively
expensive.

Areas of  research that would be particularly enhanced by this
mechanism include, but are not limited to:

Epidemiological Studies

- Epidemiological studies in which longitudinal medical records are
particularly useful in identifying cancer risk factors, including the
potential risks associated with pharmaceuticals, medical devices, and
other forms of non- cancer treatment.

- Studies of the long-term risk of second cancers or other late
effects of cancer treatment.

Behavioral Cancer Prevention and Control

- Studies of the feasibility, cost-effectiveness and dissemination of
efficacious bio-behavioral cancer prevention and control
interventions.

- Studies of innovative behavioral cancer prevention and control
interventions targeted to specific populations in different
organization settings, e.g., physician practice, ancillary health
personnel, or public education.

- Studies of delivery systems for counseling and other approaches
used for genetic testing, monitoring for cancer occurrence and
preventive interventions..

Evaluation and Methodological Studies Related to Clinical Trials

- Research on the costs and benefits to patient enrollees and health
care provider institutions that result from participation in NCI or
other trials.  One purpose of this research is to identify strategies
for increasing accrual to NCI trials.

- Methodological research on the incorporation of quality- of-life,
patient satisfaction and economic endpoints in NCI trials through
direct clinical trial data collection or by other methods such as
using modeling or other extrapolation methods to make it possible to
use retrospective data to supplement the analysis of within-trial
data.

Survivorship Issues

- Studies of  indirect costs, quality-of-life, complications and
recurrence as a function of treatment approach, care setting and
referral patterns.

- Studies of interventions to prevent morbidity associated with
cancer and its treatment

Cancer Control Surveillance and Outcomes Research

- Studies of existing patterns of care for cancer prevention,
screening, treatment, and rehabilitation in relationship to existing
evidence of efficacy, cost-effectiveness, clinical recommendations
and practice guidelines.

- Studies of the effectiveness of preventive medicine and
evidence-based medical practice.

- Studies of the diffusion of state-of-the-art cancer prevention,
screening, treatment, care and rehabilitation.

- Studies of the formulation and implementation of organizational
policy regarding the dissemination of innovative technology, e.g.,
counseling,  screening for genetic predisposition to cancer and newly
approved advanced diagnostic imaging tools.

Clinical Informatic Studies

- Studies of the feasibility, effectiveness and cost of using
clinical informatic systems to identify, recruit and track
organization members for targeted cancer prevention and screening
interventions.

- Studies of the feasibility, effectiveness and cost of using
clinical informatic systems to aid patient/physician decision making
for cancer prevention, screening and treatment.

- Studies of the feasibility, effectiveness and cost of using
clinical informatic systems as an aid to multi-disciplinary
management of cancer care.

SPECIAL REQUIREMENTS

Applications in response to this RFA are required to describe four
components: the CRN research agenda component,  a research study
component consisting of three or more specific research studies, an
infrastructure component and an evaluation component.  The research
agenda component should discuss the theme of the CRN research agenda
and the rational for this them. The research study component should
describe the specific collaborative studies that the CRN proposes to
conduct.  The infrastructure component would describe the proposed
means by which the CRN would build the collaborative cancer research
capacity of the network to support the proposed studies.  The
evaluation component should describe an evaluation study designed to
determine how successful the development of the CRN has been in
meeting the goals of this RFA.

The following issues should also be addressed in the infrastructure
component of the application:

CRN Member Characteristics

- The nature of health care provider organization patient enrollment
for each of the CRN members must be documented.  The following
characteristics of the enrollment are relevant to the application:

-  size of enrollment;
-  geographical location of enrollment;
-  sociodemographic characteristics of membership (age, gender,
race/ethnicity, socioeconomic status, health status);
-  length and continuity of enrollment (for enrollees with and
without a history of cancer);
-  benefit coverage;
-  longevity and stability of health care provider organization;
-  size and composition (practice specialty) of medical staff;
-  structure (staff model, IPA, point-of-service, etc.);
-  type and/or proportion of services offered "within plan" and
"contracted-out."

- The nature of CRN member data systems must be documented.  What
type of systems are available for the acquisition, storage and
analysis of epidemiological, clinical and resource use and cost data?
Are data systems automated?  How much retrospective data is
available?  Do capacities exist to link data across CRN members?
What planned centralized data coordination or management is in place?
What type of data elements can be shared for research purposes?  What
mechanisms and procedures exist to protect the confidentiality of
research subjects.

Data Linkage

- Linkage to cancer registry.  The feasibility and willingness of CRN
members to link data to a SEER cancer registry or other
population-based (e.g., state cancer registries) or hospital-based
tumor registries should be described.  Existing linkage to cancer
registries should be documented in the application.

- Linkage to other data resources.  The feasibility and willingness
of CRN members to link to other types of data resources, such as
registries related to cancer surveillance or genetics, health related
survey data, radiology and pathology facilities data, demographic and
socioeconomic data, data on use of out-of-plan services, and state
vital records should be described.  Through letters of intent, or
other documentation,  the application should demonstrate that the CRN
has identified appropriate data resources of value to the overall
research goals of the CRN and initiated efforts to implement data
linkage with these resources.

Research Capacity Development

- Research capacity and experience.  The institutional research
capacity and experience of each member of the CRN must be documented,
including the number and qualifications of in-house research staff.
All research capacity and experience related to cancer research must
be documented, including collaboration with or membership in existing
NCI cancer centers, cooperative groups, CCOP research bases, or
consortia.  Emphasis should be placed on the research capacity and
experience which is expected to be most relevant to the activities of
the proposed CRN. Individual members of the CRN must demonstrate a
capacity and willingness to facilitate professional interaction
between research and clinical care staff of the health care provider
organization.

- The applicant must describe how the activities of the CRN will
result in the increased capacity of individual members of the CRN or
the CRN as a whole to conduct research under existing NCI mechanisms.

Administrative Procedures

- The applicant CRN must specify a set of criteria and a process to
be used to consider adding new (organizational) members to the CRN,
in the event that this warranted by the research needs of the
project. Addition of new members would require the consultation and
approval of the NCI Program Director.

- The applicant must specify a set of criteria and a process to be
used to consider extending or modifying research studies initially
proposed in the application and approved for funding, and initiating
new or related research studies within the scope of the approved
award, in the event that such extensions, modifications or
initiations are warranted by scientific considerations and can be
accommodated by the time schedule and funding of the project (or
through various mechanisms that might become available to extend time
and/or funding).  The proposed process should take the interactive
nature of the funding mechanism into account and provide a
consultative role for the NCI Program Director and the NCI Review
Committee..

It is recommended that the infrastructure component of the study
comprise approximately one-third of the (total 4 year) budget of the
CRN.  The infrastructure component should be designed to meet two
goals: support of the specific research studies proposed and
development of the general research capacity of the CRN and its
affiliated network members.  The infrastructure component may
include, but is not necessarily limited to, meetings of researchers
to share research expertise and engage in joint planning, development
of research support personnel, development of standardized data
acquisition and processing systems, development of central data
coordination centers, and development of communications systems for
facilitating interaction between researchers.

In the research component of the application the applicant CRN must
describe at least three specific research studies planned for the
funding period.  It is recommended that the research component of the
study comprise approximately two-thirds of the (total 4 year) budget
of the CRN.  The application must include proposals for specific
research studies along the lines suggested in the section on
Objectives and Scope.  All or some sub-group of all CRN network
members should be involved in each of the proposed studies.
Descriptions for each proposed study should include all the elements
that would be included in a standard R01 grant application for a
research study, including budget.

It is recommended that the evaluation component comprise between 2-5%
of the budget of the CRN.  The purpose of the evaluation component is
to evaluate how well the CRN, and especially the infrastructure
component, performs to meet the goals of this RFA.  The evaluation
component should describe objective criteria and methods for
evaluation, including a baseline assessment of  the research
strengths and weakness of  the CRN and individual network members at
the beginning of the project and identify existing barriers to
network members participation in cancer research activities as well
as opportunities for overcoming these barriers through the CRN
mechanism.  Specific criteria that should be considered in the
evaluation are:  the extent to which the overall cancer research
capacity of the CRN has increased as a result of the funded project,
the extent to which cancer research capacity of the network members
has been enhanced through the complementary sharing of resources
across network members and through collaboration with academic
medical center affiliated researchers,  the extent to which network
members ability to compete for R01 grants and participate in other
research mechanisms has been enhanced, the extent to which "research
culture" has been engendered and enhanced in the clinical care
setting of network members, and the extent to which enduring
research-oriented data systems, research methods and collaborative
relationships have been established and institutionalized.  The
evaluation budget should be carefully described and justified for
each budget period.

To promote the orderly development of a CRN, a number of issues must
be addressed in the application.  The applicant must describe or
propose an organizational structure consisting of a network of health
care provider organizations with documented institutional commitment
from each member of the proposed CRN to participate in the proposed
activities of the CRN.  The CRN need not have a centralized physical
location, but it must have an identifiable Steering Committee which
will work with an NCI Program Director in the context of a
Cooperative Agreement. Membership of the Steering Committee shall
consist of the CRN Principal Investigator, the co-Principal
Investigators of the CRN, and the NCI Program Director.  The Steering
Committee will convene Working Groups for planning and supervising
the specific research activities of the CRN.

Terms and Conditions of Award

These special Terms of Award are in addition to and not in lieu of
otherwise applicable OMB administrative guidelines, HHS Grant
Administration Regulations at 45 CFR Part 74, and other HHS, PHS, and
NIH Grant Administration policy statements.

The administrative and funding instrument used for this program is a
cooperative agreement (U19), an "assistance" mechanism (rather than
an "acquisition" mechanism) in which substantial NIH scientific
and/or programmatic involvement with the awardee is anticipated
during performance of the activity. Under the cooperative agreement,
the NIH purpose is to support and/or stimulate the recipient's
activity by involvement in and otherwise working jointly with the
award recipient in a partner role, but it is not to assume direction,
prime responsibility, or a dominant role in the activity.  Consistent
with this concept, the dominant role and prime responsibility for the
activity resides with the awardee(s) for the project as a whole,
although specific tasks and activities in carrying out the studies
will be shared among the awardees and the NCI  Program Director, with
consultation from other NCI scientists as appropriate..

The inability of an awardee to meet the performance requirements set
forth in the Terms and Conditions of Award in the RFA, or significant
changes in the level of performance, may result in adjustment of
funding, withholding of support, suspension or termination of award.

1.  Awardee Rights and Responsibilities

Awardees will have primary and lead responsibilities for the
development and formation of a Cancer Research Network with a central
objective to conduct approved research projects and develop
standardized data collection instruments, surveys and methods.

The Principal Investigator and Co-Principal Investigators associated
with each CRN member institution and/or major research project will
meet at the initiation of the award with the NCI Program Director to
discuss scientific and technical direction and strategies relating to
the conduct of specific studies proposed by each Network.  CRN
members will agree to follow common protocols approved by the
Steering Committee.  In the event that more than 1 CRN award is made,
representatives from  all CRNs will meet annually to jointly discuss
ongoing research plans and progress.  The award recipients are
encouraged to provide information to NCI of progress on other funded
projects external to the collaborative activities but relating to the
activities funded under this RFA.  While joint research projects are
strongly encouraged under this RFA, research projects conducted at
individual CRN member institutions under the supervision of a single
Co-Principal Investigator, that otherwise contribute to meeting the
goals and objectives of this RFA , are allowed.  Co- Principal
Investigators of such single institution studies will have equivalent
status with all other Co-Principal Investigators in regard to
participation on the CRN Steering Committees and other CRN
committees.

Awardees will retain custody of and have primary rights to the data
developed under these awards, subject to Government rights of access
consistent with current HHS, PHS, and NIH policies.  All awardees and
NCI will jointly develop appropriate confidentiality procedures for
data collection, processing, storage and analysis to ensure the
confidentiality of data on individual health care provider
organization patients, health care providers and other institutions
involved in CRN research projects.  No identifying information of
individual patients or providers should be available through pooled
CRN research databases.  Encrypted study identification numbers will
be used for all pooled CRN studies.

2.  NCI Staff Responsibilities

The NCI Program Director will have substantial
scientific-programmatic involvement during conduct of this activity,
through technical assistance, advice and coordination above and
beyond normal program stewardship for grants, as described below.

a. Establishment of NCI /CRN Review Committee

NCI oversight of the CRN will be the responsibility of the NCI
Program Director, with the advice of a CRN Review Committee composed
of NCI professional staff drawn from relevant NCI Divisions and
Programs.  The NCI Program Director, or a designated NCI staff person
from the NCI CRN Review Committee, will have voting membership on the
CRN Steering Committee(s), and, as determined by those committee(s),
their subcommittees.

The NCI Program Director, with assistance of NCI staff from the
Review Committee, will have scientific-programmatic involvement in
the conduct of the proposed research studies. The dominant role and
prime responsibility for the studies resides with the awardee for the
studies as a whole, although specific tasks and activities in
carrying out particular studies may be shared among awardees and NCI
staff.  The NCI Program Director will provide assistance and guidance
as needed on an ad hoc basis, in developing shared study protocols
among CRN members, selecting data elements, obtaining cooperation
from the CRN members, linking databases, and analyzing pooled data.

b.  Strategy Sessions

The NCI Program Director or designee, in cooperation with the CRN,
will sponsor strategy sessions (to be held in conjunction with
selected biannual meetings of the CRN Steering Committee), attended
by CRN co-Principal Investigators and other appropriate staff from
the CRN and appropriate NCI staff.

c.  Data Management

Each awardee will retain custody of and primary rights to their own
data and is responsible for statistical analysis, computer processing
and statistical interpretations. The NCI Program Director will have
access to all data generated under this award and will periodically
review the data management and analysis procedures.

d.  Monitoring and Program Review

In addition to normally prescribed duties of program and grants
staff, an on-site program review will occur as early as 10 months but
no later than 18 months after award.  The program review will be
conducted to evaluate progress of  the CRN  in meeting the goals and
objectives of this RFA.  The inability of a participating CRN member
to meet the performance requirements set forth in the Terms and
Conditions of Award, or significant changes in the level of
performance, may result in an adjustment of funding, withholding of
support, suspension or termination of the award.

e.  Rights Reserved to NCI

The NCI reserves the right to terminate or curtail the study (or an
individual award) in the event of shortfalls in participant
recruitment, follow-up, data reporting, quality control, or other
major breach of study protocols, reaching a major study endpoint
substantially before schedule with persuasive statistical
significance, or human subject ethical issues that may dictate a
premature termination.

3.  Collaborative Responsibilities

The CRN Steering Committee will be the main governing board of the
CRN and will have primary responsibility for overall policies and
procedures of the CRN and for decisions about and approval of
specific research protocols and pooled data analysis.  The CRN
Principal Investigator, named in the CRN application, will serve as
the Chairperson of the Steering Committee. The CRN Steering Committee
will convene as needed to discuss collaborative study progress and
address scientific-technical aspects of implementation.  The voting
membership of the Steering Committee shall consist of the CRN
Principal Investigator, all CRN Co-Principal Investigators and the
NCI Program Director. The Steering Committee should plan on at least
2 meetings per year, with at least the co-P.I. representing each
participating CRN member in attendance.  When deemed necessary at
least one data manager as well as one co-P.I. from each CRN member
will attend such meetings. Subcommittees will be established by the
Steering Committee, as it deems appropriate.

In the event that more than one CRN is funded, the respective CRN
steering committees, in consultation with the NCI Program Director,
will determine the need for joint activities across the CRNs.

4.  Arbitration Process

The Terms and Conditions of Award require that the NCI Program
Director make post-award decisions related to program performance and
programmatic decisions on scientific-technical matters.  NCI will
establish an arbitration process when a mutually acceptable agreement
cannot be obtained between the awardee and the NCI Program Director.
An arbitration panel (with appropriate expertise) composed of one
member selected by the recipient group, one NCI nominee, and a third
member chosen by the other two will be formed to review the NCI
decision and recommend a course of action to the Director, NCI.
These special arbitration procedures in no way affect the awardee's
right to appeal an adverse action in accordance with PHS regulations
42 CFR Part 50, Subpart D, and DHHS regulations 45 CFR Part 16.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification is provided
that inclusion is inappropriate with respect to the health of the
subjects or the purpose of the research.  This policy results from
the NIH Revitalization Act of 1993.

All investigators proposing research involving human subjects should
read the "NIH Guidelines For Inclusion of Women and Minorities as
Subjects in Clinical Research," which have been published in the
Federal Register of March 28, 1994 (FR 59 14508-14513) and in the NIH
Guide for Grants and Contracts, Volume 23, Number 11, March 18, 1994.

LETTER OF INTENT

Prospective applicants are asked to submit, by October 17, 1997, a
letter of intent that includes a descriptive title of the proposed
research, name, address, and telephone number of the Principal
Investigator, identities of other key personnel and participating
institutions, and number and title of the RFA in response to which
the application may be submitted.

Although a letter of intent is not required, is not binding, and does
not enter into the review of subsequent applications, the information
allows NCI staff to estimate the potential review workload and to
avoid conflict of interest in the review.

The Letter of Intent is to be sent to:

Martin Brown, Ph.D.
Applied Research Branch
National Cancer Institute
Executive Plaza North, Room 313
6130 Executive Blvd.
Bethesda, MD  20892-7344
Telephone:  (301) 496-5716
FAX:  (301) 435-3710
Rockville, MD 20852 (if express/courier service)

APPLICATION PROCEDURES

The research grant application form PHS 398 (rev. 5/95) is to be used
in applying for these grants.  Applications kits are available at
most institutional offices of sponsored research and may be obtained
from the Division of Extramural Outreach and Information Resources,
National Institutes of Health, 6701 Rockledge Drive, Suite 6095, MSC
7910, Bethesda, MD 20892- 7910, telephone 301/435-0714, E-mail:
ASKNIH@odrockm1.od.nih.gov.  In addition since the U19 mechanism is
being used, applicants must use the instructions for NCI Program
Project Grant Applications.  These are available from the NCI
Referral Officer (301) 496-3428.

The RFA label available in the PHS 398 (rev.5/95) application form
must be affixed to the bottom of the face page of the application.
Failure to use this label could result in delayed processing of the
application such that it may not reach the review committee in time
for review.  In addition, the RFA title and number must be typed on
line 2 of the face page of the application form and the YES box must
be marked.

Submit a signed, typewritten original of the application, including
the Checklist, and three signed exact photocopies, in one package to:

Division of Research Grants
National Institutes of Health
6701 Rockledge Drive, Room 1040 - MSC 7710

Bethesda, MD  20892-7710
Bethesda, MD  20817 (for express/courier service)

At the time of submission, two additional copies of the application
must also be sent to:

Ms. Toby Friedberg
Referral Officer
Division of Extramural Activities
National Cancer Institute
6130 Executive Boulevard
Executive Plaza North, Room 636
Bethesda, MD  20892
Rockville, MD 20852 (if using express/courier service)

It is important to send these copies at the same time that the
original and three copies are sent to DRG; otherwise, the NCI cannot
guarantee that the applications will be reviewed in competition with
the other applications received on or before the designated receipt
date.

Applications must be received by  November 25, 1997.  If an
application is received after that date, it will be returned to the
applicant without review.  The Division of Research Grants (DRG) will
not accept any application in response to this announcement that is
essentially the same as one currently pending initial review, unless
the applicant withdraws the pending application.  The DRG will not
accept any application that is essentially the same as one already
reviewed.  This does not preclude the submission of a substantial
revision of an application already reviewed, but such an application
must follow the guidance in the PHS Form 398 application instructions
for the preparation of revised applications, including an
introduction addressing the previous critique.

Application Preparation

All applications must be submitted on the form PHS 398 (rev. 5/95).
The rationale an theme of the proposed CRN research agenda should be
discussed in an introductory section. Separate research plans should
be prepared for the infrastructure component, each proposed research
study, and the evaluation component. Maximum page limitations for
each section are:  introductory section - 5 pages, research agenda
component - 10 pages, infrastructure component - 25 pages,  each
proposed research study - 25 pages,  evaluation component - 10 pages.
Regardless of the number of proposed research studies, the maximum
page limitation for the entire research plan is 200 pages.  Each
application must contain a detailed budget for the first 12-month
period and a budget for the entire proposed project period for direct
costs. Separate budgets should be submitted for each component of the
CRN: the infrastructure component, each proposed research study, and
the evaluation component.  Budgets for each CRN member organization
other than the lead CRN institution must be submitted as
sub-contracts the lead institution  (or consultant contracts to the
lead institution may be used when only the professional services of
specified individuals are involved).  Additional instructions are in
the NCI Program Project Grant Guidelines.

REVIEW CONSIDERATIONS

General Considerations

All applications will be judged on the basis of the scientific merit
of the proposed project and the documented ability of the
investigators to meet the RESEARCH OBJECTIVES of the RFA. Although
the scientific merit of the proposed research is important, it will
not be the sole criterion for evaluation of a study.  Other
considerations, such as the importance and timeliness of the proposed
studies, access to patients, and multi disciplinary nature of the
studies, will be part of the evaluation criteria.

Review Method

Upon receipt, applications will be reviewed for completeness by the
DRG and for responsiveness to the RFA by the NCI. Incomplete
applications will be returned to the applicant without further
consideration.  If NCI staff  find that the application is not
responsive to the RFA, it will be returned and receive no further
consideration.

Applications that are complete and responsive to the RFA will be
evaluated for scientific and technical merit by an appropriate peer
review group convened by the NCI in accordance with the review
criteria stated below.  As part of the initial merit review, all
applications will receive a written critique and undergo a process by
which only those applications deemed to have the highest scientific
merit, generally the top half of applications under review, will be
discussed, assigned a priority score, and receive a second level
review by the National Cancer Advisory Board.

Review Criteria

Applicants are encouraged to submit and describe their own ideas
about how best to meet the general research and infrastructure goals
outlined in this RFA, and are expected to address issues identified
under SPECIAL REQUIREMENTS of the RFA.

Four general areas will be considered in review of applications:
research agenda; the feasibility of the infrastructure component of
the proposal and the likelihood that this component will effectively
contribute to meeting the goals of the RFA;  the importance and
scientific merits of the proposed research studies to be conducted by
the CRN; the objectivity and methodological soundness of the
evaluation component.

The following review criteria will be used:

-  Research Agenda

How well does the research agenda meet the goals and priorities of
the RFA?

How successful is the research agenda in providing a coherent basis
for the integration of the separate CRN research projects?

Does the proposed research agenda address an important set of
problems?  If the aims of the application are achieved, how will
scientific knowledge be advanced?  What will be the effect of these
studies on the concepts or methods that drive this field?

-  Infrastructure Component

Is the infrastructure proposal realistic and feasible given the
resources allocated to it and the characteristics of CRN members?

How well does the infrastructure component serve to support the
overall goals and priorities of the proposed research agenda and the
conduct of specific proposed research studies?

How well does the infrastructure component serve to increase the
cancer research capabilities of the CRN as a whole and individual CRN
members by facilitating the development of shared resources,
knowledge and information?

-  Evaluation Component

Are objective criteria and methods of evaluation proposed?

Are appropriate resources and expertise proposed to ensure an
adequate evaluation study?

Is the statistical design of the evaluations study sound?

-  Research Studies

Specific CRN research studies will be reviewed using the current
criteria that is applied to R01 grants (NIH GUIDE, Volume 26, Number
22, June 27, 1997), as follows:

(1) Significance:  Does this study address an important problem? If
the aims of the application are achieved, how will scientific
knowledge be advanced?  What will be the effect of these studies on
the concepts or methods that drive this field?

(2) Approach:  Are the conceptual framework, design, methods, and
analyses adequately developed, well-integrated, and appropriate to
the aims of the project?  Does the applicant acknowledge potential
problem areas and consider alternative tactics?

(3) Innovation:  Does the project employ novel concepts, approaches
or method? Are the aims original and innovative? Does the project
challenge existing paradigms or develop new methodologies or
technologies?

(4) Investigators:  Is the investigator appropriately trained and
well suited to carry out this work?  Is the work proposed appropriate
to the experience level of the principal investigator and other
researchers (if any)?

(5) Environment:  Does the scientific environment in which the work
will be done contribute to the probability of success?  Do the
proposed experiments take advantage of unique features of the
scientific environment or employ useful collaborative arrangements?
Is there evidence of institutional support?

In addition to the above criteria, in accordance with NIH policy, all
applications will also be reviewed with respect to the following:

*  The adequacy of plans to include both genders, minorities, and
their subgroups as appropriate for the scientific goals of the
research.  Plans for the recruitment and retention of subjects will
also be evaluated.

*  The reasonableness of the proposed budget and duration in relation
to the proposed research

*  The adequacy of the proposed protection for humans and animals,
and the safety of the research environment.

In addition to the above criteria, CRN proposals will be reviewed
with regard to commitment to conduct pooled analyses of combined data
across CRN members for research objectives that require pooled
analyses of data and adequate plans for central data coordination
centers when necessary to support pooled analyses. Such commitment
may be demonstrated by the identification of specific central data
coordination centers in the application, identification of data
managers for each CRN member and description of mechanisms for
ensuring data quality and comparability.

AWARD CRITERIA

Applications recommended by the National Cancer Advisory Board will
be considered for award based upon (a) scientific and technical
merit; (b) program balance, including in this instance, sufficient
compatibility of features to make a successful collaborative program
a reasonable likelihood; and (c) availability of funds.

Letter of Intent Receipt Date:  October 17, 1997
Application Receipt Date:       November 25, 1997
Review by NCI Advisory Board:   May 11-13, 1998
Anticipated Award Date:         August 1, 1998

INQUIRIES

Written and telephone inquiries concerning this RFA are encouraged.
The opportunity to clarify any issues or questions from potential
applicants is welcome.

Direct inquiries regarding programmatic issues to:

Martin Brown, Ph.D.
Applied Research Branch
National Cancer Institute
Executive Plaza North, Room 313
6130 Executive Boulevard
Bethesda, MD  20892-7344
Telephone:  (301) 496-5716
Email:  mb53o@nih.gov

Direct inquiries regarding fiscal matters to:

Crystal Wolfrey
Grants Administration Branch
National Cancer Institute
Executive Plaza South, Room 243
6120 Executive Boulevard
Bethesda, MD  20892-7150
Telephone:  (301) 496-7800 x213
Email:  wolfreyc@gab.nci.nih.gov

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance No. 93.3 . . . [use appropriate program number]. Awards
are made under authorization of the Public Health Service Act, Title
IV, Part A (Public Law 78-410, as amended by Public Law 99-158, 42
USC 241 and 285) and administered under PHS grants policies and
Federal Regulations 42 CFR Parts 52 and 45 CFR Part 74.  This program
is not subject to the intergovernmental review requirements of
Executive Order 12372 or Health Systems Agency review.

The PHS strongly encourages all grant and contract recipients to
provide a smoke-free workplace and promote the non-use of all tobacco
products.  In addition, Public Law 103-227, the Pro- Children Act of
1994, prohibits smoking in certain facilities ( or in some cases, any
portion of a facility) in which regular or routine education,
library, day care, health care or early childhood development
services are provided to children.  This is consistent with the PHS
mission to protect and advance the physical and mental health of the
American people.

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LONG-TERM CANCER SURVIVORS: RESEARCH INITIATIVES

NIH GUIDE, Volume 26, Number 30, September 5, 1997

RFA:  CA-97-018

P.T.

National Cancer Institute

Letter of Intent Receipt Date: October 24, 1997
Application Receipt Date: November 25, 1997

PURPOSE

The National Cancer Institute invites research grant applications to
identify important areas that have an impact on long term survivors
of cancer. The purpose of this RFA is to support research that will
lead to a decrease in the physiologic and psychological morbidity
associated with long term (more than 5 years) survival after cancer
treatment by addressing specific areas that affect cancer survivors
to a greater extent than members of the population at large.
Questions related to the experiences of the cancer survivor
encompassing both physiologic and psychological variables are to be
explored and interventions to promote positive outcomes evaluated
where appropriate. This initiative is expected to provide information
about the incidence and scope of the effects of cancer and its
treatment on survivors, the relationship of treatment to late effects
and to yield new insights about measures that are appropriate to the
potential problems and needs of long term survivors.  This RFA is not
intended to address questions that explore differences between
survivors and non-survivors that may be linked to mechanisms of
disease progression or genetic predisposition.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Request
for Applications (RFA), Long-Term Cancer Survivors:  Research
Initiatives, is related to the priority areas of long term and late
effects of cancer and its treatment.  Potential applicants may obtain
a copy of "Healthy People 2000" (Full Report:  Stock
No.017-001-00474-0) or "Healthy People 2000" (Summary Report:  Stock
No. 017-001-00473-1) through the Superintendent of Documents,
Government Printing Office, Washington, DC 20402-9325 (telephone
202-512-1800).

ELIGIBILITY REQUIREMENTS

Applications may be submitted by domestic and foreign, for-profit and
non-profit organizations, public and private, such as universities,
colleges, hospitals, laboratories, units of state and local
governments, and eligible agencies of the federal government.  Teams
of applicants representing a multi-disciplinary approach to the
problem identified are encouraged. Racial/ethnic minority
individuals, women, and persons with disabilities are encouraged to
apply as Principal Investigators. Foreign institutions are not
eligible to apply for First Independent Research Support and
Transition (FIRST) awards.

MECHANISM OF SUPPORT

This RFA will use the National Institutes of Health (NIH) Research
Project Grant (R01), the Small Grant (R03) and the FIRST (R29) award.
Responsibility for the planning, direction, and execution of the
proposed project will be solely that of the applicant.  The total
project period for an application submitted in response to this RFA
may not exceed 5 years.  The small grant (R03) is limited to 2 years.
The anticipated award date is July, 1998.

Because the nature and scope of the research proposed in response to
this RFA may vary, it is anticipated that the size of an award will
vary also. This RFA is a one-time solicitation.  Future unsolicited
competing continuation applications will compete with all
investigator-initiated applications and be reviewed according to the
customary peer review procedures.

Except as otherwise stated in this RFA, awards will be administered
under PHS grants policy as stated in the Public Health services Grant
Policy Statement, DHHS Publication No. (OASH) 94-50,000 (REV.) April
1, 1994.

FUNDS AVAILABLE

The estimated funds (total costs) available for the first year of
support for awards under this RFA will be $3,000,000.  Pending
receipt of a sufficient number of applications of high scientific
merit, the NCI intends to fund a total of approximately 12 to 15
awards in response to this RFA in FY98. Usual PHS policies governing
grants administration and management related to the three mechanisms
(R01, R03 and R29) will apply.  Although this program is provided for
in the financial plans of the NCI, the award of grants pursuant to
this RFA is contingent upon the continuing availability of funds for
this purpose. Funding beyond the first and subsequent years of the
grant will be contingent upon satisfactory progress during the
preceding years and the availability of funds.

RESEARCH OBJECTIVES

Background

There are now approximately 10 million cancer survivors in the United
States, 7 million of whom have survived for at least 5 years. SEER (
Surveillance , Epidemiology and End Results) data demonstrate
improvements in the 5 year relative survival rates for melanoma,
breast, uterine, prostate, testicular and bladder cancer, and for
Hodgkin's Disease and non-Hodgkin's lymphoma, from 1974 - 76 to 1981
- 87 .  There has been a decline in cancer mortality in the US from
1990 to 1995.

Problems facing cancer survivors are multifaceted.  They include
physical, emotional and social stresses arising as a result of the
effects of treatment, changes in lifestyle, disruption of home and
family roles, and the fear of recurrence.  Physical morbidity is an
issue for the cancer survivor, as are psychologic and social
morbidity.  Cancer survivors often live with compromise, and face
potential challenges arising as a result of changes in their strength
and endurance, reproductive capacity, sexuality and body image .
Cancer is a disease with both physical and psychosocial sequelae.
Survivors have indicated that their concerns shift over time from
illness related problems and towards societal and interpersonal
issues.

There is currently no consensus as to the defined needs of cancer
survivors, or  the long term physiologic and/or psychologic sequelae
of the disease.  Research into these areas is essential to delineate
the long term health outcomes of cancer survivors.  It is anticipated
that new collaborative teams will be formed to address the issues
that range from the biological/physiologic level to the psychosocial
realm.  The nature of the issues suggests a multi- disciplinary
approach that will generate focused methods of assessment, provide
impetus for research on quality of life, explore outcomes of
different approaches to follow-up and surveillance of survivors as
well as inquiries into the impact on family life, insurance and
employment.

Many late physiologic effects have been documented for survivors of
childhood cancer.  These include late effects from chemotherapy and
irradiation, and the effects of multi-modal treatment including new
primary cancers, impairment of cognitive, pulmonary, cardiac,
hepatic, and gonadal function , and cosmetic changes.  Reviews of the
existing body of literature point to an increasing number of such
physiologic effects.

Areas that continue to be of particular importance to cancer
survivors include: issues of quality of life and psychosocial
adjustment beyond the acute period of treatment; reproduction and
offspring; surveillance for the adverse sequelae of treatment and the
development of new cancers; and the risk of recurrence. Knowledge of
the human toll of having had, and being treated for, cancer measured
in terms of quality of life, social outcomes related to jobs,
insurance, social interactions is needed before interventions to
lessen the negative impact or support the positive adjustment in an
individual are proposed.

RESEARCH GOALS

The scope of this RFA is limited to long term survivors, defined here
as at least five years from completion of primary cancer therapy and
currently free of disease.  This RFA requests applications that will
provide the information about incidence and scope of effects of
cancer and its treatment on survivors, their relationship to
treatment, and where appropriate, proposals to test interventions,
and the timing of interventions, to reduce the late morbidity of
cancer and cancer therapy and to promote as normal a life as possible
for the survivor.  To achieve these purposes, a descriptive phase may
be included to generate hypotheses about the intervention to be
tested.  It is suggested that the proposals will represent
multi-disciplinary approaches and multiple end points where
appropriate.

SCOPE OF RESEARCH

This initiative focuses on expanding our understanding of the
physiologic and psychological issues related to cancer survivorship.
Examples of some pertinent areas and research topics are listed
below.  This list is intended to be illustrative, not exhaustive.
Topics are not presented in a priority order:

o Prevalence and longitudinal incidence studies of physiologic late
effects, e.g. cardiac toxicities and events, pulmonary compromise,
late effects of limb sparing, minimal breast surgery and
reconstructive surgery, ovarian failure, renal failure, and
neurologic defects.

o Prevalence and longitudinal incidence studies of psychosocial late
effects, e.g. job and insurance discrimination, sexuality, quality of
life, depression, cognitive function and mentation.

o Prevalence and longitudinal studies of second cancers, including
investigation of risk factors.

o Reproductive function, e.g. fertility and health of offspring.

o Economic impact, e.g. evaluation of effectiveness and cost of
psychosocial and other interventions that will impact on survivorship
outcomes.

o Evaluation of the effectiveness of prevention interventions to
prevent sequelae, e.g. cardioprotective agents, prevention of second
cancers, maintenance of fertility, early interventions during
treatment to lessen negative impact of sequelae.

o Exploration of the impact of survivorship related to insurance and
employment discrimination, including that related to the
identification of high risk status, including genetic susceptibility.

o Studies in offspring, e.g. birth defects, delayed developmental
milestones and malformation rates.

o Development and testing of diverse methodologic approaches specific
to cancer survivors, e.g. instrument development, adaptation and
validation of existing measures for use in special populations
including culturally and ethnically diverse groups and the elderly.

o Targeted prevalence studies of specific cancer related effects on
survivors to determine the need for large scale studies.

REQUIREMENTS

In order for the purposes of the RFA to be accomplished, several
requirements must be addressed:

o The focus must be on long term survivors of cancer. This is not
limited to persons who were diagnosed and treated as adults.  Studies
of long term survivors of childhood cancer are encouraged, as are
studies of elderly survivors.

o Attention must be paid to the use of appropriately valid and
reliable measures of both physiologic and psychosocial variables.  A
short period of time at the start of the award can be dedicated to
additional validation studies if needed.

o The creations of a data base of the cohort that could be used to
facilitate future studies should be considered.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification is provided
that inclusion is inappropriate with respect to the health of the
subjects or the purpose of the research.  This policy results from
the NIH Revitalization Act of 1993 (section 492B of Public Law
103-43) and supersedes and strengthens the previous policies
(concerning the inclusion of women in study populations, and
concerning the inclusion of minorities in study populations) which
have been in effect since 1990.  The new policy contains some
provisions that are substantially different from the 1990 policies..

All investigators proposing research involving human subjects should
read the "NIH Guidelines For Inclusion of Women and Minorities as
Subjects in Clinical Research," which have been published in the
Federal Register of March 28, 1994 (FR 59 14508-14513) and in the NIH
Guide for Grants and Contracts, Volume 23, Number 11, March 18, 1994.

Investigators also may obtain copies of the policy from the program
staff listed under INQUIRIES.  Program staff may also provide
additional relevant information concerning the policy.

LETTER OF INTENT

Prospective applicants are asked to submit, by October 24, 1997,  a
letter of intent that includes a descriptive title of the proposed
research, the name, address, and telephone number of the Principal
Investigator, the identities of other key personnel and participating
institutions, and the number and title of the RFA in response to
which the application may be submitted.  Although a letter of intent
is not required, is not binding, and does not enter into the review
of a subsequent application, the information that it contains allows
staff to estimate the potential review workload and avoid conflict of
interest in the review.

The letter of intent is to be sent to:

Claudette G. Varricchio DSN, RN, FAAN
Division of Cancer Prevention and Control
National Cancer Institute
6130 Executive Boulevard, Room 300
Bethesda, MD  20892- 7340
Telephone:  (301) 496-8541
FAX:  (301) 496-8667
e-mail: varriccc@dcpcepn.nci.nih.gov

APPLICATION PROCEDURES

The research grant application form PHS 398 (rev. 5/95) is to be used
in applying for these grants.  Application kits are available at most
institutional offices of sponsored research and may be obtained from
the Division of Extramural Outreach and Information Resources,
National Institutes of Health, 6701 Rockledge Drive, Suite 6095, MSC
7910, Bethesda, MD 20892- 7910, telephone 301/435-0714, E-mail:
ASKNIH@odrockm1.od.nih.gov; and from the program administrator listed
under INQUIRIES.

The RFA label available in the PHS 398 (rev. 5/95) application form
must be affixed to the bottom of the face page of the application.
Failure to use this label could result in delayed processing of the
application such that it may not reach the review committee in time
for review.  In addition, the RFA title and number must be typed on
line 2 of the face page of the application form and the YES box must
be marked.

Submit a signed, typewritten original of the application, including
the Checklist, and three signed, photocopies, in one package to:

Division of Research Grants
National Institutes of Health
6701 Rockledge Drive
Room 1040 - MSC 7710
Bethesda, MD  20892-7710
Bethesda, MD 20817 (for express/courier services)

At the time of submission, two additional copies of the application
must be sent to:

Mrs. Toby Friedberg
Division of Extramural Activities
National Cancer Institute
Executive Plaza North, Room 636
6130 Executive Boulevard
Bethesda, MD  20892
Rockville, MD 20852 (for express/ courier service)

Applications must be received by November 25, 1997.  If an
application is received after that date, it will be returned to the
applicant without review.  The Division of Research Grants (DRG) will
not accept any application in response to this RFA that is
essentially the same as one currently pending initial review, unless
the applicant withdraws the pending application.  The DRG will not
accept any application that is essentially the same as one already
reviewed.  This does not preclude the submission of substantial
revisions of applications already reviewed, but such applications
must include an introduction addressing the previous critique.

REVIEW CONSIDERATIONS

Upon receipt, applications will be reviewed for completeness by DRG
and responsiveness by the National Cancer Institute. Incomplete
applications will be returned to the applicant without further
consideration.  If the application is not responsive to the RFA, DRG
staff may contact the applicant to determine whether to return the
application to the applicant or submit it for review in competition
with unsolicited applications at the next review cycle. Applications
that are complete and responsive to the RFA will be evaluated for
scientific and technical merit by an appropriate peer review group
convened by the National Cancer Institute in accordance with the
review criteria stated below.

As part of the initial merit review, a process (triage) may be used
by the initial review group in which applications will be determined
to be competitive or non-competitive based on their scientific merit
relative to other applications received in response to the RFA.
Applications judged to be competitive will be discussed and be
assigned a priority score.  Applications determined to be
non-competitive will be withdrawn from further consideration and the
Principal Investigator and the official signing for the applicant
organization will be notified.

REVIEW CRITERIA

The five criteria to be used in the evaluation of grant applications
are listed below.

The goals of NIH-supported research are to advance our understanding
of biological systems, improve the control of disease, and enhance
health.  The reviewers will comment on the following aspects of the
application in their written critiques in order to judge the
likelihood that the proposed research will have a substantial impact
on the pursuit of these goals.  Each of these criteria will be
addressed and considered by the reviewers in assigning the overall
score weighting them as appropriate for each application.  Note that
the application does not need to be strong in all categories to be
judged likely to have a major scientific impact and thus deserve a
high priority score.  For example, an investigator may propose to
carry out important work that by its nature is not innovative but is
essential to move a field forward.

1.  Significance.  Does this study address an important problem? If
the aims of the application are achieved, how will scientific
knowledge be advanced?  What will be the effect of these studies on
the concepts or methods that drive this field?

2.  Approach.  Are the conceptual framework, design, methods, and
analyses adequately developed, well-integrated, and appropriate to
the aims of the project?  Does the applicant acknowledge potential
problem areas and consider alternative tactics?

3.  Innovation.  Does the project employ novel concepts, approaches
or method?  Are the aims original and innovative? Does the project
challenge existing paradigms or develop new methodologies or
technologies?

4.  Investigator.  Is the investigator appropriately trained and well
suited to carry out this work?  Is the work proposed appropriate to
the experience level of the principal investigator and other
researchers (if any)?

5.  Environment.  Does the scientific environment in which the work
will be done contribute to the probability of success?  Do the
proposed experiments take advantage of unique features of the
scientific environment or employ useful collaborative arrangements?
Is there evidence of institutional support?

The initial review group will also examine: the appropriateness of
proposed project budget and duration; the adequacy of plans to
include both genders and minorities and their subgroups as
appropriate for the scientific goals of the research and plans for
the recruitment and retention of subjects; the provisions for the
protection of human and animal subjects; and the safety of the
research environment.

AWARD CRITERIA

Applications found to have significant and substantial merit will be
considered for funding by the following:

o  priority score
o  availability of funds
o  programmatic priorities

SCHEDULE

Letter of Intent Receipt Date:             October 24, 1997
Application Receipt Date:                  November 25, 1997
Review by National Cancer Advisory Board:  May 1998
Anticipated Date of Award:                 July  1998

INQUIRIES

Inquiries concerning this RFA are encouraged.  The opportunity to
clarify any issues or questions from potential applicants is welcome.

Direct inquiries regarding programmatic issues to:

Claudette G. Varricchio DSN, RN, FAAN
Division of Cancer Prevention and Control
National Cancer Institute
Executive Plaza North, Room 300
Bethesda, MD  20892- 7340
Telephone:  (301) 496-8541
FAX: (301)  496 8667
E-mail: varriccc@dcpcepn.nci.nih.gov

Direct inquiries regarding fiscal matters to:

Joy L. McCauley
Grants Administration Branch
National Cancer Institute
Executive Plaza South, Room 243
6120 Executive Boulevard
Bethesda, MD  20892
Telephone: (301) 496-7800, ext. 253
FAX: (301) 496-8601
E-mail: mccaulej@gab.nci.nih.gov

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance No. 93.399, CANCER control.  Awards are made under
authorization of the Public Health Service Act, Title IV, Part A
(Public Law 78-410, as amended by Public Law 99-158, 42 USC 241 and
285) and administered under PHS grants policies and Federal
Regulations 42 CFR 52 and 45 CFR Parts 74 and 92.  This program is
not subject to the intergovernmental review requirements of Executive
Order 12372 or Health Systems Agency review.

The Public Health Service (PHS) strongly encourages all grant
recipients to provide a smoke-free workplace and promote the non- use
of all tobacco products.  This is consistent with the PHS mission to
protect and advance the physical and mental health of the American
people.  In addition, Public Law 103-227, the Pro- Children Act of
1994, prohibits smoking in certain facilities (or in some cases, any
portion of a facility) in which regular or routine education,
library, day care, health care or early childhood development
services are provided to children.  This is consistent with the PHS
mission to protect and advance the physical and mental health of the
American people.

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HIV PATHOGENESIS IN WOMEN'S INTERAGENCY HIV STUDY (WIHS)

NIH GUIDE, Volume 26, Number 30, September 5, 1997

PA NUMBER:  PA-97-105

P.T.

National Institute of Allergy and Infectious Diseases
National Institute of Child Health and Human Development
National Institute on Drug Abuse
National Cancer Institute
National Institute of Dental Research
National Institute of Diabetes and Digestive and Kidney Diseases
National Institute of Neurological Disorders and Stroke
Office of Research on Women's Health

PURPOSE

The National Institute of Allergy and Infectious Diseases (NIAID),
the  National Institute of Child Health and Human Development
(NICHD), the National Institute on Drug Abuse (NIDA), the National
Cancer Institute (NCI), the National Institute of Dental Research
(NIDR), the National Institute of  Diabetes and Digestive and Kidney
Diseases  (NIDDK),the National Institute of Neurological Disorders
and Stroke (NINDS) and the Office of Research on Women's Health
(ORWH) invite applications for highly focused basic research
integrated with the WOMEN'S INTERAGENCY HIV STUDY (WIHS) scope and
structure.  Applications are expected to utilize the WIHS study
population, a large cohort of HIV-infected women in the U.S., to
formulate specific hypotheses concerning HIV/AIDS pathogenesis in
women. The WIHS cohort is followed in five large metropolitan areas
(New York, Washington DC, Chicago, Los Angeles and San Francisco).

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Program
Announcement (PA), "HIV PATHOGENESIS IN WOMEN'S INTERAGENCY HIV STUDY
(WIHS)" is related to the priority area of "HIV Infection" (SAI:
Natural history, transmission, behavior, women, in-vivo
pathogenesis).  Potential applicants may obtain a copy of "Healthy
People 2000" (Full Report: Stock No. 017-001-00474-0 or Summary
Report: Stock No. 017-001-10473) through the Superintendent of
Documents, Government Printing Office, Washington, DC 20402-0325
(telephone 202-512-1800).

ELIGIBILITY REQUIREMENTS

Applications may be submitted by domestic and foreign for-profit and
non-profit organizations, public and private, such as universities,
colleges, hospitals, laboratories, units of State or Local
Government, and eligible agencies of the Federal Government.  Foreign
institutions are not eligible for First Independent Research Support
and Transition (FIRST) (R29) awards.  Racial/ethnic minority
individuals, women, and persons with disabilities are encouraged to
apply as Principal Investigators.

MECHANISM OF SUPPORT

Traditional research project grant (R01) and FIRST award (R29)
applications may be submitted in response to this program
announcement.  Applications for R01 grants may request up to five
years of support; applications for R29 grants must request five years
of support.  Responsibility for the planning, direction, and
execution of the proposed research for all applicable mechanisms of
support will be solely that of the applicant.

RESEARCH OBJECTIVES

A.  Background

1.  HIV IN WOMEN.

HIV in women is increasing worldwide.  In the U.S., the epidemic
began expanding among women in the late 1980s and the full extent of
the epidemic in this population has yet to be clearly defined.  As of
December 1996, the Centers for Disease Control and Prevention (CDC)
estimated that the cumulative number of AIDS cases in adult and
adolescent women in the U.S. was 85,500, with 20,302 in 1996 alone.
Women now comprise approximately 15% (85,500/581,429) of the total
adult and adolescent AIDS cases, the highest proportion yet reported.
The impact of AIDS is particularly severe in minority populations in
the U.S.  Blacks and Hispanics combined constitute 48% of AIDS cases
among men, but 76% among women.

In the U.S., the proportion of women acquiring HIV infection through
sexual contact with HIV-infected men is increasing. In 1996, 40% of
women with AIDS reported acquiring HIV infection through sexual
contact with a man with or at risk for HIV infection, and 34%
reported injecting-drug use as their main exposure category.  AIDS is
now the third leading cause of death for women aged 25 to 44 after
cancer and cardiovascular disease and the leading cause of death for
African-American women in this age group. The increasing mortality
rate for women also affects children: the estimated 80,000
HIV-infected women of childbearing age who were alive in 1992 will
leave about 125,000-150,000 orphans during the 1990s.

At the current stage of the HIV/AIDS epidemic, new paradigms have
emerged that will influence the direction of future research on
HIV/AIDS. Some of these paradigms will increasingly apply to women,
as women become a progressively larger fraction of persons with
HIV/AIDS in industrialized countries.  Research areas that are likely
to draw more attention in the near future will include the study of
pathogenicity and transmissibility of different HIV subtypes or
recombinant forms and their interaction with variably susceptible
individuals; the change in the scope of HIV natural history studies
in the era of combination antiretroviral therapy; and the
contribution of such studies to the design of a wide spectrum of
prevention modalities (e.g. prevention of HIV and prevention of
opportunistic infections). In addition, studies of natural history of
HIV-related malignancies and active surveillance of malignancies in
HIV infected and high-risk uninfected women may lead to new screening
and prevention modalities in high-risk populations of women.  Studies
of HIV/AIDS in women can play a unique role in testing new biological
or socio-behavioral hypotheses at the population level and in linking
basic science findings and laboratory methods to epidemiologically
well defined populations and communities.

2. WIHS.

The Women's Interagency HIV Study (WIHS), a multicenter, prospective
study, was established in August, 1993 to carry out comprehensive
investigations of the impact of HIV infection in women.  This study
has been conducted by NIH in tandem with a similar study coordinated
by the U.S. Centers for Disease Control and Prevention (CDC), the HIV
Epidemiology Research Study (HERS).  In addition to NIAID, several
other NIH institutes currently fund different components of the WIHS.
These Institutes include: the National Institute of Child Health and
Human Development (NICHD), the National Institute on Drug Abuse
(NIDA), the National Cancer Institute (NCI) and the National
Institute of Dental Research (NIDR). The WIHS has interacted with the
community from the outset, by soliciting the community's input to
better identify problems and pursue research opportunities. Community
involvement through the individual WIHS sites and the Community
Advisory Board (CAB) is encouraged to foster women's participation
and understanding of research scope and results.

The rationale for establishing the WIHS in 1993 was to investigate
the clinical, laboratory and psychosocial aspects of HIV infection in
women, in a multi-site, prospective fashion.  The significant
investment needed to develop a complex infrastructure such as exists
in the WIHS requires a period of several years of collaborative
research and cohort follow-up for maximum scientific benefit to
accrue. In addition, changes should be monitored in the natural
history of HIV and associated conditions occurring as a result of
treatment advances and longer survival. The follow-up phase began at
completion of participants' recruitment in November, 1995. A total of
2,641 women (2066 HIV positive and 575 negative), 80% of minority
background, were enrolled.  During the course of the study, progress
in HIV/AIDS research will continue to require flexibility in
modifying goals and adjusting the infrastructure to reflect new
knowledge and new, state-of-the-art methodology.  The achievement of
this goal will be facilitated by the fact that clinical care and
research activities are carried out at the same health facility. This
allows for real-time clinical observation and laboratory testing.
The rapid implementation of new protocols will be especially
dependent on the presence of the following project-wide
characteristics: adequate infrastructure and coordination within the
individual consortia, effective linkage between the study sites,
real-time coordination of activities by the Data Center, and
efficient use of the biological specimens.

B.  Research Objective and Scope

Applications are invited to conduct studies focused on basic
mechanisms of HIV infection and progression in women. Applications in
response to this Program Announcement may include expansion of
ongoing studies and new studies. In addition, studies may involve all
WIHS sites or may be limited to defined subsets of the WIHS
population, when special requirements exist, such as the need for
more frequent participant visits.  Studies may address, in detail,
biological aspects of HIV infection and how such aspects affect
women's health. Proposed studies should emphasize investigations
predicated upon specific hypotheses.  Applications may focus on
investigations in the specific areas of interest of the collaborating
NIH Institutes, as outlined below.  HIV/AIDS in women is a high
priority for research for ORWH.  ORWH will be pleased to provide
cofunding through the participating institutes in support of
meritorious grant applications, contingent upon the availability of
funds.  Important areas of investigation include, but are not limited
to, the following subjects:

NIAID: grant applications in the area of molecular basis of HIV
infection and disease progression in women, including the interplay
of host and viral characteristics; characterization of HIV in
cervico-vaginal mucosa and its relationship with HIV in blood;
virologic and immunologic factors and their relationship with
endocrinologic factors in HIV infected women; cellular and molecular
bases for higher susceptibility of women to HIV transmission via the
mucosal route as compared to men. NICHD: grant applications in the
areas of endocrinologic factors (including both endogenous and common
exogenous hormonal exposures), HIV expression, and disease
progression; interactions between pregnancy and HIV infection; and
fertility-related behaviors among HIV-seropositive women.

NIDA: grant applications investigating direct and indirect effect of
drug use and associated co-morbidity; viral and immune factors
influencing the course of HIV-related disease, including correlations
between systemic and genital changes and the role of the female
genital tract as a reservoir of HIV infection.

NCI: grant applications in the areas of surveillance of the
prevalence, incidence, and secular trends of all cancers occurring in
the WIHS cohort; the natural history of AIDS-related cancers; the
role of human papillomavirus, Epstein-Barr virus, and Human Herpes
Virus 8 in the etiology of AIDS-associated cancers; and the effects
of viral strain variation, co-infections with multiple viruses, host
genetics, immune perturbations, hormonal changes, and anti-retroviral
treatment on the pathogenesis and clinical epidemiology of
AIDS-related pre-cancerous changes and cancers.

NIDR: grant applications investigating the in vivo role and mechanism
of action of oral antiviral factors (salivary and mucosal); the
influence of oral co-infections on HIV infection and disease
pathogenesis; the role of the oral pharyngeal region as a reservoir
of HIV infection; oral diagnostics and therapeutics; the role of host
response in candida infections; characterization of salivary
molecules exhibiting anti-candida activities; and identification of
anti-candida epitopes and construction of bioactive synthetic
peptides.

NIDDK: grant applications to elucidate the pathogenesis of AIDS
wasting syndrome (AWS), including the effects of HIV on endocrine and
gastrointestinal function, metabolism, appetite and diet,  physical
activity, and body composition; studies of intercurrent illnesses in
the pathogenesis and natural history of AWS; studies of the
pathogenesis and natural history of endocrine, gastrointestinal and
renal dysfunction in HIV-positive women, including mechanisms of
drug-induced diabetes and hepatic and renal toxicity.

NINDS: grant applications investigating the pathogenesis of central
and peripheral nervous system abnormalities caused directly or
indirectly by HIV infection in HIV-positive women. Such research
could include the role of genetic factors, immune status, and
hormonal function in women at risk for AIDS-related neurological
disorders.

ORWH: co-sponsor of this program announcement.  As such, ORWH will be
providing partial funding to selected grants awarded by the
Institutes identified above contingent upon the availability of
funds.

In addition to addressing the aspects described above in the main
study population (approximately 2000 HIV seropositive women), focused
studies may be conducted in the approximately 500 HIV seronegative
women who are currently under active follow-up.  Using the WIHS
infrastructure and through the rapid identification and enrollment of
recent seroconverters, such studies may investigate events during
early HIV infection in women and may address questions such as the
genetic basis for HIV exposure without infection and its relationship
with high-risk behavior (sexual or drug-related).  By investigating
the dynamics of initial HIV infection, these studies may provide
critical background knowledge for the design of clinical trials in
patients with primary HIV disease.  HIV uninfected women may also be
enrolled in studies investigating the role of hormonal factors and
contraceptive use on susceptibility to HIV infection.

C.  Research Structure.

BIOLOGICAL SPECIMENS.

Scientific questions addressed by studies submitted under this
Program Announcement may utilize biological specimens already
collected and banked or specimens to be prospectively collected.
Stringent monitoring of specimen utilization will occur throughout
the study duration to permit specimen use by a broad number of
investigators. Use of WIHS specimens will be restricted to the use
stated in the grant. To address any peer review's concerns regarding
specimen access, applicants are advised to provide documentation of
the establishment of  a collaboration with the WIHS investigators.
Inquiries on this matter should be directed to the Program staff of
the participating NIH Institutes.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS.

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification is provided
that inclusion is inappropriate with respect to the health of the
subjects or the purpose of the research.  This policy results from
the NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43). All investigators proposing research involving human
subjects should read the "NIH Guidelines For Inclusion of Women and
Minorities as Subjects in Clinical Research", which have been
published in the Federal Register of March 9, 1994 (FR 59
14508-14513), and in the NIH GUIDE FOR GRANTS AND CONTRACTS, Volume
23, Number 11, March 18, 1994.

Investigators may obtain copies from these sources or from the
Program staff listed under INQUIRIES. Program staff may also provide
additional relevant information concerning the policy.

APPLICATION PROCEDURES

Applications are to be submitted on the grant application form PHS
398 (rev. 5/95) and will be accepted on the standard deadlines for
AIDS applications as indicated in the application kit.  Application
kits are available at most institutional offices of sponsored
research and may be obtained from the Division of Extramural Outreach
and Information Resources, National Institutes of Health, 6701
Rockledge Drive MSC 7910, Bethesda, MD 20892-7910, telephone
(301)435-0714, e-mail: asknih@odrockm1.nih.gov.

For purposes of identification and processing, item 2 on the face
page of the application must be marked "YES".  The PA number and the
PA title must also be typed in section 2.

The completed original application and five legible, single-sided
copies of the application must be sent to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040, MSC 7710
BETHESDA, MD  20892-7710
BETHESDA, MD  20817-7710 (for express/courier service)

FIRST (R29) award applications must include at least three sealed
letters of reference attached to the face page of the original
application.  FIRST applications submitted without the required
number of reference letters will be considered incomplete and will be
returned without review.

Applicants from Institutions that have a General Clinical Research
Center (GCRC) funded by the NIH National Center for Research
Resources may wish to identify the Center as a resource for
conducting the proposed research. If so, a letter of agreement from
the GCRC Program Director must be included in the application
material.

REVIEW CONSIDERATIONS

Applications will be assigned on the basis of the established PHS
referral guidelines. Upon receipt, applications will be reviewed for
completeness by the NIH Division of Research Grants, NIH. Incomplete
applications will be returned to the applicant without further
consideration.

R01 and R29 applications will be reviewed for scientific and
technical merit by the Division of Research Grants, NIH in accordance
with the standard NIH peer review procedures. As part of the initial
merit review, all applications will receive a written critique and
undergo a process in which only those applications deemed to have the
highest scientific merit, generally the top half of applications
under review, will be discussed, assigned a priority score, and
receive a second level review by the appropriate national advisory
council or board.

REVIEW CRITERIA

Significance:  Does this study address an important problem?  If the
aims of the application are achieved, how will scientific knowledge
be advanced?  What will be the effect of these studies on the
concepts or methods that drive this field?

Approach:  Are the conceptual framework, design, methods, and
analyses adequately developed, well-integrated, and appropriate to
the aims of the project?  Does the applicant acknowledge potential
problem areas and consider alternative tactics? Is there a
comprehensive use of the WIHS cohort of women, the WIHS database and
the WIHS-originated specimen bank?

Innovation:  Does the project employ novel concepts, approaches or
methods?  Are the aims original and innovative?  Does the project
challenge existing paradigms or develop new methodologies or
technologies?

Investigator:  Is the investigator appropriately trained and
well-suited to carry out this work?  Is the work proposed appropriate
to the experience level of the principal investigator and other
researchers (if any)?

Environment:  Does the scientific environment in which the work will
be done contribute to the probability of success?  Do the proposed
experiments take advantage of unique features of the scientific
environment or employ useful collaborative arrangements?  Is there
evidence of institutional support? Is there an optimal level of
integration with the current WIHS activities and investigators?

Budget:  Is the requested budget and estimation of time to completion
of the project  appropriate for the proposed research?

The initial review group will also examine the provisions for the
protection of human and animal subjects and the safety of the
research environment.

AWARD CRITERIA.

Applications will compete for available funds with all other
favorably recommended applications. The following will be considered
when making funding decisions: quality of the proposed project as
determined by peer review, program balance among research areas of
the announcement, and availability of funds.

INQUIRIES.

Written and telephone inquiries are encouraged. The opportunity to
clarify any issues or questions from potential applicants is welcome.
Inquiries regarding programmatic (research scope, eligibility and
responsiveness) issues may be directed to:

NIAID:
Paolo Miotti, M.D., M.P.H.
Telephone:  (301) 496-9176
FAX:  (301) 402-3211
e-mail:  pm122m@nih.gov

NICHD:
David Burns, M.D., M.P.H.
Telephone:  (301) 496-7339
FAX:  (301) 496-8678
e-mail:  db98d@nih.gov

NIDA:
Katherine Davenny, Ph.D.
Telephone:  (301) 443-1801
FAX:  (301) 443-2317
e-mail:  kd25h@nih.gov

NCI:
Sandra Melnick, Dr.P.H.
Telephone:  (301) 435-4914
FAX:  (301) 402-4279
e-mail:  sm33k@nih.gov

NIDR:
Maryann Redford, D.D.S., M.P.H.
Telephone:  (301) 544-5588
FAX:(301) 480-8254
e-mail:  mr48a@nih.gov

NIDDK:
Judith Fradkin, M.D.
Telephone:  (301) 594-8814
FAX:  (301) 480-3503
e-mail:  jf58s@nih.gov

NINDS:
A.P. Kerza-Kwiatecki, PhD.
Telephone:  (301) 496-1431
FAX:  (301) 402-2060
e-mail:  ak45w@nih.gov

ORWH:
Joyce Rudick
Telephone:  (301) 402-1770
FAX:  (301) 402-1798
e-mail:  jr27q@nih.gov

Direct inquiries regarding fiscal matters to:

Ms. Ann Devine
Division of Extramural Activities
National Institute of Allergy and Infectious Diseases
Solar Building, Room 4C23
6003 Executive Blvd.
Bethesda, MD  20892
Telephone:  (301) 402-5601

AUTHORITY AND REGULATIONS.

This program is supported under authorization of the Public Health
Service Act, Sec. 301 (c), Public Law 78-410, as amended. The
Catalogue of Federal Domestic Assistance Citations are No. 93.855 -
Immunology, Allergy, and Transplantation Research and No. 93.856 -
Microbiology and Infectious Disease Research.

Awards will be administered under PHS grants policies and Federal
Regulations 42 CFR Part 52 and 45 CFR Part 74. This program is not
subject to the intergovernmental review requirements of Executive
Order 12372 or Health Systems review.

The PHS strongly encourages all grant and contract recipients to
provide a smoke-free workplace and promote the non-use of all tobacco
products.  In addition, Public Law 103-227, the Pro-Children Act of
1994, prohibits smoking in certain facilities (or in some cases, any
portion of a facility) in which regular or routine education,
library, day care, health care or early childhood development
services are provided to children.  This is consistent with the PHS
mission to protect and advance the physical and mental health of the
American people.

From owner-sci-resources@net.bio.net Tue Sep 09 23:00:00 1997
Path: biosci!biosci!not-for-mail
From: ltest@rte9-sun_5.5.1 (news_check.py)
Newsgroups: bionet.sci-resources
Subject: Re: Elementary teachers as Mentors
Date: 10 Sep 1997 09:44:37 -0700
Organization: AT&T WorldNet Load Test
Lines: 40
Sender: daemon@net.bio.net
Approved: biosci-help@net.bio.net
Distribution: world
Message-ID: <5v69je$6kf@lztnsc06.att.com>
NNTP-Posting-Host: net.bio.net

In article <5uf771$182@net.bio.net> Nishi Mary Mathew <nishi@tenet.edu> wrote:
> Hello All science educators and elementary science teachers,
> 
> I would like to have the preservice elementary teachers in my class 

Hello All science educators and elementary science teachers,

I would like to have the preservice elementary teachers in my class 
interact with elementary level (K-6) teachers before they start teaching in 
schools (student teaching) and also while they are student teaching via a 
ListServe/distribution list that I set up. 

I am interested in science teaching and would like for the student
teachers to have a flavor of what it (science teaching) entails, so that
they are not turned off from teaching science because of their personal
experiences. 

I would like to enlist the help of elementary grade teachers who are
interested in teaching science and do so often, to interact with these
preservice teachers. this will mainly be in the form of answering their
questions and giving them pointers on how to be successful and what to
avoid, to teach science effectively *based on your personal experiences 
and ideas*. I hope there will be various interesting discussions that ensue.

Science content experts (University level teachers) are also welcome to 
join this group to help with science content.  I wold like to get started as 
soon as possible.

If you are interested please respond to my e-mail address at:
nishi@ccwf.cc.utexas.edu

Thank you,

Nishi Matthew,
Science Education Center
The University of Texas at Austin,
Austin, Texas.




From owner-sci-resources@net.bio.net Fri Sep 19 23:00:00 1997
Path: biosci!biosci!not-for-mail
From: BIOSCI Administrator <biohelp>
Newsgroups: bionet.sci-resources
Subject: BIOSCI/bionet miniFAQ & Fundraiser
Date: 20 Sep 1997 14:42:22 -0700
Organization: BIOSCI International Newsgroups for Molecular Biology
Lines: 234
Sender: daemon@net.bio.net
Approved: biosci-help@net.bio.net
Distribution: world
Message-ID: <199709200900.CAA17110@net.bio.net>
NNTP-Posting-Host: net.bio.net

(LAST REVISION: 30-JUL-95)

This BIOSCI "miniFAQ" is designed to answer the questions that come up
the *most frequently*.  The main BIOSCI FAQ (Frequently Asked
Questions) is accessible on the World Wide Web at URL
http://www.bio.net/.

If you can not find an answer to your question in this or other
documentation, the BIOSCI technical support staff answers e-mail
queries sent to

		       biosci-help@net.bio.net

We can only answer questions about the use of the newsgroups and
mailing lists.  We unfortunately do not have the staff to do Internet
information searches or answer scientific questions.  Please post
those to the appropriate BIOSCI/bionet newsgroups.


	Contents:
	--------
	0) BIOSCI NEEDS YOUR SUPPORT!!

	1) Using the WWW to access the BIOSCI/bionet newsgroups.

	2) What to do about "spams," i.e., junk mail, ads, etc.

	3) Examples of subscribing and unsubscribing to the mailing lists.

	4) The BIOSCI user address and research interest directory.


0) BIOSCI NEEDS YOUR SUPPORT!!
------------------------------
BIOSCI's government funding has been expended, and we are now
operating solely from advertising revenue that we have raised from our
Web site at http://www.bio.net/.  We need just a few minutes of your
time to help us serve you.

You can do two important things which will take very little time for
you individually and will immensely help us continue to help you.

First, please use our WWW system at http://www.bio.net/ to access the
archives.  You can post or reply to messages via your Web browser as
described in item #1 below.  Your usage helps attract sponsors. If you
contact any of our sponsors, please be sure to thank them for
supporting BIOSCI. It is critical for them to get this feedback if
they are to continue their sponsorship for the long term.

Second, if you work for a company or organization that provides
products or services of interest to the biology community, please pass
this message on to your marketing or marketing communications
department or other appropriate group.  Please ask them to help
support BIOSCI by sponsoring our Web site and explain the uses and
benefits of the system to the biology community. If they are
interested, they can then contact us for further information at our
tech support address, biosci-help@net.bio.net.


1) Using the WWW to access the BIOSCI/bionet newsgroups.
--------------------------------------------------------
As of 10 December 1995, all BIOSCI/bionet full newsgroups are
accessible through the World Wide Web (WWW) at URL http://www.bio.net.
One can read and reply publicly or privately to both recent postings
and archived messages through one's Web browser if it is configured
properly to send e-mail.  Each newsgroup is equipped with its own WAIS
index.  The main BIOSCI home page also has access to the BIO-JOURNALS
Table of Contents database WAIS index and the BIOSCI user address
database described in another item further below.


2) What to do about "spams," i.e., junk mail, ads, etc.
-------------------------------------------------------
BIOSCI is a set of parallel USENET newsgroups (the "bionet" groups),
mailing lists, and a hypermail archive at URL http://www.bio.net/.
The same postings are distributed on all media (except for a small
number of mailing-list-only groups at net.bio.net).  Unfortunately it
is becoming a despicable practice on the Internet (by a few people out
to make a fast buck) to do automated mass postings to thousands of
newsgroups and mailing lists.  These attempts to grab free advertising
are refered to as "spams" in the usual, somewhat boneheaded, net
terminology.  USENET is more susceptible to this practice, and many
spams originate on the USENET groups and then are passed on to the
mailing lists.  However, spammers also get lists of mailing addresses
and hit these too, so neither medium is immune.

What should you do personally if you get junk mail?
---------------------------------------------------
Just delete it and move on without reading it further.  Filing a
protest is becoming increasingly useless because spammers are often
disguising the addresses where the messages are sent from.  Unless you
really understand Internet mail systems, your attempt at protest by
sending replies to the message will often end up being sent to the
address of an innocent person that the spammer is victimizing.

What can BIOSCI/bionet do to protect its newsgroups?
----------------------------------------------------
The only solution currently available is to moderate the newsgroup.
If this newsgroup is already moderated, then you are in good shape.
Moderation protects the USENET distribution from about 95% of the
spams that are being sent to date and protects the mailing lists
completely.  Moderation means, however, that someone has to take the
time to review each message before it goes out.  We have set up
software here that simply allows the moderator to forward to an
address at net.bio.net messages that (s)he wishes to have distributed.
This takes no more time than that needed to read the message and pass
it on, say about 1 min. per message.

Most newsgroups currently have a discussion leader who is responsible
for their newsgroup.  The discussions leaders and their e-mail
addresses are listed in the BIOSCI Information Sheet which is
available on the Web at http://www.bio.net/.  If a newsgroup is being
hit with too many junk postings, please contact the discussion leader
for that group and see if there is interest in moderating the group.
Please do not assume that by simply posting a complaint to the
newsgroup itself, anyone on the BIOSCI staff will act on your
complaint.  With close to 100 newsgroups to run, the BIOSCI staff has
to rely on the discussion leaders of each newsgroup to report problems
directly to us at biosci-help@net.bio.net.

We will moderate any of our newsgroups if the discussion leader tells
us that the readership of the group wishes to do so and if a moderator
is willing to do the work.  For most BIOSCI/bionet groups, this
entails only a few minutes of work each day.

Moderating a newsgroup will resolve probably 95% of the junk postings
on the USENET distribution.  Unfortunately there are easy ways for
determined spammers to override the moderation mechanism on USENET,
but we can protect our e-mail subscribers from unwanted postings if
the newsgroup is moderated.  You can also access our newsgroups over
the WWW at URL http://www.bio.net.  While this Web interface will not
stop spammers from trying to post to the groups, this will give you
yet another way, besides using USENET news, to keep the junk out of
your personal mail files.  For those of you with local USENET news
systems, the Web interface will also give you faster access to new
newsgroups and recent postings.


3) Examples of subscribing and unsubscribing to the mailing lists.
------------------------------------------------------------------
PLEASE NOTE: The BIOSCI management does NOT act on
subscription/unsubscription requests that are posted improperly to the
newsgroups and mailing lists.  People who do this only bother everyone
on the lists to no avail.  Please be sure to follow the proper
procedures below.

Gory details are in the BIOSCI Information sheets on the Web at
http://www.bio.net.  Below we give an example utilizing the
METHODS-AND-REAGENTS list at both of our two BIOSCI sites:

Users in the Americas and Pacific Rim countries who use the BIOSCI
------------------------------------------------------------------
node at computer net.bio.net:
----------------------------

A) Determine the "listname" which is the <=8 character mail address
                                         ^^^^^^^^^^^^^
   for the group.  These can be found in the BIOSCI Info. Sheet.  For
   the METHODS-AND-REAGENTS group the mailing address is
   methods@net.bio.net.  The listname is the portion of the address to
   the left of the @ sign, i.e., "methods".  The listname is used with
   the "subscribe" and "unsubscribe" commands illustrated below.

B) Mail all commands in the body of a mail message addressed to
   biosci-server@net.bio.net.  Do NOT send commands to the newsgroup
   posting addresses!  Leave the Subject: line blank, any text on it
   will be ignored.

C) In the body of your message put one or more of the following
   commands with an "end" command on the last line, e.g.,

   subscribe methods
   unsubscribe methods
   end

   Do NOT put your e-mail address or other text on these lines.  The
   server only allows you to cancel your subscription if the address
   on your mail header matches the address on our mailing list.
   Please ask for help at biosci-help@net.bio.net if your address has
   changed, e.g., if you know you are on the list but the server tells
   you that you are not a member.


Users in Europe, Africa, and Central Asia who use the BIOSCI node at
--------------------------------------------------------------------
computer daresbury.ac.uk (also known as dl.ac.uk):
-------------------------------------------------

To subscribe and unsubscribe to/from the BIOSCI lists, you need to
specify the full USENET newsgroup name with "bionet-news." prepended.
The USENET newsgroup names are listed in the BIOSCI Information sheet
on the Web at http://www.bio.net/.  For the METHODS-AND-REAGENTS list
the USENET newsgroup name is bionet.molbio.methds-reagnts, thus the
appropriate commands are

    sub bionet-news.bionet.molbio.methds-reagnts

    unsub bionet-news.bionet.molbio.methds-reagnts

These commands are included in a message addressed to mxt@dl.ac.uk,
NOT to the newsgroup mailing addresses.  As usual, include the text in
the body of the message as text on the Subject: line is ignored.

To unsubscribe from all the lists at the UK node, use

    unsub bionet-news

Please note that if the address in the list is different than the one
in your mail message header, you will not be able to unsubscribe by
this method. If you have problems, please mail biosci@daresbury.ac.uk.


4) The BIOSCI user address and research interest directory.
-----------------------------------------------------------
Please take this opportunity to add your name, address, and research
interest information to the BIOSCI User Address Database if you have
not already done so.

You can fill out the address form directly through our Web page at URL
http://www.bio.net/adrform.html.

The address database is reindexed nightly for WWW access (the URL is
http://www.bio.net/).  If you are not directly on the Internet but can
reach it by e-mail, please use our waismail server to access the user
directory.  waismail use is described above.  You can also request a
user address form by e-mail from biosci-help@net.bio.net.

Please check your database entry from time-to-time to see if your
address information is still up-to-date.  Because of our limited
personnel resources, we ask that you resubmit a *complete* form to
revise your entry; we only replace complete entries and do not have
resources to edit old forms.



From owner-sci-resources@net.bio.net Sun Sep 21 23:00:00 1997
Path: biosci!biosci!not-for-mail
From: "Mikala St. Germain" <mikala_st.germain@usa.net>
Newsgroups: bionet.sci-resources
Subject: Information Needed
Date: 22 Sep 1997 11:41:09 -0700
Organization: All USENET -- http://www.Supernews.com
Lines: 14
Sender: daemon@net.bio.net
Approved: biosci-help@net.bio.net
Distribution: world
Message-ID: <3424B386.716FF5C8@usa.net>
NNTP-Posting-Host: net.bio.net

Greetings:
I am writing a career oriented book on 3d animation in the fields of
architecture, manufacturing, all areas of science, medicine, forensics
and education. I wish to inform the reader of  the various employment
opportunities in these fields for 3d animators, and I hope to omit
nothing, including any required background in the various fields that
would assist in locating employment. I am also interested in places
prospective employers would go to find talent in this area.  If you have
any information you would like to share, please email me at
mikala_st.germain@usa.net.

Thanks.



From owner-sci-resources@net.bio.net Fri Sep 26 23:00:00 1997
Path: biosci!biosci!not-for-mail
From: BIOSCI Administrator <biosci-help@net.bio.net>
Newsgroups: bionet.sci-resources
Subject: NIH Guide, vol. 26, no. 31, pt. 1of1, 19 September 1997
Date: 27 Sep 1997 14:04:47 -0700
Organization: BIOSCI International Newsgroups for Molecular Biology
Lines: 846
Sender: daemon@net.bio.net
Approved: biosci-help@net.bio.net
Distribution: world
Message-ID: <60jsdf$dnh@net.bio.net>
NNTP-Posting-Host: net.bio.net

NIH GUIDE - Vol. 26, No. 31 - September 19, 1997

$$INDEX BEGIN *******************************************************

                               NOTICES

$$INDEX N1 **********************************************************

REMINDER - MODIFICATIONS TO THE NIH GUIDE FOR GRANTS AND CONTRACTS
National Institutes of Health
INDEX:  NATIONAL INSTITUTES OF HEALTH

$$INDEX N2 **********************************************************

INCREASE IN TOTAL COSTS FOR PROGRAM PROJECTS
National Institute of Dental Research
INDEX:  DENTAL RESEARCH

$$INDEX N3 **********************************************************

DEMOGRAPHIC RESEARCH ON SEXUAL BEHAVIORS RELATED TO HIV (PAS-97-093)
National Institute of Child Health and Human Development
National Institute of Dental Research
National Institute of Mental Health
INDEX:  CHILD HEALTH, HUMAN DEVELOPMENT; DENTAL RESEARCH; MENTAL
HEALTH

               NOTICES OF AVAILABILITY (RFPs/RFAs/PAs)

$$INDEX R1 01/06/98 *************************************************

QUALITY OF CARE UNDER VARYING FEATURES OF MANAGED CARE ORGANIZATIONS
(RFA HS-98-005)
Agency for Health Care Policy and Research
INDEX:  HEALTH CARE POLICY, RESEARCH

$$INDEX R2 02/18/98 *************************************************

NUTRITION ACADEMIC AWARD (RFA HL-97-011)
National Heart, Lung, and Blood Institute
INDEX:  HEART, LUNG, BLOOD

$$INDEX R3 02/18/98 *************************************************

AIDS INTERNATIONAL TRAINING AND RESEARCH PROGRAM (RFA TW-98-002)
Fogarty International Center
INDEX:  FOGARTY INTERNATIONAL CENTER

$$INDEX P1 **********************************************************

FELINE IMMUNODEFICIENCY VIRUS:  A POTENTIAL MODEL OF AIDS (PA-97-106)
National Institute of Allergy and Infectious Diseases
INDEX:  ALLERGY, INFECTIOUS DISEASES

$$INDEX P2 **********************************************************

PREVENTION OF RECURRENT DISEASE AFTER LIVER TRANSPLANTATION (PA-97-
107)
National Institute of Diabetes and Digestive and Kidney Diseases
National Institute on Alcohol Abuse and Alcoholism
National Institute of Allergy and Infectious Diseases
INDEX:  DIABETES, DIGESTIVE, KIDNEY DISEASES; ALCOHOL ABUSE,
ALCOHOLISM; ALLERGY, INFECTIOUS DISEASES

$$INDEX P3 **********************************************************

STUDIES OF MOLECULAR MECHANISMS OF RENAL INJURY AND RECOVERY (PA-97-
108)
National Institute of Diabetes and Digestive and Kidney Diseases
INDEX:  DIABETES, DIGESTIVE, KIDNEY DISEASES

The NIH GUIDE is available electronically via LISTSERV subscription,
and is also on the NIH gopher (gopher.nih.gov) and the NIH website
(http://www.nih.gov). Alternative access is through the NIH Grant
Line via modem (data line 301/402-2221); contact Dr. John James
at 301/435-2801 for details on the NIH Grant Line.

All competing grant applications submitted to the National Institutes
of Health must be sent to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040 - MSC 7710
BETHESDA, MD  20892-7710
BETHESDA, MD  20817 (for express/courier service)

ASKNIH is a service of the Division of Extramural Outreach &
Information Resources, Office of Extramural Research, Office of the
Director, NIH.  ASKNIH is the point of contact for obtaining general
information about NIH extramural research & research training
programs, requesting publications, and learning more about obtaining
the NIH GUIDE and other information on the NIH web site.  ASKNIH is
also the contact aid which organizations should request application
kits and forms.

ASKNIH
NATIONAL INSTITUTES OF HEALTH
EMAIL:  ASKNIH@odrockm1.od.nih.gov
FAX:  (301) 480-0525
TELEPHONE:  (301) 435-0714

INQUIRIES ABOUT THE NOTICES, PAs, AND RFAs IN THIS PUBLICATION SHOULD
BE DIRECTED TO THE NIH STAFF MEMBER IDENTIFIED AT THE END OF EACH
ITEM.

THE PHS STRONGLY ENCOURAGES ALL GRANT AND CONTRACT RECIPIENTS TO
PROVIDE A SMOKE-FREE WORKPLACE AND PROMOTE THE NON-USE OF ALL TOBACCO
PRODUCTS.  IN ADDITION, PUBLIC LAW 103-227, THE PRO-CHILDREN ACT OF
1994, PROHIBITS SMOKING IN CERTAIN FACILITIES (OR IN SOME CASES, ANY
PORTION OF A FACILITY) IN WHICH REGULAR OR ROUTINE EDUCATION,
LIBRARY, DAY CARE, HEALTH CARE OR EARLY CHILDHOOD DEVELOPMENT
SERVICES ARE PROVIDED TO CHILDREN.  THIS IS CONSISTENT WITH THE PHS
MISSION TO PROTECT AND ADVANCE THE PHYSICAL AND MENTAL HEALTH OF THE
AMERICAN PEOPLE.

$$INDEX END *********************************************************

                               NOTICES

$$N1 BEGIN **********************************************************

REMINDER - MODIFICATIONS TO THE NIH GUIDE FOR GRANTS AND CONTRACTS

NIH GUIDE, Volume 26, Number 31, September 19, 1997

P.T.

National Institutes of Health

This is a reminder that after September 26, 1997, printed copies of
the NIH Guide for Grants and Contracts will no longer be available.

As described in the June 27 issue of the NIH Guide, the print and
LISTSERV versions of the NIH Guide will be terminated.  The full text
of all Requests for Applications (RFAs), Program Announcements (PAs),
and Notices will be available on the Office of Extramural Research
(OER) Homepage (http:www.nih.gov/grants/oer.htm).

The NIHTOC-L, which contains only the Table of Contents of each weeks
NIH Guide will continue.  To subscribe to the NIHTOC-L, send mail to:
LISTSERV@LIST.NIH.GOV.  The text of the mail should read ONLY:

SUBSCRIBE NIHTOC-L First-name Last-name

e.g., SUBSCRIBE NIHTOC-L John Smith

Anyone currently subscribed to the NIHGDE-L that would like to
receive the Table of Contents list (NIHTOC-L) should subscribe using
the above procedures.

INQUIRIES

Inquiries or comments regarding these procedures may be directed to:

James O'Donnell, Ph.D.
Office of Extramural Programs
National Institutes of Health
6701 Rockledge Drive, Room 6182 - MSC 7910
Bethesda, MD  20892-7910
Telephone:  (301) 435-2768
Email:  odonnelj@od.nih.gov

Myra Brockett
Office of Extramural Programs
National Institutes of Health
6701 Rockledge Drive, Room 6202 - MSC 7910
Bethesda, MD  20892-7910
Telephone:  (301) 435-2694
Email:  mb36t@nih.gov

$$N1 END ************************************************************

$$N2 BEGIN **********************************************************

INCREASE IN TOTAL COSTS FOR PROGRAM PROJECTS

NIH GUIDE, Volume 26, Number 31, September 19, 1997

P.T.

National Institute of Dental Research

The National Institute of Dental Research (NIDR) announces a change
in policy regarding program project grants (P01).  Currently, in
order for a grant to be funded as a P01 it must consist of a minimum
of three research projects, not including cores, and the first year
direct costs may not exceed $500,000.  Grants that include consortium
arrangements may exceed the cap by the amount of the indirect costs
associated with the consortium.

This policy has been in effect for approximately the past five years.
During this time the average first year direct costs for
investigator-initiated individual research grants (R01) has
surpassed, by nearly twenty-five percent, the average costs for a
single project which is part of a P01, thus leading to the situation
whereby research supported by the P01 mechanism may be at a fiscal
disadvantage to that supported by the R01 mechanism.
Also, for fiscal planning purposes, the Institute finds it more
effective to place limits on maximum levels of funding in terms of
total (i.e., direct plus indirect) costs rather than direct costs
alone.

Therefore, effective immediately, the NIDR modifies its policy and
will accept applications for all new (Type 1) and competitively
renewed (Type 2) program projects whose total first year costs (i.e.,
direct plus indirect costs) do not exceed $1.125 million.  This
represents an increase of approximately one-third and brings the
average direct cost of an individual project included in a P01 more
in line with the current average direct costs for an R01 funded by
the NIDR.  While the minimum number of fundable research projects
required for a P01 still remains at three, applicants are strongly
encouraged to plan research supported through P01s to include a
minimum of four fundable projects of high scientific merit.

Potential applicants are reminded of the National Institutes of
Health (NIH) policy (NIH Guide for Grants and Contracts, Volume 25,
Number 14, May 3, 1996) that requires that all applicants receive
prior written approval before submitting a formal investigator-
initiated Type 1 application whose first year direct costs equal or
exceed $500,000.  Prior to submitting a P01 or any other grant
application with first year direct costs above $500,000, applicants
must telephone the extramural scientific program director responsible
for the administration of the scientific subject matter of the
proposed research.  A full listing is available through the NIDR Home
Page (http://www.nidr.nih.gov) and applicants are encouraged to
review the information about extramural scientific program interests
and priorities listed there.  For projects of this size, applicants
should be prepared to provide the following information to NIDR
staff:

o  Overall objectives and goals of the P01 as a whole.
o  Specific aims of each research project as it relates to the
objectives and goals of the P01.
o  Overall and individual project/core budgets including any
consortium costs.
o  Names and institutions/departments of affiliation of key
personnel.

Following review by Institute staff, a written response indicating
whether or not the application falls within the programmatic
interests of the NIDR will be forwarded to the applicant within 15
working days.

INQUIRIES

Additional information regarding these policies can be obtained from
extramural scientific program directors within the Division of
Extramural Research or from Dr. Norman S. Braveman, Assistant
Director for Program Development, Division of Extramural Research,
National Institute of Dental Research (Telephone: (301) 594-2089;
Email: BravemanN@de45.nidr.nih.gov).

$$N2 END ************************************************************

$$N3 BEGIN **********************************************************

DEMOGRAPHIC RESEARCH ON SEXUAL BEHAVIORS RELATED TO HIV

NIH GUIDE, Volume 26, Number 31, September 19, 1997

PA NUMBER:  PAS-97-093

P.T.

National Institute of Child Health and Human Development
National Institute of Dental Research
National Institute of Mental Health

Application Receipt dates: May 1, September 1,  January 1

The following notice is issued for PAS-97-093, which was published in
the NIH Guide, Vol. 26, No. 27, August 15, 1997.

The sponsoring Institutes have committed funds for applications that
are received by the Sept. 1, 1998 deadline.

Applications in response to the PA topic, Demographic Research on
Sexual Behaviors Related to HIV, will continue to be of interest to
the sponsoring institutes and will continue to be considered under
normal funding plans.

INQUIRIES

Inquiries regarding this program announcement may be directed to:

Susan F. Newcomer, Ph.D.
Demographic and Behavioral Science Branch
National Institute for Child Health and Human Development
6100 Executive Boulevard, Room 8B13
Bethesda, MD  20892
Telephone:  (301) 496-1174
FAX:  (301) 496-0962
Email:  NewcomeS@hd01.nichd.nih.gov

Patricia Bryant, Ph.D.
Director, Behavior, Health Promotion and Environment
National Institute of Dental Research
Natcher Building, Room 4AN 18A
45 Center Drive MSC 6402
Bethesda,  MD  20892-6402
Telephone:  (301) 594-2095
FAX:  (301) 480-8318
Email:  BryantP@de45.nidr.nih.gov

Willo Pequegnat, Ph.D.
Office on AIDS
National Institute of Mental Health
5600 Fishers Lane, Room 10-75
Rockville, MD  20857
Telephone:  (301) 443-6100
FAX:  (301) 443-9719
Email:  wpequegn@nih.gov

$$N3 END ************************************************************

               NOTICES OF AVAILABILITY (RFPs/RFAs/PAs)

$$R1 BEGIN HS-98-005 FULL-TEXT **************************************

QUALITY OF CARE UNDER VARYING FEATURES OF MANAGED CARE ORGANIZATIONS

NIH GUIDE, Volume 26, Number 31, September 19, 1997

RFA AVAILABLE:  HS-98-005

P.T.

Agency for Health Care Policy and Research

Letter of Intent Receipt Date:  October 31, 1997
Application Receipt Date:  January 6, 1998

PURPOSE

The Agency for Health Care Policy and Research (AHCPR) invites
applications for cooperative agreements that will assess the
association between features of managed care organizations, health
outcomes, and quality of care for patients with chronic diseases.
These cooperative agreements will be co-sponsored by the American
Association of Health Plans Foundation (AAHPF) under a partnership
agreement with AHCPR.

Studies should focus on one or more conditions meeting the following
criteria:  high prevalence, association of outcomes with quality of
care, ease of severity assessment with inexpensive measures, some
outcomes measurable within a two-year time frame, and adequate
patient numbers across the severity spectrum.  Aggregations of
conditions might be selected for study if the data are adequate and
methodologies are sound, particularly if these conditions apply to
special populations such as children, women, minority populations or
the elderly populations.

AHCPR expects to award up to $1.5 million and AAHPF a comparable
amount in fiscal year 1998 to support the first year of approximately
4 to 7 projects under this RFA. AAHPF and AHCPR will each contribute
half of each project's funding.  Applicants are asked for written
permission to share with AAHPF applications that AHCPR intends to
fund under this RFA, along with a summary of the results of peer
review of those applications.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  AHCPR
encourages applicants to submit grant applications with relevance to
the specific objectives of this initiative.  Potential applicants may
obtain a copy of "Healthy People 2000" (Full Report: Stock No.
017-001-00474-0 or Summary Report: Stock No. 017-001-00473-1) through
the Superintendent of Documents, Government Printing Office,
Washington, DC 20402-9325, telephone 202-512-1800.

INQUIRIES

This RFA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), the
NIH Website (http://www.nih.gov), the AHCPR Website
http://www.ahcpr.gov), and by mail and fax from Global Exchange at
the address listed below.

Global Exchange, Inc.
7910 Woodmont Avenue, Suite 400
Bethesda, MD  20814-3015
Telephone:  (301) 656-3100
FAX:  (301) 652-5264

$$R1 END ************************************************************

$$R2 BEGIN HL-97-011 FULL-TEXT **************************************

NUTRITION ACADEMIC AWARD

NIH GUIDE, Volume 26, Number 31, September 19, 1997

RFA AVAILABLE:  HL-97-011

P.T.

National Heart, Lung, and Blood Institute

Letter of Intent Receipt Date:  December 1, 1997
Application Receipt Date:  February 18, 1998

THIS RFA USES "JUST-IN-TIME" PROCEDURES.  THE RFA INCLUDES DETAILED
MODIFICATIONS TO STANDARD APPLICATION INSTRUCTIONS THAT MUST BE
FOLLOWED WHEN PREPARING AN APPLICATION IN RESPONSE TO THIS RFA.

PURPOSE

The primary objective of this initiative is to encourage the
development or enhancement of medical school curricula to increase
opportunities for students, house staff, faculty, and practicing
physicians to learn nutrition principles and clinical practice skills
with an emphasis on preventing cardiovascular diseases (CVD).  A
second objective is to provide training modules for dissemination to
other medical schools as well as other health care professional
schools.  This RFA is part of the Academic Award Program (KO7) of the
National Heart, Lung, and Blood Institute.  It is anticipated that in
fiscal year 1998, support will be available for total costs of
approximately $750,000 and that approximately five grants will be
awarded under this program.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This RFA,
Nutrition Academic Award, is related to the priority areas of
nutrition, heart disease and stroke, obesity, physical activity,
diabetes, chronic disabling conditions, and clinical prevention
services.  Potential applicants may obtain a copy of "Healthy People
2000" (Full Report:  Stock No. 017-001-00474-0 or Summary Report:
Stock No. 017-001-00473-1) through the Superintendent of Documents,
Government Printing Office, Washington, DC 20402-9325 (telephone
202-512-1800).

INQUIRIES

The RFA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov), and by mail and email from the
program contact listed below.

Elaine J. Stone, Ph.D., M.P.H.
Division of Epidemiology and Clinical Applications
National Heart, Lung, Blood Institute
6701 Rockledge Drive, Room 8134, MSC-7936
Bethesda, MD  20892-7936
Telephone:  (301) 435-0382
FAX:  (301) 480-1669
Email:  Stonee@gwgate.nhlbi.nih.gov

$$R2 END ************************************************************

$$R3 BEGIN TW-98-002 FULL-TEXT **************************************

AIDS INTERNATIONAL TRAINING AND RESEARCH PROGRAM

NIH GUIDE, Volume 26, Number 31, September 19, 1997

RFA AVAILABLE:  TW-98-002

P.T.

Fogarty International Center

Letter of Intent Receipt Date:  October 15, 1997
Application Receipt Date:  February 18, 1998

PURPOSE

The Fogarty International Center (FIC), National Institutes of Health
(NIH), invites applications from non-profit private or public U.S.
institutions with interest in working with foreign colleagues to
build global HIV/AIDS research capacity and thereby help to prevent
HIV transmission through development of HIV/AIDS international
training and research programs for foreign health scientists,
clinicians, and allied health workers in collaboration with U.S
scientists in developing countries, including emerging democracies in
Eastern Europe and Latin America.  This announcement is for the third
five-year funding cycle for the AIDS International Training and
Research Program (AITRP).  Both new and competing renewal
applications for this D43 program are welcome.

Prevention, through biomedical or behavioral approaches, is critical
to stop the global spread of HIV/AIDS.  International collaboration
can greatly enhance HIV/AIDS prevention efforts, but to be fully
effective, prevention research in other countries must involve
scientists and health professionals from these countries who are
familiar with the unique local and cultural factors contributing to
the epidemic in their countries, and should also be fully endorsed by
their governments.

A major goal of this program is to train developing country
scientists to address more effectively the AIDS epidemic through
research.  This training program will help to:  (1) establish
critical biomedical and behavioral science expertise in developing
countries affected by HIV/AIDS; (2) facilitate new prevention
research efforts which supplement or complement NIH and other U.S.
AIDS research; (3) establish long-term cooperative relationships
between U.S. and foreign research groups; and (4) support cooperation
between U.S. academic research centers and foreign scientists.
Collaborations supported through this effort will help to facilitate
the conduct of scientifically valid and ethically sound HIV/AIDS
prevention, technology testing and research.

Funds will be awarded to provide training in the various scientific
disciplines required to conduct HIV/AIDS research in accordance with
the stated objectives for the program.  Applicants are strongly
encouraged to relate training to ongoing prevention research efforts
in developing countries supported by NIH and other organizations.

In October, 1996, the FIC convened a panel of scientists to conduct a
comprehensive review of the AITRP program.  The present announcement
reflects most of the recommendations of the panel as described in
their report.  In addition, the recommendations from the NIH AIDS
Research Program Evaluation Task Force, contained in the "Levine"
Report, contributed to this Request for Applications (RFA).  For
example, the need to develop a coordinated and comprehensive
Prevention Science Agenda that includes and combines biomedical,
behavioral, and social interventions was underscored.  Applicants are
encouraged to request copies of both of these documents from the FIC.
This RFA also reflects guidance of other NIH components, including
the Office of AIDS Research (OAR), the National Institute of Allergy
and Infectious Diseases (NIAID), the National Institute of Child
Health and Human Development (NICHD), the National Cancer Institute
(NCI), the National Institute of Dental Research (NIDR), the National
Institute on Drug Abuse (NIDA), and the National Institute of Mental
Health (NIMH).  The FY 1999 NIH Plan for HIV-Related Research,
available from the FIC, describes the range of prevention research
encompassed within the "Levine" report and emphasizes the importance
of international cooperation and multidisciplinary prevention
research to combat the global spread of HIV/AIDS.

The FIC AITRP program review noted that the program has become an
important component of global research on AIDS and related diseases
and that, by integrating research and research training, and by its
inherent flexibility, the AITRP is adding significant value to the
human resource capability for research and disease prevention in
developing countries. This RFA refocuses AITRP from an emphasis on
epidemiology to prevention research involving multiple disciplines,
which will require a broader research perspective.  Accordingly, the
overall focus of prevention research training in the new FIC AITRP
should be multidisciplinary.

Based upon the review of the AIDS International Training and Research
Programs (AITRP), the FIC has adopted the following mission and goal
statement for the next funding cycle of the AITRP.

"The mission of the AITRP is to train international health
professionals in research on prevention of HIV infection."

The interpretation of this mission statement, in the context of the
overall AITRP review, is broad, encompassing not only prevention of
HIV transmission and infection, but also prevention of progression of
HIV infection to AIDS, which may reduce the likelihood of HIV
transmission by infected individuals.  AITRP, by strengthening
research and public health capacity in developing countries, will
help to:
o  prevent HIV-uninfected persons from becoming HIV-infected;
o  prevent HIV-infected persons from transmitting HIV to uninfected
persons (including prevention of mother-to-child transmission); and
o  prevent HIV disease progression in infected individuals which, as
noted above, may also help to further reduce the spread of HIV.

Five specific goals are to:

o  Encourage development of genuine collaboration and equal
partnerships between investigators in different countries;
o  Assist developing countries achieve independent capacity to
conduct their own
research and training;
o  Encourage independent local research on HIV prevention;
o  Assist NIH institutes to conduct their research missions related
to HIV; and
o  Stimulate multidisciplinary cooperation.

Applicants are strongly encouraged to propose multidisciplinary
training in one or more areas in each of the two broad fields of
biomedical and behavioral research, in addition to a core component
of data management and analysis.  Biomedical research areas may
include basic science, clinical science, epidemiology (as a subset of
prevention research), behavioral change, and vaccine research.
Behavioral research areas may include the social sciences, behavioral
change, economics, policy issues, etc.  Data management and analysis
includes protocol development, biostatistics, data collection
procedures, and quality control.

The research focus of the AITRP will remain HIV/AIDS.  This includes
specific HIV-related co-factors, namely opportunistic infections,
STDs, TB, and HIV-associated reproductive health issues but only
insofar as they specifically relate to HIV/AIDS.

This program will continue to emphasize support for trainees from,
and training activities in, the developing countries of Africa, Latin
America and the Caribbean, Asia and the Pacific region.  The program
will also accommodate trainees from, and training activities in,
countries of Central and Eastern Europe and the former Soviet Union.
However, AITRP is not expected to necessarily be active in all
countries with significant HIV incidence or prevalence.  Rather, the
demonstrated capacity and/or potential to achieve sustained research
and training efforts within a country will be the priority.  In this
regard, research capacity is built in large part by participation in
research and thus AITRP programs are strongly encouraged to link
training with NIH-supported and other research programs in common
countries in such a manner that training and research mutually
reinforce each other.  The emphasis in AITRP will be depth, not
breadth; that is, programs which focus on a relatively few sites or
countries would have a greater impact than those which dilute their
resources across many countries.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Request
for Applications, "AIDS International Training and Research Program
(AITRP)," is related to the priority of HIV infections.  Potential
applicants may obtain a copy of "Healthy People 2000" (Full Report:
Stock No. 017-001-00474-0 Summary Report: Stock No. 017-001-0473-1)
through the Superintendent of Documents, Government Printing Office,
Washington, DC 20402-9325 (telephone 202-512-1800).

INQUIRIES

The RFA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov), and by mail and email from the
program contact listed below.

Kenneth Bridbord, M.D.
Division of International Training and Research
Fogarty International Center
31 Center Drive, Room B2C32 - MSC 2220
Bethesda, MD  20892-2220
Telephone:  (301) 496-2516
FAX:  (301) 402-2056
Email:  bridbord@nih.gov

$$R3 END ************************************************************

$$P1 BEGIN PA-97-106 FULL-TEXT **************************************

FELINE IMMUNODEFICIENCY VIRUS:  A POTENTIAL MODEL OF AIDS

NIH GUIDE, Volume 26, Number 31, September 19, 1997

PA AVAILABLE:  PA-97-106

P.T.

National Institute of Allergy and Infectious Diseases

PURPOSE

The National Institute of Allergy and Infectious Diseases (NIAID)
gives special consideration for funding to scientifically meritorious
applications in response to Program Announcements (PAs).  These PAs
identify areas of ongoing research emphasis for the NIAID.  The
Division of AIDS, NIAID, solicits applications on the molecular
biology, immunology, and host factors involved in feline
immunodeficiency virus (FIV) infection of cats.  The overall goal of
these studies is to advance the understanding of the virus/host
infection process in this model and to determine the potential use
and/or validate the application of the FIV/cat model for testing
potential therapeutics, topical microbicides, and novel
mucosal-targeted vaccine designs against HIV.  Applicants proposing
studies focusing solely on FIV pathogenesis are encouraged to apply
under PA-96-072 "Mechanisms of AIDS Pathogenesis".  Traditional
research project grants (R01), small grants (R03), and First
Independent Research Support and Transition (FIRST) awards (R29) may
be submitted in response to this program announcement.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This PA,
Feline Immunodeficiency Virus:  A Potential Model of AIDS, is related
to the priority area of HIV infection.  Potential applicants may
obtain a copy of "Healthy People 2000" (Full Report:  Stock No.
017-001-00474-0 or Summary Report:  Stock No. 017-001-00473-1)
through the Superintendent of Documents, Government Printing Office,
Washington, DC 20402-9325 (telephone 202-512-1800).

INQUIRIES

The PA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301-402-2221), the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov), and by mail or e-mail from the
program officer, listed below.

Roger H. Miller, Ph.D.
Division of AIDS
National Institute of Allergy and Infectious Diseases
6003 Executive Boulevard, Room 2C36A
Bethesda, MD  20892-7620
Telephone:  (301) 496-8197
FAX:  (301) 402-3211
Email:  rm42i@nih.gov

$$P1 END ************************************************************

$$P2 BEGIN PA-97-107 FULL-TEXT **************************************

PREVENTION OF RECURRENT DISEASE AFTER LIVER TRANSPLANTATION

NIH GUIDE, Volume 26, Number 31, September 19, 1997

PA AVAILABLE:  PA-97-107

P.T.

National Institute of Diabetes and Digestive and Kidney Diseases
National Institute on Alcohol Abuse and Alcoholism
National Institute of Allergy and Infectious Diseases

Letter of Intent Receipt Date:  December 9, 1997
Application Receipt Date:  January 9, 1998

PURPOSE

To encourage experienced and new investigators to submit small grants
(R03s) to plan multicenter clinical trials or to submit research
project grants (R01s) to conduct full-scale multicenter clinical
trials on methods for preventing the recurrence of disease after
liver transplantation.  Of major relevance are studies on preventing
the recurrence of alcoholic liver disease, and preventing the
recurrence of hepatitis B and C virus infection after liver
transplantation.  Specific interventions should be compared.  It is
of interest to learn about the natural history of these diseases in
patients undergoing standard therapy.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This program
announcement (PA), Prevention of Recurrent Disease after Liver
Transplantation, is related to the priority area of chronic disabling
conditions.  Potential applicants may obtain a copy of "Healthy
People 2000 (Full Report:  Stock No. 017-001-00474-0 or Summary
Report:  Stock No. 017-001-00473-1) through the Superintendent of
Documents, Government Printing Office, Washington, DC 20402-9325
(telephone 202-512-1800).

INQUIRIES

The PA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), the
NIH Website (http://www.nih.gov), and by mail or email from the
program official contact listed below.

Tommie Sue Tralka
Division of Digestive Diseases & Nutrition
National Institute of Diabetes and Digestive and Kidney Diseases
45 CENTER DR MSC 6600
BETHESDA, MD 20892-6600
Telephone:  (301) 594-8879
FAX:  (301) 480-8300
Email:  tralkat@ep.niddk.nih.gov

$$P2 END ************************************************************

$$P3 BEGIN PA-97-108 FULL-TEXT **************************************

STUDIES OF MOLECULAR MECHANISMS OF RENAL INJURY AND RECOVERY

NIH GUIDE, Volume 26, Number 31, September 19, 1997

PA AVAILABLE:  PA-97-108

P.T.

National Institute of Diabetes and Digestive and Kidney Diseases

PURPOSE

The Division of Kidney, Urologic and Hematologic Diseases (DKUHD) of
the National Institute of Diabetes and Digestive and kidney Diseases
announce a continuing interest in receiving research project
applications on the above subject.

The need for this initiative was recognized, in part, as a result of
the recommendations emanating from the conference held at the NIH in
May 1996, organized and sponsored by the DKUHD, titled "Acute Renal
Failure in the 21st Century." A report from the meeting summarized
recommendations from the participants, which included a set of
published recommendations for patient management and outcomes
assessment (AJKD, Vol. 29, # 5, 793-799, 1997).  Also advocated was
the development and establishment of a multi-center database as one
mechanism to facilitate cooperative multi-center studies.  It was
further recommended that research initiatives be undertaken to
enhance the transfer of new body of knowledge derived from basic
studies and laboratory investigation (including cellular and
molecular aspects of tissue injury, changes in cell differentiation,
cell repair mechanisms, cell death and organ recovery) to the
clinical management of ARF.  With a more complete understanding of
these fundamental aspects of the pathophysiological response by the
kidney to ARF, it is anticipated that new therapies and potentially
novel uses of replacement therapies may emerge.  Additional insight
in this field will likely emerge from another conference convened by
the American Society of Nephrology, with support from the NIDDK
("Mechanisms of Tissue Injury and Repair") that will be convened
November 1997.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas. Potential
applicants may obtain a copy of "Healthy People 2000 (Full Report:
Stock No. 017-001-00474-0 or Summary Report: Stock No.
017-001-00473-1) through the Superintendent of Documents, Government
Printing Office, Washington, DC 20402-9325 (telephone 202-512-1800).

INQUIRIES

The PA, which describes the research objectives, application
procedures, review considerations, and award criteria for this
solicitation, may be obtained electronically through the NIH Grant
Line (data line 301/402-2221), the NIH GOPHER (gopher.nih.gov), and
the NIH Website (http://www.nih.gov), and by mail and email from the
program contact listed below.

M. James Scherbenske, Ph.D.
Division of Kidney, Urologic and Hematologic Diseases
National Institute of Diabetes and Digestive and Kidney Diseases
Natcher Building, Room 6AS.19E
45 CENTER DR MSC 6600
BETHESDA, MD 20892-6600
Telephone:  (301) 594-7719
FAX:  (301) 480-3510
Email:  scherbensk@extra.niddk.nih.gov

$$P3 END ************************************************************

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Path: biosci!biosci!not-for-mail
From: BIOSCI Administrator <biosci-help@net.bio.net>
Newsgroups: bionet.sci-resources
Subject: NIH GUIDE - RFA TW-98-002 - V26(31) 09/19/97
Date: 27 Sep 1997 14:05:33 -0700
Organization: BIOSCI International Newsgroups for Molecular Biology
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AIDS INTERNATIONAL TRAINING AND RESEARCH PROGRAM

NIH GUIDE, Volume 26, Number 31, September 19, 1997

RFA:   TW-98-002

P.T.

Fogarty International Center

Letter of Intent Receipt Date: October 15, 1997
Application Receipt Date:  February 18, 1998

PURPOSE

The Fogarty International Center (FIC), National Institutes of Health
(NIH), invites applications from non-profit private or public U.S.
institutions with interest in working with foreign colleagues to
build global HIV/AIDS research capacity and thereby help to prevent
HIV transmission through development of HIV/AIDS international
training and research programs for foreign health scientists,
clinicians, and allied health workers in collaboration with U.S
scientists in developing countries, including emerging democracies in
Eastern Europe and Latin America.  This announcement is for the third
five-year funding cycle for the AIDS International Training and
Research Program (AITRP).  Both new and competing renewal
applications for this D43 program are welcome.

Prevention, through biomedical or behavioral approaches, is critical
to stop the global spread of HIV/AIDS.  International collaboration
can greatly enhance HIV/AIDS prevention efforts, but to be fully
effective, prevention research in other countries must involve
scientists and health professionals from these countries who are
familiar with the unique local and cultural factors contributing to
the epidemic in their countries, and should also be fully endorsed by
their governments.

A major goal of this program is to train developing country
scientists to address more effectively the AIDS epidemic through
research.  This training program will help to:  (1) establish
critical biomedical and behavioral science expertise in developing
countries affected by HIV/AIDS; (2) facilitate new prevention
research efforts which supplement or complement NIH and other U.S.
AIDS research; (3) establish long-term cooperative relationships
between U.S. and foreign research groups; and (4) support cooperation
between U.S. academic research centers and foreign scientists.
Collaborations supported through this effort will help to facilitate
the conduct of scientifically valid and ethically sound HIV/AIDS
prevention, technology testing and research.

Funds will be awarded to provide training in the various scientific
disciplines required to conduct HIV/AIDS research in accordance with
the stated objectives for the program.  Applicants are strongly
encouraged to relate training to ongoing prevention research efforts
in developing countries supported by NIH and other organizations.

In October, 1996, the FIC convened a panel of scientists to conduct a
comprehensive review of the AITRP program.  The present announcement
reflects most of the recommendations of the panel as described in
their report.  In addition, the recommendations from the NIH AIDS
Research Program Evaluation Task Force, contained in the "Levine"
Report, contributed to this Request for Applications (RFA).  For
example, the need to develop a coordinated and comprehensive
Prevention Science Agenda that includes and combines biomedical,
behavioral, and social interventions was underscored.  Applicants are
encouraged to request copies of both of these documents from the FIC.
This RFA also reflects guidance of other NIH components, including
the Office of AIDS Research (OAR), the National Institute of Allergy
and Infectious Diseases (NIAID), the National Institute of Child
Health and Human Development (NICHD), the National Cancer Institute
(NCI), the National Institute of Dental Research (NIDR), the National
Institute on Drug Abuse (NIDA), and the National Institute of Mental
Health (NIMH).  The FY 1999 NIH Plan for HIV-Related Research,
available from the FIC, describes the range of prevention research
encompassed within the "Levine" report and emphasizes the importance
of international cooperation and multidisciplinary prevention
research to combat the global spread of HIV/AIDS.

The FIC AITRP program review noted that the program has become an
important component of global research on AIDS and related diseases
and that, by integrating research and research training, and by its
inherent flexibility, the AITRP is adding significant value to the
human resource capability for research and disease prevention in
developing countries. This RFA refocuses AITRP from an emphasis on
epidemiology to prevention research involving multiple disciplines,
which will require a broader research perspective.  Accordingly, the
overall focus of prevention research training in the new FIC AITRP
should be multidisciplinary.

Based upon the review of the AIDS International Training and Research
Programs (AITRP), the FIC has adopted the following mission and goal
statement for the next funding cycle of the AITRP.

"The mission of the AITRP is to train international health
professionals in research on prevention of HIV infection."

The interpretation of this mission statement, in the context of the
overall AITRP review, is broad, encompassing not only prevention of
HIV transmission and infection, but also prevention of progression of
HIV infection to AIDS, which may reduce the likelihood of HIV
transmission by infected individuals.  AITRP, by strengthening
research and public health capacity in developing countries, will
help to: o  prevent HIV-uninfected persons from becoming HIV-
infected; o  prevent HIV-infected persons from transmitting HIV to
uninfected persons (including prevention of mother-to-child
transmission); and o  prevent HIV disease progression in infected
individuals which, as noted above, may also help to further reduce
the spread of HIV.

Five specific goals are to:

o  Encourage development of genuine collaboration and equal
partnerships between investigators in different countries;
o  Assist developing countries achieve independent capacity to
conduct their own research and training;
o  Encourage independent local research on HIV prevention;
o  Assist NIH institutes to conduct their research missions related
to HIV; and
o  Stimulate multidisciplinary cooperation.
Applicants are strongly encouraged to propose multidisciplinary
training in one or more areas in each of the two broad fields of
biomedical and behavioral research, in addition to a core component
of data management and analysis.  Biomedical research areas may
include basic science, clinical science, epidemiology (as a subset of
prevention research), behavioral change, and vaccine research.
Behavioral research areas may include the social sciences, behavioral
change, economics, policy issues, etc.  Data management and analysis
includes protocol development, biostatistics, data collection
procedures, and quality control.
The research focus of the AITRP will remain HIV/AIDS.  This includes
specific HIV-related co-factors, namely opportunistic infections,
STDs, TB, and HIV-associated reproductive health issues but only
insofar as they specifically relate to HIV/AIDS.

This program will continue to emphasize support for trainees from,
and training activities in, the developing countries of Africa, Latin
America and the Caribbean, Asia and the Pacific region.  The program
will also accommodate trainees from, and training activities in,
countries of Central and Eastern Europe and the former Soviet Union.
However, AITRP is not expected to necessarily be active in all
countries with significant HIV incidence or prevalence.  Rather, the
demonstrated capacity and/or potential to achieve sustained research
and training efforts within a country will be the priority.  In this
regard, research capacity is built in large part by participation in
research and thus AITRP programs are strongly encouraged to link
training with NIH-supported and other research programs in common
countries in such a manner that training and research mutually
reinforce each other.  The emphasis in AITRP will be depth, not
breadth; that is, programs which focus on a relatively few sites or
countries would have a greater impact than those which dilute their
resources across many countries.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This Request
for Applications, "AIDS International Training and Research Program
(AITRP)," is related to the priority of HIV infections.  Potential
applicants may obtain a copy of "Healthy People 2000" (Full Report:
Stock No. 017-001-00474-0 Summary Report: Stock No. 017-001-0473-1)
through the Superintendent of Documents, Government Printing Office,
Washington, DC 20402-9325 (telephone 202-512-1800).

ELIGIBILITY REQUIREMENTS

The grantee institution must be a U.S., nonprofit private or public
institution capable of meeting the objectives in this RFA.

The previous FIC epidemiology (D43) and postdoctoral (T22) training
programs related to AIDS have now been combined into this new D43
program with an emphasis on prevention.  However, only one D43
application will be allowed under this program from each U.S.
institution.  Thus, existing postdoctoral programs are not eligible
to apply as free-standing postdoctoral programs, but will be provided
two-year phaseout funding.  Postdoctoral training, however, can be
included as part of the new AITRP.

The three newly awarded epidemiology (D43) programs initiated during
the second funding cycle (1993) can apply for this competition, but
have the option of a two-year administrative extension in which case
they can reapply during a recompetition planned two-years later for
another five-year funding cycle.  Any programs which opt for this
two-year extension must provide a revised workplan indicating how
they are refocusing their program to achieve the multidisciplinary
prevention research goals of this RFA.  This revised workplan should
be submitted in lieu of a letter of intent by October 15, 1997.
These modifications are being made to establish a staggered AITRP
funding cycle in order to achieve greater flexibility as recommended
in the AITRP program review.

MECHANISM OF SUPPORT

Grants will be made as D43 awards for a total project period of five
years.  Continued support during this period depends on satisfactory
performance as judged by annual progress reports; site visits and
meetings of program directors; indicators such as career progress of
trainees (e.g., positions occupied, first author publications,
presentations, research undertaken and research awards received); and
impact on developing national capacity for research and prevention.

FUNDS AVAILABLE

Approximately $6,500,000 (total costs) will be allocated to this
program in FY 1998, availability of funds permitting, resulting in an
estimated twelve awards, depending upon the quality of approved
applications.  The development of new programs is a time consuming
process.  As a result, while the total (direct and indirect) cost per
grant for the first year must not exceed $600,000 (base award) for
continuing programs, new programs must not exceed $400,000 for base
awards.  Up to $200,000 additional (total funds) may be requested
only by continuing programs for expanded activities in one or more
special areas as described below. An additional $100,000 may be
requested by both continuing and new programs for collaborative
activities with non-AITRP funded U.S. or foreign (developed country)
institutions, for collaboration with other AITRP programs for in-
country activities in common countries, and for training new and
minority U.S health science students.  It is recognized that these
limitations in budget requests could result in a substantial
reduction in funding for some continuing programs, particularly since
the highest priority for funding will be to award the most
meritorious proposals up to the justified level of base budget
requests before making awards for expanded activities in special
areas as described below under award criteria.
RESEARCH OBJECTIVES

Applicants are strongly encouraged to include both biomedical and
behavioral sciences prevention research, as well as training in data
management and analysis.

This program is intended to complement ongoing AIDS research efforts
of the NIH and, to the extent possible, of other government, non-
government and international organizations.  The underpinning of any
research training program is one that has ongoing research activity.
A strong research infrastructure results in a good training
experience and programs are thus encouraged to develop  human
resources in those developing countries that currently are or are
likely to be sites of HIV/AIDS-related research field trials of HIV
vaccines, anti-HIV drugs, and other interventions, including but not
limited to those supported by the NIH.

Specifically, the program is designed to:

o  Increase expertise of scientists in developing countries on AIDS-
related biomedical and behavioral prevention research primarily
through long-term training at U.S. institutions which may lead to
M.S. and/or Ph.D. degrees as well as targeted short-term training at
U.S. institutions in any relevant research field, with the goal to
increase HIV/AIDS prevention research capacity in collaborating
countries;

o  Increase research collaboration and capacities in foreign
countries that are engaged in HIV/AIDS-related prevention research
through targeted in-country, short-term, didactic and technical
training; and

o  Expand ongoing collaborative training in HIV/AIDS prevention
research between U.S. and foreign scientists.

Training Plan

Emphasis should be given to U.S.-based, long-term (usually a minimum
of two years) training either leading to an advanced degree or to
provide postdoctoral training.  Long-term training could include
degrees in any relevant HIV prevention research field.

The new AITRP places an even greater emphasis on U.S.-based long-term
training than in the past.  Short-term courses or workshops that are
only for the purpose of general orientation to HIV/AIDS and
networking are strongly discouraged and will receive much lower
priority for funding.  The RFA will allow short-term training
targeted toward specific needs such as learning laboratory techniques
required to conduct a research study or designing behavioral
interventions and initial activities to establish relationships in
countries where none currently exist.

Types of Training

1.  Training in biomedical and behavioral HIV/AIDS-related prevention
research disciplines as well as data management and analysis in
support of that research which may lead to an M.S. or Ph.D. degree
for individuals with previous field research experience.  The
duration of training is estimated to range from about two to four
years.  Academic courses will be taken in the U.S.  Field studies and
research could be conducted in the U.S., but to the extent possible,
is encouraged to take place in the trainees' home country.  Active
involvement in on-going research projects is vital for a successful
research training experience.  Innovative ways to involve trainees in
research projects conducted in their home countries is especially
encouraged.

2.  Training in biomedical and behavioral HIV/AIDS-related prevention
research disciplines which may lead to an M.S. degree for individuals
without prior field research experience.  Academic courses will be
taken in the U.S.; field studies would ordinarily be conducted in the
trainees' home country. The duration of training is estimated to be
about two years.

3.  Postdoctoral research experiences (generally of two years
duration) for foreign health scientists (in the U.S.) and for U.S.
health scientists overseas.

4.  Training (about three to six months duration) conducted in the
U.S. in laboratory procedures and research techniques in support of
specific HIV/AIDS prevention research (for example, development of
pilot biomedical and behavioral studies); for individuals with M.S.
and Ph.D. degrees.

5.  In-country, practical and applied short-term training (up to
three weeks) targeted to specific needs in support of HIV/AIDS
prevention research for professionals, technicians and allied health
professionals, including training necessary to support local
participation in institutional review boards, data and safety
monitoring boards and community advisory boards necessary to support
future clinical trials of interventions.

6.  Advanced research training (generally of one to two years
duration) for current and/or former trainees, including re-entry
grants to enable them to continue this advanced training in their
home country and to participate in in-country prevention research
projects such as interventions to prevent the further spread of
HIV/AIDS.

7.  Support to enable U.S. faculty to be involved in advanced
research training activities conducted in-country.

8.  Support to enable new and minority U.S. health science students
(including medical students and residents) to receive overseas health
research experiences (generally of three to twelve months duration)
in collaboration with foreign trainees upon return to their home
countries.

Trainees

Trainees shall be individuals who are involved in or are expected to
be involved in HIV/AIDS prevention research activities in their home
country.  The following categories of individuals are eligible for
training:

1.  Foreign health professionals (M.D., D.D.S./D.M.D., Ph.D., or
equivalent);

2.  Foreign professionals with a bachelors or masters degree in a
basic or health science;

3.  Medical technicians and health care workers;

4.  Allied health professionals such as behavioral scientists, nurses
and social workers;

5.  Current or former AITRP trainees involved in advanced research
training in their home countries; and

6.  U.S. health science students, medical residents and postdoctoral
researchers.

SPECIAL REQUIREMENTS

The primary effort of the program should be directed toward research
and research capacity building in developing countries and selected
other countries that have, or are likely to have, population groups
with a significant incidence of HIV/AIDS.  Countries in Central and
Eastern Europe and the former Soviet Union are eligible to
participate, as are countries in Africa, the Americas, Asia and the
Pacific Region.

It is not expected that the AITRP necessarily be active in all
countries with significant HIV incidence or prevalence.  Any
expansion to additional countries will be predicated on scientific
opportunities and the likelihood of sustained success and any
additional funding will be provided on a competitive peer review
basis.

Any extension of AITRP efforts from an established country program to
neighboring countries must be carefully planned.  Though exceptional
efforts to establish formal regional networks among programs is
discouraged, regional cooperation and collaboration is encouraged.

Trainees from developed countries may be allowed into the program
only under special, well-justified circumstances and with prior
approval by the FIC as a reprogramming request to meet special
training needs.

Potential applicants are strongly encouraged to form consortia where
appropriate to provide a full complement of training opportunities of
the best possible scientific quality across the prevention research
disciplines:  biomedical and clinical research, behavioral and social
sciences research and data management and analysis.

Training and research activities will relate to HIV/AIDS prevention
and other interventions, opportunistic infections and other diseases
strongly associated with AIDS (e.g., STDs and tuberculosis).

Applicants are required to include training in responsible conduct of
research as a part of the program.  An award will not be made unless
a description of such training is included.

Before any funds can be expended from this award, the grantee
institution must show evidence of approval for collaborative research
between the U.S. and foreign countries and institutions included in
the program through an endorsement from the Minister of Health or
other appropriate government officials as well as from the
collaborating institutions.  In this regard, existing programs are
expected to update their prior agreements.

The applicant institution must include a plan describing the
recruitment and selection procedures for trainees, for the peer
review of training-related and advanced in-country research (re-entry
grants) as well as plans for continued collaboration with former
trainees.  The AITRP grant applications should clarify and completely
specify:  (a) criteria and procedures for the selection of trainees
as, for example, by a committee composed of U.S. and foreign
investigators at participating institution(s) in the program; and (b)
a mechanism for internal peer review of applications to support
relevant in-country research projects with budgets generally not
exceeding $25,000. Projects exceeding this limit require preapproval
>From the FIC.
The criteria and mechanisms for review and selection of trainees and
research projects will be reviewed at the NIH at the time the grant
applications are reviewed competitively. After funding, these
criteria and mechanisms must be instituted as described and no
further outside review carried out at the FIC or elsewhere at the NIH
will be required during the funding period of the grant, except for
the usual and customary duties of project management at the NIH.

As part of their obligations under this program, awardees are
required to design and implement a system to fully track and document
the long-term impact of this training program on:  (1) the careers of
current and former AITRP trainees; (2) research capacity in the home
countries of trainees; and (3) the contributions to future NIH-
supported international HIV/AIDS research efforts.  Examples of such
impact include how training received under the program allowed
participants to assume more responsible positions upon returning
home, how continuing collaborations with former trainees resulted in
the funding of collaborative research projects for which trainees
were either principal or co-principal investigators, and publications
in which trainees were first authors and which were based upon
support under this program. This tracking system, to follow trainees
at least ten years after completion of their training, should be
described in the application.

It is imperative that coordination and collaboration should occur
between the participating AITRP programs and institutions, especially
when operating within the same country (e.g., Brazil, Thailand,
etc.).
The organization and coordination of activities among sites will be
facilitated by the FIC.  Joint meetings should be held during
international and regional meetings.  Programs are strongly
encouraged to include plans for coordination and if possible,
collaboration with other AITRP and non-AITRP programs when working in
common countries and/or regions.

FIC will also facilitate coordination and collaboration with other
government agencies [e.g., the Centers for Disease Control and
Prevention (CDC), the United States Agency for International
Development (USAID)] and with bilateral and multilateral
international organizations, including collaborations with in-country
projects funded by NIAID, NICHD, NCI, NIDR, NIDA and NIMH.  Inclusion
of the latter two is particularly important given the recommended
increased emphasis on multidisciplinary biomedical and behavioral
research.  Collaboration and coordination is strongly encouraged with
international organizations and NGOs [e.g. United Nations Programme
on AIDS (UNAIDS), the Pan American Health Organization (PAHO), the
Rockefeller INCLEN program, the International Union Against
Tuberculosis and Lung Disease (IUATLD), and the International Union
Against Venereal Diseases and Treponematoses].

Within allowable limits, research collaborations can include other
industrialized nations in addition to the U.S. when the purpose of
that collaboration is to facilitate and/or support activities in a
common developing country.  Support for travel and subsistence of
U.S. or foreign investigator(s), and the exchange of data, materials
and supplies will be allowed for this purpose, not to exceed 10
percent of direct costs of this award unless prior approval is
secured from the FIC.  As a condition of this special expenditure,
the applicant must indicate some form of cost-sharing by the
counterpart institution in an industrialized nation.Communication

FIC AITRP programs should endeavor to ensure that research results
are accessible and to facilitate translation of results into practice
by: (a) exchanging newsletters among grantees; (b) sponsoring in-
country meetings for all trainees in a country; and (c) establishing
a World Wide Web site for dissemination of new information and for
less formal exchange of information among sites.  In addition,
grantees are required to: (a) provide for in-country dissemination of
research results; and (b) develop mechanisms to facilitate access of
their foreign collaborators to current published literature.  The
AITRP grant applications should include specific plans for in-country
dissemination of research results for local prevention of HIV
infection, and these efforts should be part of regular progress
reports.  Up to 10 percent of budgets can be utilized for these
purposes and additional funds can be requested to support this
activity.  FIC will establish an AITRP web site linking all of the
individual program web sites and will circulate individual
newsletters among all programs.

Protection of Human Subjects and Laboratory Animals

Recognizing that in many cases the required assurances will be in
place as a result of previous funding by HHS components, applicable
provisions for the protection of human research subjects and
laboratory animals in research and training activities must be met in
both domestic and foreign settings.  Title 45 CFR, Part 46, provides
guidelines concerning Department of Health and Human Services
regulations for the protection of human subjects.  The requirements
for using animals are detailed in the Public Health Service Policy on
Humane Care and Use of Laboratory Animals.  These are available from
the Office for Protection from Research Risks (OPRR), National
Institutes of Health, 6100 Executive Boulevard, MSC 7508, Rockville,
Maryland 20852-7508.  In this regard, applicants must be sure to meet
the requirements of obtaining single project assurances from OPRR for
all projects involving human subjects at foreign sites unless
otherwise covered by a multiple project assurance.  Applicants must
also be sure to obtain the necessary assurances including review at
both U.S. and foreign sites for research in which they are actively
engaged by virtue of consultancy (for example, resulting in co-
authorship) or for research conducted on biological samples obtained
>From scientific colleagues in collaborating countries, if the samples
are individually identifiable to any of the scientists.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH-supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification is provided
that inclusion is inappropriate with respect to the health of the
subjects or the purpose of the research.  This policy results from
the NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43).

All investigators proposing research involving human subjects should
read the "NIH Guidelines for Inclusion of Women and Minorities as
Subjects in Clinical Research," which have been published in the
Federal Register of March 28, 1994 (FR 59 14508-14513), and in the
NIH Guide for Grants and Contracts, Volume 23, Number 11, March 18,
1994.

In this regard, the frame of reference for inclusion of minorities in
research is whether the participants would be considered to be
minorities in the U.S. population and most of the foreign
populations
under study would be considered minorities in the U.S.  On a related
matter, programs are encouraged to include representation of women in
selecting foreign trainees and to include adequate representation of
women and minorities in selecting U.S. trainees under this program.

LETTER OF INTENT

Prospective applicants are asked to submit, by October 15, 1997, a
letter of intent that includes a descriptive title of the proposed
training and research programs, the name, address, and telephone
number of the Principal Investigator, the identities of other key
personnel and participating institutions in collaborating countries,
and the number and title of the RFA in response to which the
application may be submitted.  Although a letter of intent is not
required, is not binding, and does not enter into the review of a
subsequent application, the information that it contains allows NIH
staff to estimate the potential review workload and avoid conflict of
interest in the review.

The letter of intent should be sent to:

Kenneth Bridbord, M.D.
Director
Division of International Training and Research
Fogarty International Center
National Institutes of Health
Building 31, Room B2C32
31 CENTER DR MSC 2220
BETHESDA, MD  20892-2220
Telephone:  (301) 496-2516
FAX:  (301) 402-2056
Email:  bridbord@nih.gov

The letter of intent also will be used to communicate any
additional information that may be developed  to prospective
applicants, including the location and time of any meetings that may
be convened to answer questions from prospective applicants.

APPLICATION PROCEDURES

The research grant application form PHS 398 (rev. 5/95) is to be used
in applying for these grants.  These forms are available at most
institutional offices of sponsored research; from the Division of
Extramural Outreach and Information Resources, National Institutes of
Health, 6701 Rockledge Drive, MSC 7910, Bethesda, MD 20892-7910,
telephone (301) 435-0714, email: asknih@odrockm1.od.nih.gov; and from
the program administrator listed under INQUIRIES.

The RFA label available in the PHS 398 (rev. 5/95) application form
must be affixed to the bottom of the face page of the application.
Failure to use this label could result in delayed processing of the
application such that it may not reach the review committee in time
for review.  In addition, the RFA title and number must be typed on
line 2 of the face page of the application form and the YES box must
be marked.

Submit a signed, typewritten original of the application, including
the checklist, and three signed photocopies, in one package to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040, MSC 7710
BETHESDA, MD  20892-7710
BETHESDA, MD  20817 (for express/courier service)

At the time of submission, two additional copies of the application
and five copies of any appendices must be sent to:

Hortencia Hornbeak, Ph.D.
National Institute of Allergy and Infectious Diseases
National Institutes of Health
Solar Building, Room 4C19-MSC 7610
6003 Executive Blvd.
Rockville, MD  20852-7610
Telephone:  (301) 496-2550
FAX:  (301) 402-2638
Email:  hh7g@nih.gov

Applications must be received (not postmarked) by February 18, 1998.
If an application is received after that date, it will be returned to
the applicant without review.  The Division of Research Grants (DRG)
will not accept any application in response to this RFA that is
essentially the same as one currently pending initial review, unless
the applicant withdraws the pending application.  The DRG will not
accept any application that is essentially the same as one already
reviewed.  This does not preclude the submission of substantial
revisions of applications already reviewed, but such applications
must include an introduction addressing the previous critique.

REVIEW CONSIDERATIONS

Upon receipt, applications will be reviewed for completeness by the
DRG and responsiveness by the FIC.  Incomplete applications will be
returned to the applicant without further consideration.  If the
application is not responsive to the RFA, the application will be
returned to the applicant without review.  Applications that are
complete and responsive to the RFA will be evaluated for scientific
and technical merit by a peer review group convened by the NIAID in
accordance with the review criteria stated below.

As part of the initial merit review, all applications will be
discussed, assigned a priority score and receive a written critique
as well as receive a second level review by the FIC Advisory Board.

Timetable

Letter of Intent Receipt Date:     October 15, 1997
Application Receipt Date:          February 18, 1998
Review for Scientific Merit:       June 1998
Review by the FIC Advisory Board:  September 1998
Anticipated Award (Start) Date:    September 30, 1998

Review Criteria

The following criteria apply to new applicant institutions as well as
those seeking a competing renewal.  Factors to be considered in the
scientific evaluation of each application include:

In general, the success of the programs to date (for competing
renewals) and/or the likelihood that the applicant institution can
meet the goals and objectives stated in this RFA and specifically
considering the following:

(1) Significance

o  The expected public health and scientific contributions of the
proposed activity;

o  The demonstrated capacity and/or potential to achieve sustained
research and training efforts within a country;

o  Strength of the academic program; and

o  Previous success in training AIDS-related scientists and in
maintaining collaboration with former trainees including assisting
former trainees in obtaining support for their research upon return
to their home countries.

(2) Approach

o  Balance in the proposed training program to provide breadth of
training opportunities in the fields of 1) biomedical and clinical
prevention research; 2) social and behavioral research; and 3) data
management and analysis;

o  The appropriate mix of long- and short-term training to achieve
the goals of this RFA;

o  Opportunities for trainees to become involved in research projects
conducted in their home countries;

o  Adequacy of proposed procedures and criteria for 1) recruitment,
review and selection of trainees and 2) peer review of research
projects;

o  Demonstrated capacity and/or potential to collaborate with other
institutions and to coordinate program activities with related
efforts of other FIC and NIH programs, other federal agencies (e.g.,
CDC and USAID), international organizations (e.g., UNAIDS and PAHO),
and NGOs [e.g., the International Union Against Tuberculosis and Lung
Disease (IUATLD), the International Union Against Venereal Diseases
and Treponematoses and the Rockefeller INCLEN program];

o  Demonstrated capacity and/or potential to provide overseas
research experience for U.S. health science students and medical
residents, including new and minority U.S. health scientists from
AITRP and non-AITRP institutions, such as HBCUs, as well as plans to
include an adequate representation of women among foreign and U.S
trainees; and

o  Systems for documenting the long-term impact of the program on
research capacity in the home countries of trainees including the
impact of the program on the careers of current and former AITRP
trainees.

(3) Innovation

o  Overall creativity and cost-effectiveness of the training and
research plan;

o  Plans for trainees to become involved in research projects
conducted in their home countries; and

o  Adequacy and creativity of plans to use modern information
technology to facilitate access to scientific information, distance
learning, as well as coordination and research collaboration.

(4) Investigator(s)

o  Qualifications of the program director to lead and the named
faculty to participate in the proposed training and research program;

o  Documentation of previous international collaboration with
developing country scientists and institutions included in the
proposed program;

o  Depth of the program director's and faculty's experience in the
fields of 1) prevention; 2) biomedical, social and behavioral
research; and 3) data management and analysis;

o  Active research support of program director and participating
faculty; and

o  Career accomplishments of former trainees including extent of
former trainees' involvement in the proposed program.

(5) Environment

o  Demonstration of continued or of future support for the program
>From governments and institutions and other non-governmental
organizations from collaborating countries;

o  Demonstrated support for domestic and international AIDS-related
research and training as evidenced by support from the NIH or other
sources.  Examples include research support by NIAID, NICHD, NCI,
NIDR, NIDA and NIMH;

o  The strength of resources and training environment in-country as
evidenced by 1) the quality of teaching and research facilities and
other resources in-country; 2) the availability of high-quality
candidates; and 3) past history of success in former trainees
returning to their home countries and their continued involvement in
the program, for example, in advanced in-country research and/or as
faculty and mentors for new trainees; and

o  Training environment in the U.S. including the institutional
commitment, the caliber of preceptors, the quality of teaching and
research facilities and resources.

The initial review group will also examine the adequacy of the
process for providing for the protection of human and animal subjects
and the safety of the research environment, as well as plans to
include training in responsible conduct of research and training in
the operations of IRBs, data and safety monitoring boards and
community advisory boards as a part of the program.  In this regard,
IRBs in the home countries of trainees will be responsible for
determining the adequacy of inclusion of women and minorities in
research involving human subjects in their countries.

Allowable Costs

U.S. investigators may request funds (including re-entry grants) to
support research projects in the trainees' home country that emanate
>From the M.S. and Ph.D. training program.  The research supported (1)
must be one of the requirements in fulfillment of an M.S. or Ph.D.
degree or part of advanced research training; (2) be relevant to an
AIDS problem in the trainee's country; and (3) may form the basis for
a long-term collaboration funded by future research grant support.

The following cost categories are allowable for reimbursement under
this program.  It should be noted that the following stipends and
allowances are maximums and applicant institutions are encouraged to
design the most cost-effective programs, generally at lesser amounts:

Stipend and Salary

o  Living allowance (stipend) comparable to trainee's professional
level, but not to exceed $45,000 per annum while undergoing training
in the U.S.;

o  Living allowance (stipend) while conducting in-country
dissertation research or in-country advanced research training (re-
entry grants) at a level comparable to that received by similar
professionals in-country, but also not to exceed $45,000 per annum;

o  Stipend support (not to exceed $45,000 per year) for foreign and
U.S. postdoctoral researchers;

o  Support (pro-rated salary, up to 25 percent of annual salary or
$25,000, whichever is less), to enable U.S. faculty to be involved in
advanced research training activities conducted in-country;

o  Program director's salary (up to 25 percent of annual salary or
$25,000, whichever is smaller); and

o  Salary for clerical and administrative support staff (up to 2.0
FTE, but not more than 10 percent of direct costs).

Tuition

o  Tuition, not to exceed 20 percent of total direct costs.
Exceptions to this policy require prior approval from the FIC.

Travel

o  Round trip economy class air fare between the U.S. and home
country (two trips for M.S./Ph.D. candidates and advanced research
trainees, one for all others);

o  Travel and per diem for the program director and faculty
colleagues to provide guidance to students conducting dissertation-
related field studies and/or advanced research training in their home
countries; and

o  Travel and per diem for faculty presenting short-term, in-country
courses.

Training Related Expenses

o  Allowance for the grantee institution of up to $600 monthly per
student to cover health insurance, scientific meetings, and
incidental research expenses;

o  Support of up to $15,000 for in-country field research in partial
fulfillment of the M.S./Ph.D training program; and

o  Research support of up to $25,000 per trainee to facilitate the
conduct of advanced research training (re-entry grants) in the home
country conducted by current and/or former trainees; the program
director is expected to have projects submitted for this funding peer
reviewed by the U.S. institution in accordance with plans outlined in
the grant application.

Other

o  Up to 10 percent of allowable direct costs may be used to cover
collaboration with other developed countries when the object of that
collaboration involves work in a common developing country;

o  Up to 10 percent of allowable direct costs may be used to
establish or enhance an international component within an existing
CFAR or P30 program, with the goal to support developmental research
by foreign collaborators which would lead to newly funded research
awards;

o  Up to 10 percent of allowable direct costs may be utilized to
support coordination and communications activities, including
attendance at meetings for this purpose;

o  Up to $200,000 additional (total funds) may be requested for
expanded activities in special areas as outlined below (competing
renewals only); and

o  Up to $100,000 additional (total funds) may be requested (by both
competing renewals and new programs), to support initiatives for
collaboration with other non-AITRP institutions or collaboration with
AITRP institutions for work in common countries, for
telecommunications distance learning including expanded access to the
internet, and to support training for new and minority U.S. health
science students.

o  In keeping with the intent to maintain a flexible program,
requests for administrative supplemental budget increases of up to 20
percent of funded levels in a given budget year for the expansion of
prior approved activities will be allowed to meet special needs and
take advantage of unusual opportunities.  Such requests, which will
be reviewed by program staff, also may be subjected to external peer
review and support will depend upon availability of funds.  In
addition, in response to compelling needs and/or research
opportunities, programs may be requested to take on additional
responsibilities within the general scope of the award, on mutually
agreeable terms and conditions.
Expanded Activities

As noted above, if additional funds are available, competing renewals
may request up to $200,000 for expanded activities in special areas
which must be linked to one or more existing NIH-funded research
efforts in those areas.  Examples include special training, training-
related research and overall capacity building efforts to support
HIV/AIDS vaccine trials including training to increase laboratory
capacity in-country; prevention of mother-to-child HIV transmission;
behavioral interventions to prevent HIV transmission; as well as
research and training/capacity building related to HIV and
opportunistic infections in general; TB; STDs; microbicides;
nutritional interventions; drug abuse; risk factors, pathogenesis,
prevention and management of oral HIV-related diseases; and clinical
trials methodologies.  Apart from the $200,000 for expanded
activities, another $100,000 per year can be requested (by both
competing renewals and new programs), raising the total allowable
request to $900,000 for competing renewals and $500,000 for new
programs for the purpose of including another U.S. institution as a
collaborating partner if that institution was not otherwise an
applicant or participant in the AITRP program, or to collaborate with
another AITRP institution for work in a common country, for
telecommunications/distance learning and to support training for new
and minority U.S. health science students.

The $200,000 category for expanded activities must link efforts to
specifically identified and currently active (18 months at time of
application) research grants and/or contracts supported by other
ICDs, e.g., NIAID, NICHD, NCI, NIDR, NIDA, and NIMH.

Grantee institutions may request an indirect cost allowance based on
8 percent of the total allowable direct costs exclusive of tuition
and related fees and expenditures for equipment.  The total allowable
cost (direct and indirect) per grant for the first year of this five
year award must not exceed $600,000 (base funds) for continuing
programs and $400,000 for new starts.  Applicants should assume a
budget increase of 2 percent per year for each succeeding year.
While applicants may develop programs at or close to these limits,
they are strongly encouraged to pursue the most cost-effective
approaches for implementing these programs.  The intent is to award
an estimated twelve grants, depending upon the quality of the
approved grant applications and the availability of funds.

As noted above, before any funds can be expended from this award, the
grantee institution must show evidence of approval for collaborative
research between the U.S. and foreign countries and institutions
included in the program through an endorsement from the Minister of
Health or other appropriate government official as well as from the
collaborating institutions.
The anticipated date of award is on or before September 30, 1998.

AWARD CRITERIA

The following will be considered in making funding decisions:

o  quality of the proposed project as determined by peer review;

o  the extent and effectiveness of efforts made by applicants in
developing multidisciplinary biomedical and behavioral research
training programs necessary to support prevention research efforts in
the home countries of trainees;

o  cost-effectiveness of programs;

o  efforts made to collaborate with other AITRP programs and
institutions and with other organizations;

o  the extent to which proposed training programs support and
complement other NIH-funded international HIV research efforts;

o  availability of funds (with the first priority given to funding
the most meritorious programs to the level requested in their base
budgets, not including the special requests);

o  program balance among critical research training areas of emphasis
such as, but not limited to, preparation for future prevention
research efforts including trials of HIV vaccines, anti-HIV drugs,
and other interventions (e.g., microbicides, behavioral
interventions, nutritional supplementation); and

o  geographic distribution among countries included in applications
under consideration, including the need for a given program to work
in a specific country (such as linkage with another NIH-supported
research project in that country).

INQUIRIES

Prospective applicants are strongly encouraged to discuss their
applications, including proposed collaborating countries and
institutions with FIC program staff (see below) before submitting
formal applications.

All programmatic and scientific inquiries, including any requests for
further instructions to prepare applications, should be directed to:

Kenneth Bridbord, M.D.
Director
Division of International Training and Research
Fogarty International Center
National Institutes of Health
Building 31, Room B2C32
31CENTER DR MSC 2220
BETHESDA, MD  20892-2220
Phone:  (301) 496-2516
FAX:  (301) 402-2056
Email:  bridbord@nih.gov

Inquiries related to the review of these applications may be directed
to:

Hortensia Hornbeak, Ph.D.
National Institute of Allergy and Infectious Diseases
National Institutes of Health
Solar Building, Room 4C19-MSC 7610
6003 Executive Blvd.
Rockville, MD  20852-7610
Telephone:  (301) 496-2550
FAX:  (301) 402-2638
Email:  hh7g@nih.gov

Inquiries regarding fiscal matters may be addressed to:

Mrs. Silvia Mandes
Grants Management Officer
Division of International Training and Research
Fogarty International Center
National Institutes of Health
Building 31, Room B2C39
31 Center Dr MSC 2220
Bethesda, MD  20892-2220
Telephone:  (301) 496-1653
FAX:  (301) 402-0779
E-mail:  mandess@ficod.fic.nih.gov

AUTHORITY AND REGULATIONS
Awards are made under authorization of the Public Health Service Act,
Title III and Title IV, Part A (Public Law 78-410, as amended by
Public Law 99-158, 42 USC 241, 242l and 287b) and administered under
PHS grants policies and Federal regulations 42 CFR 52 and 45 CFR Part
74.  This program is not subject to the intergovernmental review
requirements of Executive Order 12372 or to Health Systems Agency
review.

The PHS strongly encourages all grant and contract recipients to
provide a smoke-free workplace and promote the non-use of all tobacco
products.  In addition, Public Law 103-227, the Pro-Children Act of
1994, prohibits smoking in certain facilities (or in some cases, any
portion of a facility) in which regular or routine education,
library, day care, health care or early childhood development
services are provided to children.  This is consistent with the PHS
mission to protect and advance the physical and mental health of the
American people.

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NUTRITION ACADEMIC AWARD

NIH GUIDE, Volume 26, Number 31, September 19, 1997

RFA:  HL-97-011

P.T.

National Heart, Lung, and Blood Institute

Letter of Intent Receipt Date: December 1, 1997
Application Receipt Date: February 18, 1998

THIS RFA USES "JUST-IN-TIME" PROCEDURES.  THIS RFA INCLUDES DETAILED
MODIFICATIONS TO STANDARD APPLICATION INSTRUCTIONS THAT MUST BE
FOLLOWED WHEN PREPARING AN APPLICATION IN RESPONSE TO THIS RFA.

PURPOSE

The primary objective of this initiative is to encourage the
development or enhancement of medical school curricula to increase
opportunities for students, house staff, faculty, and practicing
physicians to learn nutrition principles and clinical practice skills
with an emphasis on preventing cardiovascular diseases (CVD).  A
second objective is to provide training modules for dissemination to
other medical schools as well as other health care professional
schools.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  This RFA,
Nutrition Academic Award, is related to the priority areas of
nutrition, heart disease and stroke, obesity, physical activity,
diabetes, chronic disabling conditions, and clinical prevention
services.  Potential  applicants may obtain a copy of "Healthy People
2000" (Full Report:  Stock No. 017-001-00474-0 or Summary Report:
Stock No. 017-001-00473-1) through the Superintendent of Documents,
Government  Printing Office, Washington, DC 20402-9325 (telephone
202-512-1800).

ELIGIBILITY REQUIREMENTS

Institution

An application may be submitted by any domestic institution with a
school of  medicine.  Eligible institutions may submit only one
application in each competition and receive only one award.

Principal Investigator

A Principal Investigator for the Nutrition Academic Award must have
the following credentials:

o  doctoral degree

o  sufficient graduate or post graduate training and experience in
nutrition research, medical or nutrition clinical practice, and/or
medical education to develop and implement a high quality medical
curriculum in nutrition, emphasizing cardiovascular disease
prevention, and to provide leadership for a multidisciplinary team;

o  knowledge and skills and a demonstrated commitment to medical
education for students, house staff, physicians and other health care
professionals;

o  permanent appointment (not adjunct) at the rank of Associate or
Full Professor on the faculty of an accredited school of medicine in
the United States, its territories, or its possessions;

o  demonstrated support from the Dean and educational leadership of
the institution and;

o  be a citizen or non-citizen national of the United States or have
been lawfully admitted for permanent residence at the time of
application.

Individuals who have or have had another NIH career development award
(K series) or a regular research grant (R01) are eligible for this
award if the individual meets the requirements of the Nutrition
Academic Award program.  Applications from women and individuals from
diverse racial/ethnic backgrounds are encouraged.

MECHANISM OF SUPPORT

This RFA is part of the Academic Award Program (KO7) of the National
Heart, Lung, and Blood Institute.  Responsibility for the planning,
direction, and execution of the proposed project will be solely that
of the applicant.  The total project period may not exceed five years
and is non-renewable.  Awards will be limited to a maximum of $50,000
for the salary of the Principal Investigator, plus applicable fringe
benefits, and a maximum of $150,000 for the total cost of the award
for the first year (including indirect costs).  A three percent
escalation is allowed per year in subsequent years.  The salary cap
may not be exceeded in any year. Facilities and Administrative costs
may not exceed 8 percent.

It is anticipated that support for this program will begin September
30, 1998.

Application instructions have been modified to reflect "just-in-time"
streamlining efforts at the NIH.  The just-in-time concept requires
applicants to submit certain materials only when there is the
possibility of an award.  It is anticipated that these changes will
reduce the administrative burden for the applicants, reviewers, and
NHLBI staff.  For this RFA, only limited budgetary information is
required in the application.  However, the anticipated level of
effort in all years and a brief description of responsibilities for
the Principal Investigator and key personnel must be included in the
research plan.  Instructions for completing the Biographical Sketch
have been modified.  In addition, the Other Support information and
application  "Checklist" page are not required as part of the initial
application.  If the possibility of an award exists following the
initial review, the Budget, Other Support, and Checklist information
will be requested by NHLBI staff. The APPLICATION PROCEDURES section
of this RFA provides specific details of these modifications to the
standard PHS 398 application kit.

FUNDS AVAILABLE

It is anticipated that in fiscal year 1998, support will be available
for total costs of approximately $750,000 and that approximately five
grants will be awarded under this program.  An additional competition
will be held in fiscal years 1999 and 2000.  The actual number of
awards each year will depend upon the merit and scope of the
applications received and the availability of funds.

OBJECTIVES

Background

Diet has been associated with eight of the ten leading causes of
death in the United States (USDHHS, 1988).  A number of national
committees, panels, and agencies have made recommendations for the
nation to modify and improve dietary intake as a major step toward
preventing premature morbidity and mortality from cardiovascular and
other chronic diseases (National Research Council, 1989; USDHHS,
1991; Expert Panel on Detection, Evaluation, and Treatment of High
Blood Cholesterol in Adults, 1993; National High Blood Pressure
Education Program, 1993; US Department of Agriculture, 1995; Krauss
et al, 1996).

Currently, health care providers and health care organizations are
paying increasing attention on risk factor management as a key part
of optimal care of patients to prevent CVD, and emphasis is being
placed on strategies to prevent nutrition-related diseases (Pearson
et al, 1996).  More recognition is being given to the importance of
nutrition training for health care providers from several
disciplines, since they play a key role in meeting this need with
patients and the general public.  Over the years, physician and
patient surveys have shown repeatedly a need to increase physicians'
skills and efforts in nutrition.  For example, Schucker et al (1991)
in a survey on cholesterol awareness showed only 9% of the public
reported that their physicians gave them advice to follow
cholesterol-lowering diets, although one in four reported a diagnosis
of elevated cholesterol.

For over 30 years, inclusion of nutrition in medical school curricula
has been advocated by nutrition societies and expert committees
(Zimmermann et al, 1993; USDHHS 1991; NHLBI, 1994; US Preventive
Services, 1996).  The Committee on Nutrition in Medical Education
(1985) recommended that nutrition be a required course in medical
schools, a minimum of 25 hours be provided to teach the basic
material, nutrition questions be included in medical licensing
examinations, and a separate nutrition department be instituted in
medical schools.  At the time of the 1985 report, only 25% of medical
schools had required nutrition courses, only a few medical schools
provided 25 hours or more of nutrition content, fewer than 3% of
questions on the National Boards related to nutrition, and only one
or two medical schools had a separate nutrition department (Winick,
1993).  Nearly a decade later there was little, if any, improvement
in this situation (Winick, 1993).  In 1997, Hark et al reported that
medical licensing examinations contained 11% to 12% nutrition
content, as identified by nutrition professionals.  Many of the items
were related to vitamin deficiencies, and little coverage was given
to nutrition-related screening and preventive counseling (Hark et al,
1997).  A national consensus on the essentials of nutrition education
in medical schools has recently been developed (American Medical
Student Association, 1996).  Thus, although numerous reports contain
major recommendations for the inclusion of nutrition in medical
education and physician training, implementation has been limited
(USDHHS, 1991; Pearson et al, 1996; Tobin, 1997).

Prevention of CVD through nutrition cuts across several medical and
other health care specialties (e.g., cardiology, internal medicine,
preventive medicine, family practice, pediatrics, obstetrics and
gynecology, geriatrics, nursing, dietetics, physician assistants),
and a multidisciplinary approach is required to integrate nutrition
training in these specialties.  In addition to training in nutrition
principles and counseling techniques, physicians need training on how
to set up an office practice system that is supportive of a team
approach to CVD prevention.  Training mechanisms for faculty in
medical schools with strong backgrounds in nutrition science,
research, and prevention to expand nutrition training of physicians
as well as other health professionals could help meet some of these
needs (Bruer et al, 1994; Hunt et al, 1995; Pearson et al, 1996;
Ockene et al, 1996; Morrison et al, 1996).

The aim of this academic award program is to stimulate the
development and enhancement of medical school education programs so
that physicians may learn nutrition principles and clinical practice
skills for the prevention of CVD risks and improved nutritional
management of their patients.  A second aim is to provide training
modules for dissemination to other medical and other health
professional schools.

Awardees should propose objectives and plans for incorporating
nutrition into medical school programs.  Preference will be given to
applicants who also include training opportunities for other health
care providers.  The plans should include mechanisms to:

o  Encourage the development of high quality curricula in schools of
medicine that will significantly increase the knowledge and skills of
students, house staff, and others, including faculty and practicing
physicians, to apply state-of-the-art nutrition principles, practice,
and counseling with an emphasis on prevention of CVD.

o  Evaluate the impact of the proposed program.

o  Promote professional development of the awardee so he/she can
serve as a focal point for multidisciplinary interactions promoting
effectiveness in teaching, research, and clinical care in the field
of nutrition, including training of other health care professionals.

o  Develop or enhance an infrastructure at the Institution to
continue educational and training programs in nutrition and CVD
prevention when the award is concluded.

o  Promote communication among specialists in primary care and other
specialties to ensure coordinated nutritional prevention and
treatment strategies.

o  Develop coordinated clinical and educational approaches to address
nutritional needs of patients of various ages and ethnic groups, and
populations with special needs.

o  Engage in an interchange of teaching modules and strategies among
other awardees and their institutions.

o  Develop curricula and training modules in collaboration with other
awardees that can be adapted and used by other academic training
units and institutions.

o  Promote research studies in nutrition and CVD prevention at the
Institution, funded by other support.

SPECIAL REQUIREMENTS

Applicants should develop a comprehensive program that effectively
addresses their needs related to the objectives of this RFA.  The
primary focus must be on plans to improve the quality of nutrition
medical school education for students and physicians.  Plans and
educational materials for curricular improvements must be of a design
that facilitates dissemination and adoption at other institutions.
All applications must include plans to evaluate the outcome of the
educational initiatives.  The responsibilities of the Principal
Investigator and key personnel must be described in the budget
justification section.  The minority and gender composition of
students to be trained should be described.

INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS

It is the policy of the NIH that women and members of minority groups
and their subpopulations must be included in all NIH supported
biomedical and behavioral research projects involving human subjects,
unless a clear and compelling rationale and justification is provided
that inclusion is inappropriate with respect to the health of the
subjects or the purpose of the research.  This policy results from
the NIH Revitalization Act of 1993 (Section 492B of Public Law
103-43) and supersedes and strengthens the previous policies
(Concerning the Inclusion of Women in Study Populations, and
Concerning the Inclusion of Minorities in Study Populations), which
have been in effect since 1990.  The policy contains some provisions
that are substantially different from the 1990 policies.  All
investigators proposing research involving human subjects should read
the "NIH Guidelines for Inclusion of Women and Minorities as Subjects
in Clinical Research," which have been published in the Federal
Register of March 28, 1994, (FR 59 14508-14513), and reprinted in the
NIH GUIDE FOR GRANTS AND CONTRACTS of March 18, 1994, Volume 23,
Number 11.

Investigators may obtain copies of the policy from these sources or
>From the program staff listed under INQUIRIES.  Program staff may
also provide additional relevant information concerning
the policy.

Although the Nutrition Academic Award is not primarily a mechanism to
support research, medical students and residents are considered human
subjects and it is likely that human subjects will be involved.
Therefore, protection of human subjects must be addressed, and the
approximate percent of women and each minority group that you expect
in the total population must be included.

LETTER OF INTENT

Prospective applicants are asked to submit, by December 1, 1997, a
letter of intent, the name, address, and telephone number of the
Principal Investigator, the identities of other key personnel,
participating institutions, and the number and title of the RFA in
response to which the application may be submitted.  Although a
letter of intent is not required, is not binding, and does not enter
into the review of subsequent applications, the information that it
contains allows NHLBI staff to estimate the potential review workload
and to avoid conflict of interest in the review.  The letter of
intent is to be faxed or sent to Dr. Louise Corman, at the address
listed under INQUIRIES.

APPLICATION PROCEDURES

Applications are to be submitted on the grant application form PHS
398 (rev. 5/95).  These forms are available at most institutional
offices of sponsored research and from the Grants Information Office,
Office of Extramural Outreach and Information Resources,  National
Institutes of Health, 6701 Rockledge Drive, MSC 7910, Bethesda, MD
20892-7910, telephone (301) 435-0714, Email:
asknih@odrockm1.od.nih.gov.

The RFA label available in the PHS 398 application form must be
affixed to the bottom of the face page of the application.  Failure
to use this label could result in delayed processing of the
application such that it may not reach the review committee in time
for review.  In addition, to identify the application as a response
to this RFA, check "YES" in item 2 of application page 1 and enter
the title "Nutrition Academic Award  NIH HL-97-011".

Use the following modifications in completing the standard PHS 398
application instructions:

o  BUDGET INFORMATION - No current/future year budgets or
justifications (form pages 4 and 5) are required in the application.
However, the anticipated level of effort in all years and a brief
description of responsibilities for the Principal Investigator and
all key personnel must be specifically stated at the beginning of the
research plan.  Necessary budget information will be requested by
NHLBI staff if there is a possibility for an award.

o  BIOGRAPHICAL SKETCH - In addition to the standard information
requested on Form Page 6, the applicant should provide the title and
source of any sponsored support relevant to the proposed workscope.

o  OTHER SUPPORT - No other support information is required on the
"Other Support" page (Form Page 7).  Selected other support
information relevant to the proposed application may be included in
the Biographical Sketch as indicated above.  Complete other support
information will be requested by NHLBI staff if there is a
possibility for an award.

o  CHECKLIST - No "Checklist" page is required as part of the initial
application.  A completed Checklist will be requested by NHLBI staff
if there is a possibility for an award.

o  FACE PAGE - Currently, the Division of Research Grants requires
that requested costs be reflected on the face page for computer
system tracking purposes.  Because no budgetary information is
required as part of the "streamlined" application, we are requesting
that the following amounts be entered on the face page: 7a. Direct
Costs for Initial Budget Period - $139,000; 7b. Total Costs for
Initial Budget Period - $150,000; 8a. Direct Costs for Proposed
Period of Support - $695,000 and; 8b. Total Costs for Proposed Period
of Support - $750,000. IT IS UNDERSTOOD THAT THESE LEVELS ARE
STRICTLY FOR ADMINISTRATIVE PURPOSES AND THAT ACTUAL AWARD LEVELS ARE
SUBJECT TO NEGOTIATION, PRIOR TO AWARD.

The applicant should provide the name and phone number of the
individual to contact concerning fiscal and administrative issues if
additional information is necessary following the initial review.

APPLICATIONS NOT CONFORMING TO THESE GUIDELINES WILL BE CONSIDERED
UNRESPONSIVE TO THIS RFA AND WILL BE RETURNED WITHOUT FURTHER REVIEW.

Submit a signed, typewritten original of the application and three
signed, photocopies, in one package to:

DIVISION OF RESEARCH GRANTS
NATIONAL INSTITUTES OF HEALTH
6701 ROCKLEDGE DRIVE, ROOM 1040 - MSC 7710
BETHESDA, MD  20892-7710
BETHESDA, MD  20817 (for express courier service)

At the time of submission, two additional copies of the application
must be sent to Dr. Louise Corman, at the address listed under
INQUIRIES.

Applications must be received by February 18, 1998.  If an
application is received after this date, it will be returned to the
applicant without review.  The Division of Research Grants (DRG) will
not accept any application in response to this RFA that is
essentially the same as one currently pending initial review, unless
the applicant withdraws the pending application.  The DRG will also
not accept any application that is essentially the same as one
already reviewed.  This does not preclude the submission of
substantial revisions of applications already reviewed, but such
applications must include an introduction addressing the previous
critique.

If  an application is determined to be unresponsive to the RFA, the
principal investigator will be notified and the application returned.

The following sections are specific cost guidelines that will apply
to those applications selected for award consideration.

1. Principal Investigator's Salary

The salary for the Principal Investigator (or any other investigator
on the team) must not exceed the actual institutional salary rates
for the effort being devoted to the Academic Award.  In addition,
salary rates must not exceed an annual salary level of $125,000 plus
fringe benefits (a maximum of $50,000 plus fringe benefits for 40
percent effort).  A candidate must devote at least 20 percent effort
and no greater than 40 percent effort to this award.

The combined efforts of any individual, Principal Investigator or key
personnel, on the Nutrition Academic Award with any other non-NIH or
NIH-supported grant(s) or contract(s) must not exceed 100 percent.

2. Program Support

o the applicant should include some percentage of effort for a
multidisciplinary team with sufficient training and experience in
medical education and nutrition needed to develop, implement, and
evaluate high quality curricula.  The team might include health
professionals such as physicians, nutritionists, behavioral
scientists, exercise scientists, or nurses.  The mix of expertise
will be determined by the applicant;

o  consumable supplies essential to the proposed program and
education materials are allowable. Office equipment or furniture
costs are not allowable;

o  funds for the Principal Investigator to travel and meet with other
investigators and NHLBI staff to exchange ideas and to develop
collaborative projects must be included.  Investigators may be
requested to meet as a group up to three times a year; $1,000 per
trip should be budgeted for this purpose.  One other member of the
team also may be budgeted to attend the meeting if needed;

o  funds for educational development to enable the awardee to develop
relevant skills can be included;

3.  Facilities and Administrative Costs

Awards will be provided for the reimbursement of actual Facilities
and Administrative costs at eight percent of the total direct costs
of each award.

4. Conditions of the Award

Institutions must provide documentation that the applicant would have
the necessary time and resources to implement the proposed plan.  In
some cases, it may be necessary for the applicant to be relieved of
some responsibilities for the five years of the grant award in order
to implement the proposed plan.

An institution is expected to apply on behalf of a named individual
meeting the Principal Investigator criteria for this award.  Only one
application may be submitted from each eligible institution in each
competition. Awards will be limited to one from each eligible school
over the life of the award.  After the first year, grants will be
renewed for a maximum of four years on a noncompetitive basis
depending upon progress in meeting the program's objectives.  An
annual report that summarizes curriculum development at the
institution and other elements of the program plan, and outlines
future plans will be required.  This report will serve as the basis
for renewal of the grant.

Awards may not be transferred from one institution to another.  If a
Principal Investigator moves to another institution, the award will
continue at the original institution only upon acceptance by the
National Heart, Lung and Blood Institute of a suitable replacement
proposed by the grantee institution.  Such a replacement will not
lengthen the overall term of the award.

REVIEW CONSIDERATIONS

Upon receipt, applications will be reviewed for completeness by the
DRG and responsiveness to this RFA by NHLBI.  Incomplete and/or non-
responsive applications will be returned to the applicant without
further consideration.  Applications will be evaluated for scientific
and technical merit by an appropriate peer review group convened by
the Division of Extramural Affairs, NHLBI.

As part of the initial merit review, all applications will receive a
written critique and undergo a review in which only those
applications deemed to have the highest scientific merit of the
applications under review (usually two to three times the number of
applications that the NHLBI and participating Institutes anticipate
funding under the program) will be discussed, assigned a priority
score, and receive a second level review by the National Heart, Lung,
and Blood Advisory Council.

Review Criteria

Applications for this Nutrition Academic Award will be evaluated in
terms of the following criteria:

o  qualifications and experience of the Principal Investigator
candidate who must hold an academic position in a medical school at
the Associate or Full Professor rank and key personnel, including
pertinent experience in teaching, curriculum development, program
evaluation, clinical practice, administration, and conducting
research studies;

o  plans to develop, improve, and integrate an interdepartmental
curriculum in nutrition with existing institutional training programs
for medical students, graduates, and post-graduates at the
institution and which also could be used at other appropriate health
professional schools;

o  plans to evaluate the proposed educational components and overall
program;

o  plans for communication and interdepartmental collaboration
between medical specialists in appropriate disciplines to ensure the
development, implementation, and evaluation of optimal educational
programs;

o  plans and ability to work cooperatively with other Awardees to
develop innovative and portable curricular materials and modules in
nutrition for adoption at other medical schools and other interested
health professional schools;

o  description of the need for this program including the potential
impact of the program on nutrition medical training at the
institution and on medical education in general with a focus on
preventing cardiovascular diseases;

o  the magnitude of current programs, curricula and nutrition related
research that exist at the applicant's Institution.  This award is
designed to enhance Institutions that have a base of research and
training in nutrition as well as develop such activities in
Institutions that do not have existing nutrition education programs.
Each applicant should provide a description or table of what
currently exists in curricular activities, nutrition research,
interdepartmental collaborative efforts, and mechanisms to provide
training to other health care professionals;

o  institutional commitment to implement the proposed curricular
activities and infrastructure to maintain a program in nutrition
education after the termination of the award.

AWARD CRITERIA

The anticipated date of award is September 30, 1998.  Factors that
will be taken into consideration in making awards include the
scientific merit of the proposed program, as evidenced by the
priority score, and the availability of funds.  Subject to the
availability of necessary funds and consistent with the objectives of
the Nutrition Academic Award, the NHLBI will provide funds for a
project period up to five years.

INQUIRIES

Inquiries concerning this RFA are encouraged.  The opportunity to
clarify issues or answer questions from potential applicants is
welcomed.

Direct inquiries regarding programmatic issues to:

Elaine J. Stone, Ph.D., M.P.H.
Division of Epidemiology and Clinical Applications
National Heart, Lung, Blood Institute
6701 Rockledge Drive, Room 8134, MSC-7936
Bethesda, MD  20892-7936
Telephone:  (301) 435-0382
FAX:  (301) 480-1669
Email: Stonee@gwgate.nhlbi.nih.gov

Eva Obarzanek, Ph.D., M.P.H., R.D.
Division of Epidemiology and Clinical Applications
National Heart, Lung, Blood Institute
6701 Rockledge Drive, Room 8136, MSC-7936
Bethesda, MD  20892-7936
Telephone:  (301) 435-0383
FAX:  (301) 480-1669
Email: ObarzanE@gwgate.nhlbi.nih.gov

Direct inquiries regarding review matters to:

Louise Corman, Ph.D.
Division of Extramural Affairs
National Heart, Lung, and Blood Institute
6701 Rockledge Drive, Room 7180, MSC 7924
Bethesda, MD  20892-7924
Telephone:  (301) 435-0270
FAX:  (301) 480-3541
Email: CormanL@gwgate.nhlbi.nih.gov

Direct inquiries regarding fiscal matters to:

William W. Darby
Chief, Heart and Vascular Diseases
Grants Management Section
National Heart, Lung, and Blood Institute
6701 Rockledge Drive, Room 7140, MSC 7926
Bethesda, MD  20892-7926
Telephone:  (301) 435-0177
FAX:  (301) 480-3310
Email: DarbyW@gwgate.nhlbi.nih.gov

AUTHORITY AND REGULATIONS

This program is described in the Catalog of Federal Domestic
Assistance No. 93.838.  Grants are made under the authorization of
the Public Health Service Act, Title III, Section 301 (Public Law
78-410, as amended by Public Law 99-158, 42 US 241 and 285) and
administered under PHS grants policies and Federal Regulations 42 CFR
52 and 45 CFR Part 74.  This program is not subject to the
intergovernmental review requirements of Executive Order 12372 or to
a review by a Health Systems Agency.

The PHS strongly encourages all grant recipients to provide a smoke-
free workplace and promote the non-use of all tobacco products.  In
addition, Public Law 103-227, the Pro-Children Act of 1994, prohibits
smoking in certain facilities (or in some cases, any portion of a
facility) in which regular or routine education, library, day care,
health care or early childhood development services are provided to
children.  This is consistent with the PHS mission to protect and
advance the physical and mental health of the American people.

REFERENCES

American Medical Student Association, Nutrition Curriculum Project.
Essentials of nutrition education in medical schools: a national
consensus.  Acad Med 1996;71(9):969-971.

Bruer RA, Schmidt RE, David H.  Commentary: nutrition counseling--
Should physicians guide their patients?  Am J Prev Med
1994;10(5):308-311.

Committee on Nutrition in Medical Education, National Research
Council.  Nutrition education in U.S. medical schools.  Washington,
DC: National Academy Press, 1985.

Expert Panel on Detection, Evaluation, and Treatment of High Blood
Cholesterol in Adults. Summary of the Second Report of the National
Cholesterol Education Program (NCEP) Expert Panel on Detection,
Evaluation, and Treatment of High Blood Cholesterol in Adults (Adult
Treatment Panel II).  JAMA 1993;269:3015-3023.

Hark LA, Iwamoto C, Melnick DE, Young EA, Morgan SL, Kushner R,
Hensrud DD.  Nutrition coverage on medical licensing examinations in
the United States.  Am J Clin Nutr 1997;65:568-571.

Hunt JR, Kristal AR, White E, Lynch JC, Fries E.  Physician
recommendations for dietary change: their prevalence and impact in a
population-based sample.  Am J Public Health 1995;85:722-726.

Krauss RM, Deckelbaum RJ, Ernst N, Fisher E, Howard BV, Knopp RH,
Kotchen T, Lichtenstein AH, McGill HC, Pearson TA, Prewitt TE, Stone
NJ, Van Horn L, Weinberg R. Dietary guidelines for healthy American
adults.  A statement for health professionals from the Nutrition
Committee, American Heart Association.  Circulation
1996;94:1795-1800.

Morrison G, Hark L.  Medical Nutrition and Disease.  Blackwell
Science: Philadelphia 1996.

National Heart, Lung, and Blood Institute.  Report of the Task Force
on Research in Epidemiology and Prevention of Cardiovascular
Diseases.  Washington, DC: USDHHS, NIH, NHLBI 1994.

National High Blood Pressure Education Program.  Working Group Report
on Primary Prevention of Hypertension.  National Heart, Lung, and
Blood Institute, National Institutes of Health.  USDHHS, NIH
Publication No. 93-2669, 1993.

National Research Council.  Diet and Health: Implications for
Reducing Chronic Disease Risk, National Academy Press: Washington,
DC, 1989.

Ockene IS, Herbert JR, Ockene JK, Merriam PA, Hurley TG, Gordon MS.
Effect of training and a structured office practice on physician-
delivered nutrition counseling: The Worcester-Area Trial for
Counseling in Hyperlipidemia (WATCH).  Am J Prev Med
1996;12(4):252-258.

Pearson TA, McBride PE, Miller NH, Smith SC.  Organization of
preventive cardiology services: Task Force 8 Bethesda Conference
Report.  JACC 1996;27(5):1039-1047.

Schucker B, Wittes JT, Santanello NC, Weber SJ, McGoldrick D, Donato
K, Levy A, Rifkind BM.  Change in cholesterol awareness and action.
Results from national physician and public surveys.  Arch Intern Med
1991;151:666-673.

Tobin BW.  Nutrition in the basic medical sciences curriculum.
Nutrition Today 1997;32(2):54-62.

US Department of Health and Human Services.  Surgeon General's Report
on Nutrition and Health.  USDHHS, Public Health Service, DHHS (PHS)
Publication No. 88-50210, Washington, DC, 1988, p. 4.

US Department of Agriculture and US Department of Health and Human
Services.  Nutrition and Your Health: Dietary Guidelines for
Americans.  Home and Garden Bulletin No. 232, 1995.

US Department of Health and Human Services.  Healthy People 2000:
National health promotion and disease prevention objectives.
Washington, DC: US GPO, DHHS Pub. No. 93-1332, 1991.

US Preventive Services Task Force.  Guide to clinical preventive
services, 2nd ed.  Baltimore: Williams and Wilkins, 1996.

Winick M.  Nutrition education in medical schools.  Am J Clin Nutr
1993;58:825-827.

Zimmermann M, Kretchmer N.  Isn't it time to teach nutrition to
medical students?  Am J Clin Nutr 1993;58:828-829.

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QUALITY OF CARE UNDER VARYING FEATURES OF MANAGED CARE ORGANIZATIONS

NIH GUIDE, Volume 26, Number 31, September 19, 1997

RFA:  HS-98-005

P.T.

Agency for Health Care Policy and Research

Letter of Intent Receipt Date:  October 31, 1997
Application Receipt Date:  January 6, 1998

PURPOSE

The Agency for Health Care Policy and Research (AHCPR) invites
applications for cooperative agreements that will assess the
association between features of managed care organizations, health
outcomes, and quality of care for patients with chronic diseases.
These cooperative agreements will be co-sponsored by the American
Association of Health Plans Foundation (AAHPF) under a partnership
agreement with AHCPR.

Studies should focus on one or more conditions meeting the following
criteria:  high prevalence, association of outcomes with quality of
care, ease of severity assessment with inexpensive measures, some
outcomes measurable within a two-year time frame, and adequate
patient numbers across the severity spectrum.  Aggregations of
conditions might be selected for study if the data are adequate and
methodologies are sound, particularly if these conditions apply to
special populations such as children, women, minority populations, or
the elderly.

The AAHPF and AHCPR will each contribute half of each project's
funding.  Applicants are asked for written permission to share with
AAHPF applications that AHCPR intends to fund, along with a summary
of the results of peer review of those applications.

HEALTHY PEOPLE 2000

The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People 2000,"
a PHS-led national activity for setting priority areas.  AHCPR
encourages applicants to submit grant applications with relevance to
the specific objectives of this initiative.  Potential applicants may
obtain a copy of "Healthy People 2000" (Full Report: Stock No.
017-001-00474-0 or Summary Report: Stock No. 017-001-00473-1) through
the Superintendent of Documents, Government Printing Office,
Washington, DC 20402-9325, telephone 202-512-1800.
ELIGIBILITY REQUIREMENTS

Applications may be submitted by domestic or foreign, public or
private non-profit organizations, including universities, clinics,
units of State and local governments, and other non-profit
organizations and foundations.  For-profit organizations are not
eligible as applicants, but may participate as members of consortia
or as subcontractors. Organizations described in section 501(c)4 of
the Internal Revenue Code that engage in lobbying are not eligible to
receive grant/cooperative agreement awards.
AHCPR encourages women, members of minority groups, and persons with
disabilities to apply as Principal Investigators.

MECHANISM OF SUPPORT

The RFA mechanism of support is the cooperative agreement, U01, in
which there will be substantial scientific and programmatic
involvement by AHCPR and AAHPF.  The total project period for
applications submitted in response to this RFA may not exceed 3
years.  The earliest anticipated award date is April 1, 1998.

FUNDS AVAILABLE

Dependent upon the availability of funds, AHCPR expects to award up
to $1.5 million (direct plus indirect costs) and AAHPF a comparable
amount in fiscal year 1998 to support the first year of approximately
four to seven projects under this RFA.  The number of awards is
dependent on the number of high quality applications and their
individual budget requirements; it is not the intent of AHCPR/AAHPF
that the awards be equal in size.  Funding beyond the initial budget
period will depend upon annual progress reviews and the continued
availability of funds.  The expectation is that AHCPR and AAHPF will
each contribute up to $3.5 million over a three-year period for these
projects.  Indirect costs awarded by AHCPR will be in accord with
federally established indirect cost rates.  Indirect costs awarded by
AAHPF will be in accord with AAHPF's nine (9) percent limit.

RESEARCH OBJECTIVES

Background

Managed Care Organizations (MCOs) include health plans with enrolled
populations, integrated delivery systems or networks that provide
comprehensive services to regular users even if users are not
enrolled in a single health plan, and employer-based groups where the
employer exercises essential features of managed care such as
selection of preferred providers and financial incentives for cost
effective treatment.

Only limited research has compared quality of care and health
outcomes for patients with chronic disease conditions in relation to
changing structures and operations within MCOs.  Information from
such studies would be helpful for: (a) plans and providers to improve
quality of care; (b) consumers to consider when making health care
decisions; and (c) employers, certifying agencies, and public
programs in making decisions about how to design and encourage
development of financing and delivery systems that result in high
quality of care.

The quality of medical care, whether managed or not, has been
criticized in many studies.  Some studies have shown that
practitioners frequently fail to assess patients' understanding of
their illness (Cohen MZ, et al., 1994) or their ability to function
(Rubenstein LV, et al., 1989; Wasson J, et al., 1992).  In addition,
surveys and audits regularly reveal failures to comply with
well-established guidelines of care for patients with chronic
conditions (see e.g., Cassell EJ, 1991; Stockwell, et al., 1994).
Differences in quality of care may occur as the result of differences
in innovative programs, practice patterns, organizational features,
and tactics (see e.g., Wagner EH, et al. 1996).

Some past research has focused on quality and outcomes of managed
care vs. fee-for-service or between staff and group practice models
vs. other managed care plans.  In general, few differences in quality
and outcomes are consistently reported (see e.g., Greenfield S, et
al., 1995; Horwitz SM and Stein REK, 1990; Retchin SM, et. al.,
1992).  Ware et al., 1996, also found that outcomes did not differ
for the average patient enrolled in HMOs compared to traditional
insurance in three cities from 1986-1990.  However, elderly and poor
persons with chronic illness fared better with traditional coverage.
In contrast to those results, Udvarhelyi, et al., 1991, found that
patients with high blood pressure treated in four group practices
during 1985- 1987 had more physician visits and better outcomes when
covered by an HMO rather than traditional insurance.  Brook, et al.,
studied patients with chronic illness randomly assigned to enroll in
an HMO from 1974 to 1982.  That study found similar health outcomes
as those assigned to traditional coverage.  One reason for the lack
of consistent findings of differences in outcomes may be that past
research has not been sufficiently sensitive to variations in quality
or outcomes that may result from more specific features of MCOs such
as composition of provider networks, variation in provider payment
arrangements, degree of clinical integration, use of specialists, and
consumer cost- sharing mechanisms.  These features vary substantially
within broadly defined types of health plans or MCOs.

Objectives and Scope

This RFA seeks applications for studies that assess the associations
between MCO features and clinical performance and patient outcomes
for chronic conditions.

Methods

o  Chronic disease conditions should be selected on the basis of high
prevalence, association of outcomes with quality of care, ease of
severity assessment with inexpensive measures, some widely recognized
outcomes measurable within a two-year time frame, and adequate
patient numbers across the severity spectrum.  Aggregations of
conditions might be selected for study if the data are adequate and
methodologies are sound, particularly if they represent problem areas
for special populations such as children, women, minority
populations, or the elderly. Comorbidities should be carefully
considered in any study design.  Patients with co-morbidities are of
particular interest as subjects for study under this RFA.

o  Features of MCOs that may affect performance can be selected from
among the range of features that generate much interest in the
professional literature as well as the popular press and policy
debates.  Such features might include, for example:
- demand management with self-care, nurse call lines, and wellness
education;
- staffing patterns and responsibilities, e.g., types of providers
involved in primary care;
- methods of establishing provider networks;
- availability of specialists and sub-specialists;
- methods for influencing provider practice, including risk- sharing;
- clinical oversight and use of guidelines or other evidence-based
tools;
- utilization review protocols, e.g., for hospital emergency visits;
- disease management programs.

o  Processes of care include preventive measures, diagnostic tests,
treatments, and other patient care activities. Assessing processes of
care involves measuring adherence to practice guidelines, protocols,
or standards.  For example, the National Heart, Lung, and Blood
Institute has developed guidelines for asthma, and the Foundation for
Accountability has developed preliminary measures for breast cancer,
although the latter have not yet been rigorously tested. The American
Diabetes Association commissioned a multidisciplinary committee to
develop and test a number of standards for diabetes care.  AHCPR has
sponsored guidelines for several chronic diseases.  One example is
the treatment of heart failure.  Guidelines in that area are:
Unstable Angina: Diagnosis and Management, Clinical Practice
Guideline, Number 10, Publication No. 94-0602, 1994; Heart Failure:
Evaluation and Care of Patients With Left- Ventricular Systolic
Dysfunction, Clinical Practice Guideline, Number 11, Publication No.
94-0612, 1994; and Cardiac Rehabilitation, Clinical Practice
Guideline, Number 17, Publication No. 96-0672, 1995.  AHCPR-sponsored
guidelines are available from the AHCPR Publications Clearinghouse
(see "INQUIRIES" below).  Applicants should also consider the
National Committee for Quality Assurance recommendations for process
and outcomes indicators. Investigators should select and refine the
final performance measures on the basis of a published meta-analysis
or review of existing literature, consensus groups of experts, and/or
judgments of advisory panels.  Regardless, applicants must rigorously
address validity, acceptability, and generalizability of the selected
measures.

o  Outcome measures should include clinical and physiologic measures
as well as patient self-reported measures, and should include general
functional status as well as disease specific measures.  To the
extent possible, patient self- reports should include functioning
level, disability days, time lost from work, understanding of the
problems, perceived outcomes of care, and satisfaction with access to
care and with interpersonal communication with providers. Selected
outcome measures also must be defended with respect to validity,
acceptability, and generalizability.

Applicants are encouraged to use existing measures and should
consider using quality measures and patient assessment questions
organized or developed by AHCPR programs, but not to the exclusion of
other existing measures that may be highly valuable.  AHCPR does not
wish to duplicate efforts already completed or underway in the
development of new measures under the programs, Q-Span (Expansion of
Quality Measures) or CAHPS (Consumer Assessment of Health Plans
Study).  For two compendia of relevant measures, see the searchable
CONQUEST database now available with an introductory publication
(AHCPR Pub. No. 96-0042), and CAHPS measures of consumer and patient
self report assessments of health plans and satisfaction.  For
additional information on these programs, see "INQUIRIES" below.

o  A number of variables should be tested for their contribution to
patient outcomes within a multivariate analysis.  Patient
characteristics may be important covariates with plan features in
affecting quality and outcomes.  Patient variables might include
severity of the study condition, presence of comorbid conditions, and
other factors determining compliance with treatment regimens and
reporting of functional status.

o  The features of each MCO as well as information about the
patient's illness and quality of treatment could be measured
retrospectively for 6-12 months prior to the beginning of a study.
After the study begins, outcomes can be assessed for approximately
two years.  This approach is not meant to preclude evaluating new or
recently implemented clinical interventions.  Any substantial change
in the features of the MCO during the course of observation should be
noted and examined for its independent contribution to the outcomes.
Attrition from the sample should be examined for any connection with
quality of care.

o  Generalizability of findings for each disease is highly desirable.
Applicants should assess the generalizability resulting from their
choice of plans, geographic or market areas, and providers and
patients for study.  Applicants should consider how they might
maximize the generalizability of their findings across organizational
forms (e.g., group or staff model Health Maintenance Organizations,
preferred provider plans, etc.) and/or across all chronic conditions.
Two examples of ways to advance this goal would be (a) research
consortia, and (b) studies that focus on two or more chronic
conditions.  In addition, after award of the cooperative agreements,
investigators will be expected to participate in collaborative work
with other awardees and scientific experts on studies of pooled data
that promote generalizability.

SPECIAL REQUIREMENTS

Terms and Conditions of Award

These special Terms of Award are in addition to and not in lieu of
otherwise applicable OMB administrative guidelines, HHS grants
administration regulations, 45 CFR Parts 74 and 92, and other HHS and
PHS grants administration policies.

1.  Cooperative Activities.

The administrative and funding mechanism to be used for this program
will be the cooperative agreement (U01), under which there will be
substantial scientific and programmatic involvement by AHCPR and
AAHPF with the awardees.

Cooperative activities are intended to strengthen individual studies
and at the same time generate generalizable results across multiple
study sites, projects, disease conditions, and patient and physician
groups.  These goals present scientific and management challenges,
requiring collaboration among Principal Investigators and mechanisms
for both linking data and preserving the integrity and
confidentiality of these data.  The scientific and administrative
management of the cooperative work will be organized through a joint
planning and coordinating committee (the Collaborative Scientific
Working Group) and a joint operational committee (the Research
Coordinating Center).  Two external groups will serve to assure
timely progress of the research partnership (the Administrative
Review Council) and to assure research and data integrity and
protection of human subjects (the Oversight Committee).

o The Collaborative Scientific Working Group (CSWG) will serve as the
core mechanism for cooperative planning and coordination of research.
The CSWG will meet as a group shortly after the award of the projects
to begin the process of identifying cross-cutting research questions
and common measures and methods to answer the questions.  The group
will make joint decisions to promote uniformity in research
functions, sampling design for any surveys, study measures, analytic
methods, and other methodologic and substantive issues that affect
generalizability and scientific integrity across individual projects.
The CSWG will be especially concerned with the subset of research
activities in each project that involve cross-cutting issues and
analyses of pooled data.  In addition, the CSWG will develop and
implement common policies on protection of the pooled data, including
confidentiality of patients and institutions, and management and
release of pooled data files.

The CSWG will be chaired by Sheldon Greenfield, M.D., the Director of
the Primary Care Outcomes Research Institute of New England Medical
Center, or an equivalent expert designated by AHCPR and AAHPF, who
will be a consultant to both sponsors.  The CSWG will be co-chaired
by a scientific advisor to be named by AHCPR, and Sherrie Kaplan,
Ph.D., the co-director of the Primary Care Outcomes Research
Institute, or equivalent expert designated by the sponsors.  The
other members of the CSWG will include each project's Principal
Investigator, along with two representatives from AHCPR and two from
AAHPF.

o  The Research Coordinating Center (RCC) will have day-to- day
operational responsibilities for joint development of common measures
and analyses of pooled data submitted by the individual projects on
cross-cutting questions.  It is estimated that approximately 25% of
any survey data in each study will be pooled for cross-cutting
analyses.  The RCC members will provide assistance with data
collection, survey methods, statistical and analytic methods for the
cross- cutting studies, and serve as a repository for a uniform,
aggregate database for cross-cutting studies.

The RCC will be chaired by Sherrie Kaplan, Ph.D., co- director of the
Primary Care Outcomes Research Institute, or an equivalent expert
designated by AHCPR and AAHPF, and co- chaired by project officers of
AHCPR and AAHPF; it  will include the Principal Investigators or
their designees. Additional experts, as needed, will be added with
the concurrence of the CSWG.  The RCC will be sponsored both by grant
funds (see "BUDGET PREPARATION" below) and AAHPF.

o  An Administrative Review Council (ARC) will monitor the activities
and progress of individual projects, the CSWG, and the RCC on an
annual basis to ensure timely completion. The ARC will also provide
an informal procedure for resolving issues brought to the Council's
attention by AHCPR, AAHPF, or a Principal Investigator.  In addition,
the ARC will be consulted on non-competitive continuation awards.
The Council will be composed of external experts independent of any
project but qualified to review methodologies needed for this area of
research.

o  An Oversight Committee that is completely external to the projects
and the funding agencies will be created to assure protection of
human subjects as well as research and data integrity.  It will be
composed of a small number of authorities in medical and scientific
areas that include bioethics and scientific integrity.  It will also
include a patient advocate.  This committee will be empowered to
recommend interruption of studies or interruption of the use of study
data, if warranted.

2.  Awardee Responsibilities.

-  The awardee will conduct research in accordance with the terms and
conditions of the Notice of Grant Award, and will engage, as
necessary, in a process of refinement and revision of selected
methodologic procedures in accord with plans developed
collaboratively with the CSWG and the RCC. Specifically, the awardee
will undertake or participate in collection of data on measures
designed jointly with others in the RCC and CSWG (about 25% of any
survey measures).

-  The awardee will contribute data on standardized measures for
pooled analyses of cross-cutting issues by the RCC.  The designs for
this work will be reviewed by the CSWG.  The Principal Investigator
or other appropriate investigator may participate in analyses,
co-author reports, or be acknowledged as a contributor, depending on
mutual agreements.  The awardee will later have access to the pooled
data for additional analyses.

-  The Principal Investigator will participate in a combined total of
up to six meetings per year of the RCC and the CSWG, in addition to
telephone and electronic conferences.

-  The awardee will administer some of the costs of the joint work of
the RCC. (see "BUDGET PREPARATION" below).

3.  AHCPR/AAHPF Responsibilities.

-  The sponsoring agencies will establish the scientific and
monitoring committees defined above to guide the cooperative work.
Scientific consultants may be engaged by the CSWG as needed, with
costs borne by the sponsors.

-  The progress of work by each awardee will be reviewed at least
annually.  Awards may be terminated in cases of documented
underperformance where the awardee has been given adequate
notification about performance and failed to take sufficient
corrective actions.

BUDGET PREPARATION

The following guidance will supplement the standard requirements in
form PHS 398 (rev. 5/95).

o  The costs of clinical care provided to participants in any project
will not be paid out of grant funds.

o  Applicants should request funds to support the joint work of the
RCC, such as joint development of common measures and analyses of
pooled data.  Two and one-half (2.5) percent of the requested direct
costs should be budgeted for this purpose as a separate line item
under Other Expenses, for each year of the project.

o  Budgets should reflect travel by the Principal Investigator to
attend a combined total of 6 one-day meetings per year of the CSWG
and the RCC.  These meetings will generally take place in the
Washington, DC area, or the Boston, MA area. It is anticipated that
the business of the CSWG and the RCC can otherwise be conducted by
teleconferencing and e-mail channels.

Confidentiality of Data

Information obtained in the course of this study that identifies an
individual or entity must be treated as confidential in accordance
with section 903(c) of the Public Health Service Act (42 U.S.C.
299a-1(c)).  Applicants must describe in the Human Subjects section
of the application procedures for ensuring the confidentiality of
identifying information.  The description of the procedures should
include a discussion of who will be permitted access to the
information, both raw data and machine readable files, and how
personal identifiers will be safeguarded.

Rights in Data

Grantees may copyright or seek patents, as appropriate, for final and
interim products and materials including, but not limited to,
methodological tools, measures, software with documentation,
literature searches, and analyses, which are developed in whole or in
part with AHCPR funds.  Such copyrights and patents are subject to a
Federal Government license to use these products and materials for
AHCPR purposes.  Such purposes may include, subject to statutory
confidentiality protections, making research materials, data bases,
and algorithms available for verification or replication by other
researchers.  Final products may be made available to the health care
community and the public by AHCPR, or its agents, if such
distribution would significantly increase access to a product and
thereby produce public health benefits.  Ordinarily, to accomplish
its broad dissemination mandate, AHCPR encourages and promotes
publication of research findings, but generally relies on grantee
efforts to market grant-supported products.  To enable AHCPR to
fulfill its statutory obligation to make both research results and
developed data available, as well as to assure the statistics
developed with its support are of high quality, copies of all
products and materials developed under a grant supported in whole or
in part by AHCPR funds are to be made available to AHCPR promptly
upon request.  Similarly, products shall be made available to AAHPF
promptly upon its request, consistent with the applicable
confidentiality statute cited above.

INCLUSION OF WOMEN, MINORITIES, AND CHILDREN IN RESEARCH STUDY
POPULATIONS INVOLVING HUMAN SUBJECTS

It is the policy of AHCPR that women and members of minority groups
be included in all AHCPR-supported research projects involving human
subjects, unless a clear and compelling rationale and justification
are provided that inclusion is inappropriate with respect to the
health of the subjects or the purpose of the research.

All investigators proposing research involving human subjects should
read the "NIH Guidelines on the Inclusion of Women and Minorities as
Subjects in Clinical Research," published in the Federal Register of
March 28, 1994 (FR 59 14508-14513), and printed in the NIH GUIDE FOR
GRANTS AND CONTRACTS of March 18, 1994, Volume 23, Number 11.  AHCPR
follows the NIH Guidelines, as applicable.

Applicants may obtain copies from the above sources or from the AHCPR
contractor, Global Exchange, Inc., listed under "INQUIRIES."

AHCPR is also encouraging investigators to consider including
children in study populations, as appropriate. AHCPR announced in the
NIH Guide for Grants and Contracts, Volume 26, Number 15, May 9,
1997, that it is developing a policy and implementation plan on the
inclusion of children in health services research.